United States v. Chandler

376 F.3d 1303, 2004 U.S. App. LEXIS 14858, 2004 WL 1597965
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 19, 2004
DocketNo. 03-10725
StatusPublished
Cited by7 cases

This text of 376 F.3d 1303 (United States v. Chandler) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Chandler, 376 F.3d 1303, 2004 U.S. App. LEXIS 14858, 2004 WL 1597965 (11th Cir. 2004).

Opinion

HILL, Circuit Judge:

The government charged defendants in the Middle District of Florida with conspiring to commit mail fraud, in violation of 18 U.S.C. § 371. Defendants herein proceeded to trial and were found guilty. Each filed a motion for a judgment of acquittal, which the district court denied. Each appeals that denial.

I.

This trial clearly , demonstrates the inherent danger in a multi-defendant conspiracy prosecution — that individuals who are not actually members of the group will be swept into the conspiratorial net. Because the government is permitted broad prosecutorial discretion to prove the conspiracy, the likelihood exists that those who associate with conspirators -.will be found guilty of a crime that they have not intended to commit, and part of a group that they never joined. See Dennis v. United States, 384 U.S. 855, 860, 86 S.Ct. 1840, 16 L.Ed.2d 973 (1966).

This danger is compounded when the grand jury indicts on one thebry of the illegal conduct, but the government prosecutes the case on an entirely different theory. This roaming theory of the prosecution can produce trial error of constitutional proportions. See Russell v. United States, 369 U.S. 749, 768, 82 S.Ct. 1038, 8 L.Ed.2d 240 (1962) (ill-defined charges leave “the prosecution free to roam at large' — to shift its theory of criminality so as to take advantage of each passing vicissitude of the trial and appeal”).

We have seen such conspiracy prosecutions before. In United States v. Adkinson, 135 F.3d 1363 (11th Cir.1998), we reversed convictions obtained by the government upon an indictment that alleged [1306]*1306conduct not a crime under the prevailing law. In that case, the district court was persuaded to permit the government to proceed upon the assumption that the controlling law of mail fraud would change prior to the end of trial. Id. at 1369. At the close of the government’s case, with the law unchanged, the court attempted to cure the defect by redacting the indictment of the allegations not stating a crime, and instructing the jury as to the correct law. Id. at 1376. But the damage had been done. The jury had listened to months of testimony from numerous witnesses whose testimony, as it turned out, was both irrelevant and highly prejudicial. Id. at 1372. Under these circumstances, we held that fundamental due process was denied the defendants and vacated their convictions. Id. at 1374.

Unfortunately, the government in this case once more engaged in this regrettable and unconstitutional series of events.

A. Indictment and Pre-Trial Proceedings

On December 6, 2001, a grand jury empaneled by the United States District Court for the Middle District of Florida, Jacksonville Division, returned a 62 page indictment charging 43 defendants with conspiracy to commit mail fraud, in violation of 18 U.S.C. § 371.1 The defendants were alleged to have used the United States mails in furtherance of a scheme and artifice to defraud McDonald’s Corporation (McDonald’s). During the relevant time period, McDonald’s conducted “Monopoly” style and “Hatch, Match and Win” promotional games to attract customers to McDonald’s restaurants. Over twenty different games were played during this time. The games were played by visiting the restaurant, purchasing food, and collecting the game stamps that were attached to the various food products sold by McDonald’s.2 Certain game stamps were “winners,” worth substantial sums of money. McDonald’s employed Simon Marketing, Inc. (“Simon”) to develop, manage, and advertise the games. Jerome Jacobson was the Director of Security for Simon, with responsibility for disseminating the high-value game stamps.

The indictment alleged that Jacobson would embezzle these game stamps and conspire with Mends, relatives, and others to act as “recruiters,” who would in turn solicit other friends and relatives to submit the stolen winning game stamps to McDonald’s and collect the prize money. Appellants George Chandler, John Henderson, Jerome Pearl and Kevin J. Whitfield were alleged to have recruited winners or redeemed stolen game stamps. Prize money, it was alleged, was shared by Jacobson and the other conspirators. The scope of the alleged conspiracy was substantial, as evidenced by both the number of defendants and the fact that game stamps were distributed nation-wide and so the “winners” were located across the country.3

Very early in the pre-trial proceedings,4 the defendants focused on whether the [1307]*1307allegations of the indictment were sufficient to state a crime.5 Under federal conspiracy law, the government must allege and prove that the defendants knowingly entered into an agreement to commit an unlawful act. United States v. Parker, 839 F.2d 1473 (11th Cir.1988). The indictment did allege an unlawful act in the embezzlement of the game stamps. Nowhere, however, did the indictment allege that any of these defendants knew that the game stamps they redeemed had been stolen. The defendants moved to dismiss the indictment, alleging that it was fatally defective in its failure to allege an essential element of the crime of conspiracy — knowing agreement to commit the illegal act.

The government responded by conceding that the defendants did not know of Jacobson or the underlying theft, but maintained that such knowledge was irrelevant to the defendants’ culpability. Articulating its theory of the ease, to which it adhered until the final moments of trial, the government asserted that the fraud in this case was the defendants’ representation of themselves to McDonald’s as “legitimate winners.” Since the indictment repeatedly alleges that the defendants “knew” they were not “legitimate” winners of the McDonald’s game stamps, the government argued that the indictment was not defective, concluding:

Therefore, as the fraud in this case was when the “winner” stated that they obtained the game piece legitimately, it is absolutely irrelevant whether the fraudulent “winner” knew that the game piece(s) was embezzled from McDonald’s/Simon. (emphasis added)

In fact, the government represented to the court that it would not make a difference to its case if the defendants had found their winning game stamps on the street.6 So counseled, the court denied the motions to dismiss.

Defendants then filed a motion for a bill of particulars, asking the government to define the terms “legitimate” and “illegitimate” winner as used in the indictment. The defendants asserted that nowhere in the indictment was this term defined so that they had notice why their claims to be legitimate winners were fraudulent.

The government responded that its indictment “clearly and unambiguously” used the terms “legitimate” and “illegitimate” in the context of the McDonald’s game rules.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Matthew William Wheeler
16 F.4th 805 (Eleventh Circuit, 2021)
George R. Simpson v. Randall James Hamilton Zwinge
531 F. App'x 985 (Eleventh Circuit, 2013)
United States v. Moore
525 F.3d 1033 (Eleventh Circuit, 2008)
United States v. George Chandler
271 F. App'x 974 (Eleventh Circuit, 2008)
United States v. Nicholas DeAngelis
206 F. App'x 873 (Eleventh Circuit, 2006)
North Jackson Pharmacy, Inc. v. Express Scripts, Inc.
345 F. Supp. 2d 1279 (N.D. Alabama, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
376 F.3d 1303, 2004 U.S. App. LEXIS 14858, 2004 WL 1597965, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-chandler-ca11-2004.