United States v. Chad Jones

492 F. App'x 429
CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 17, 2012
Docket11-4474
StatusUnpublished

This text of 492 F. App'x 429 (United States v. Chad Jones) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Chad Jones, 492 F. App'x 429 (4th Cir. 2012).

Opinion

Affirmed in part; dismissed in part by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Chad Emory Jones appeals the 150-month sentence imposed following his guilty plea to aiding and abetting the distribution of more than five grams of crack cocaine, in violation of 21 U.S.C. § 841(a)(1) (2006) and 18 U.S.C. § 2 (2006), and being a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1), 924 (2006). On' appeal, Jones’ first attorney filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), stating that there were no meritorious grounds for appeal, but asking this court to review the underlying proceedings for error. Although advised of his right to do so, Jones declined to file a pro se supplemental brief. The Government did not file a response.

During our initial Anders review, we discerned three nonfrivolous issues and directed the parties to submit merits briefs on those points. We further appointed new counsel to represent Jones. In accor *431 dance with our directive, Jones’ new attorney submitted a comprehensive brief addressing the validity and enforceability of the appeal waiver and the various sentencing issues identified in our briefing order. The Government now moves to dismiss the appeal as to Jones’ sentence, arguing that it is precluded by the appeal waiver in Jones’ plea agreement. Jones counters that the waiver provision is not enforceable because the Government breached the plea agreement at sentencing and, alternatively, that his acceptance of the appeal waiver was coerced.

It is well settled that an appeal waiver cannot preclude consideration of a claim that the Government breached the plea agreement. United States v. Dawson, 587 F.3d 640, 644 n. 4 (4th Cir.2009). Thus, we reject the Government’s motion to dismiss as to Jones’ claim of a purported breach of the plea agreement at sentencing. However, for the reasons discussed herein, we hold that Jones’ breach claim fails, on the merits, because he cannot demonstrate that the breach affected his substantial rights. And because the appeal waiver is otherwise valid, we grant the motion to dismiss the appeal as to all remaining issues relevant to Jones’ sentence. Finally, we affirm Jones’ convictions.

Jones first argues the Government breached the plea agreement by failing to fulfill its express promise to advise the sentencing court of the “full extent” of his cooperation and that this breach renders the waiver inoperative. Because Jones did not raise this breach claim in the district court, appellate review of this issue is for plain error. Puckett v. United States, 556 U.S. 129, 133-34, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009); Dawson, 587 F.3d at 645. To prevail, Jones must show that an error occurred, the error was plain, the error affected his substantial rights and, if not corrected, the error would seriously affect the fairness, integrity, or public reputation of judicial proceedings. United States v. Olano, 507 U.S. 725, 732-37, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993).

Plea agreements are grounded in contract law, and both parties are entitled to the benefits of their bargain. United States v. Bowe, 257 F.3d 336, 345 (4th Cir.2001). Where an agreement is ambiguous in its terms, the terms must be construed against the Government. United States v. Harvey, 791 F.2d 294, 303 (4th Cir.1986). However, in enforcing agreements, the Government is held only to those promises it actually made. Dawson, 587 F.3d at 645.

The Government concedes that such an explicit promise was made here, which indeed went unfulfilled. Thus, there is no question as to the breach, and the breach is plain. As discussed earlier, Jones’ waiver of his right to appeal does not preclude appellate review of this issue. However, as to the merits of this claim, the Government persuasively argues that this breach did not affect Jones’ substantial rights because there is no “nonspeculative basis in the record to conclude that the district court would have imposed a lower sentence but for the [breach].” United States v. Knight, 606 F.3d 171, 180 (4th Cir.2010). We agree with the Government and therefore affirm as to this aspect of Jones’ sentence.

The Supreme Court has clarified that, under the plain error standard, when the rights acquired by the defendant under the plea agreement relate to sentencing, “the ‘outcome’ he must show to have been affected is his sentence.” Puckett, 556 U.S. at 142 n. 4, 129 S.Ct. 1423. This Jones does not endeavor to do. Jones relies instead on the “fundamental” nature of the error that was the Government’s breach to satisfy the third prong of the plain error inqui *432 ry. But this, standing alone, is insufficient, and we discern no nonspeculative basis in the record on which we could conclude that the district court would have imposed a lower sentence had the Government fulfilled its obligation. See Knight, 606 F.3d at 180. Thus, while appellate consideration of this claim is not foreclosed by the appeal waiver, we hold that the claim nonetheless fails under the plain error standard. Accordingly, the motion to dismiss is denied as to this claim, and we instead reject it on the merits.

We next consider Jones’ alternative contention that the waiver is invalid because he was coerced into accepting it, and thus that it does not bar appellate review of his claims pertaining to the particular sentence the court imposed. This court reviews the validity of an appellate waiver de novo, and will enforce the waiver if it is valid and the issue appealed is within the scope thereof. United States v. Blick, 408 F.3d 162, 168 (4th Cir.2005). An appeal waiver is valid if the defendant knowingly and intelligently agreed to it. Id. at 169.

To determine whether a waiver is knowing and intelligent, we examine the background, experience, and conduct of the defendant. United States v. Broughton-Jones, 71 F.3d 1143, 1146 (4th Cir.1995); United States v. Davis, 954 F.2d 182

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Anders v. California
386 U.S. 738 (Supreme Court, 1967)
United States v. Olano
507 U.S. 725 (Supreme Court, 1993)
Puckett v. United States
556 U.S. 129 (Supreme Court, 2009)
United States v. Knight
606 F.3d 171 (Fourth Circuit, 2010)
United States v. Michael Lee Harvey
791 F.2d 294 (Fourth Circuit, 1986)
United States v. Joel D. Davis, (Two Cases)
954 F.2d 182 (Fourth Circuit, 1992)
United States v. Willie Edward Brown
232 F.3d 399 (Fourth Circuit, 2000)
United States v. Riddick Lamont Bowe, Sr.
257 F.3d 336 (Fourth Circuit, 2001)
United States v. Benjamin General, A/K/A Barkim
278 F.3d 389 (Fourth Circuit, 2002)
United States v. George R. Blick
408 F.3d 162 (Fourth Circuit, 2005)
United States v. Tyronski Johnson
410 F.3d 137 (Fourth Circuit, 2005)
United States v. Steven Ira Cohen
459 F.3d 490 (Fourth Circuit, 2006)
United States v. Dawson
587 F.3d 640 (Fourth Circuit, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
492 F. App'x 429, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-chad-jones-ca4-2012.