United States v. Carroll

45 M.J. 604, 1997 CCA LEXIS 3, 1997 WL 27234
CourtArmy Court of Criminal Appeals
DecidedJanuary 27, 1997
DocketARMY 9501522
StatusPublished
Cited by3 cases

This text of 45 M.J. 604 (United States v. Carroll) is published on Counsel Stack Legal Research, covering Army Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carroll, 45 M.J. 604, 1997 CCA LEXIS 3, 1997 WL 27234 (acca 1997).

Opinions

OPINION OF THE COURT

PER CURIAM.

Contrary to his pleas, a general court-martial consisting of officer and enlisted members convicted the appellant of rape and unlawful entry,1 in violation of Articles 120 and 134, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. §§ 920 and 934 (1988). The court-martial sentenced him to a dishonorable discharge, confinement for one year, forfeiture of all pay and allowances, and reduction to Private El. The convening authority disapproved the finding of guilty of rape and approved the finding of guilty of unlawful entry; he approved so much of the sentence as included a bad-conduct discharge, confinement for four months, forfeiture of all pay and allowances, and reduction to Private El.

The appellate defense counsel raise four assignments of error: (1) that the evidence is factually insufficient to support his conviction for unlawful entry; (2) that the military judge erred by failing to instruct the members on the mistake-of-fact defense as it relates to unlawful entry; (3) that the convening authority improperly reassessed the sentence after disapproving the finding of guilty of rape; and, (4) that- the sentence is inappropriately severe. We have reviewed the record of proceedings2 and have considered the briefs and the oral arguments of counsel, and find that the assignments of error are without merit.

I. Facts

The unlawful entry of which the appellant stands convicted occurred in the barracks room of two female soldiers, Private (PVT) K, who was the victim of the now-dismissed rape charge, and PVT B. Earlier in the evening, an informal party, attended by the appellant and a number of other soldiers, took place in this room and in the adjacent room of PVTs W and F. These two rooms were connected by a common bathroom. All attendees of the party were advanced individual training (AIT) students temporarily assigned to Goodfellow Air Force Base, Texas.

During the party, PVT K became, by most accounts, considerably intoxicated. The appellant observed her behavior, which included sexually aggressive acts toward several of the male soldiers (but not toward the appellant). Around 9:30 or 10:00 p.m., PVT K succumbed to the effects of her imbibing and was helped to her bed by her boyfriend. As she was lying on her bed, the appellant and two other soldiers entered the room and tried to spray shaving cream on her. The appellant testified that PVT K told them she was tired, to leave her alone and to “get out of here.” Private K’s boyfriend also told them to “get out of here.”

Private K then fell asleep or passed out. After midnight, her roommate (PVT B) also went to bed, leaving a light on in the room. Private B was not certain whether she completely closed the bathroom door on their side of the bathroom. Sometime later, the appellant returned to the adjoining room of PVTs W and F to watch a videotaped movie. Although PVTs W and F were lying in bed, [606]*606they permitted the appellant to lie on the floor and watch the movie. After about fifteen minutes, the appellant went into the bathroom.

According to the appellant, when he turned on the light in the bathroom, a voice from PVT K’s room said, “Who is it? Who’s there?” The appellant said nothing but poked his head into the room and saw PVT K sitting up on her bed. He testified that she looked at him and then “flopped back” or “rolled over.” He testified that “I took that to me [sic], ‘Okay, its only you. I can go back to sleep.’” He said he entered the room to “mak[e] sure she was all right,” because he “thought she might have been sick from the hard liquor.” The appellant acknowledged, however, that he “didn’t think it was an emergency,” and that he had no permission to enter the room.

Later, on redirect, the following colloquy took place with the defense counsel:

Q: Why did you think that you were walking into [PVT K’s] room, if she didn’t say, “PVT Carroll, come on in?”
A: Well, Ma’am, like I’ve already told you, we’d been in there earlier in the evening for an hour or two, coming and going as we pleased ... the doors were open, and no one ever said, “Hey, do you want to come over to my room” or “Hey, lets go over next door” or anything like that. It was just in and out, back and forth.
Q: During any of those times, were you ever told, “I don’t want you in here; stay out” by PVT [K]?
A: No, Ma’am.3

On recross, the trial counsel asked:

Private Carroll, do you understand that there’s a difference between being at a party in an individual’s room five hours earlier when there was seven or eight other people there, there were lights on, and everybody’s awake, and from going into her room at 2 to 3 o’clock in the morning, with them both sleeping in the bed? Do you understand that there’s a difference in that?

The appellant replied, ‘Yes, sir, there is.”

Private K testified that she became drunk during the party and at some point during the evening, “I passed out ... blacked out.” The next thing she remembered was appellant in her bed and on top of her. Similarly, her roommate testified that she awakened and realized that someone was in bed with PVT K.

II. Factual Sufficiency

Counsel first argues there was sufficient credible evidence of either express or implied consent for the appellant to enter the woman’s room and that therefore the evidence of unlawful entry is factually insufficient. We disagree. While the appellant testified that he initially entered the room to ascertain if the victim was sick, he also admitted it was not a medical emergency and that he had no permission to enter the room. After having read the record and having taken into account that the members saw and heard the witnesses, we find the evidence legally and factually sufficient. United States v. Turner, 25 M.J. 324 (C.M.A.1987).

III. The Military Judge’s Instructions

Next, the appellant’s counsel argues that the military judge committed prejudicial error when he failed, sua sponte, to instruct on the issue of mistake of fact in relation to unlawful entry. The military judge specifically instructed on mistake of fact regarding the rape charge. Counsel asserts that the factual flow in the case simultaneously raised this defense for both charges. The government argues that the evidence does not reasonably raise the defense for the unlawful entry charge so there was no requirement to instruct. We agree with the government.

At the outset, we note that unlawful entry is a general intent crime. Manual for Courts-Martial, United States (1995 Ed.), Part IV, para. 111c. For general intent crimes, “a successful mistake-of-faet defense must include not only a subjective belief of [607]*607consent, but also a belief that was ‘reasonable under all the circumstances.’ ” United States v. Garcia, 44 M.J. 496, 498 (1996).

The military judge has an affirmative and sua sponte duty to instruct on all special defenses reasonably raised by the evidence. Rule for Courts-Martial 920(e)(3) [hereinafter R.C.M.]; United States v.

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Cite This Page — Counsel Stack

Bluebook (online)
45 M.J. 604, 1997 CCA LEXIS 3, 1997 WL 27234, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carroll-acca-1997.