United States v. Carrasco

540 F.3d 43, 2008 U.S. App. LEXIS 18522, 2008 WL 3952641
CourtCourt of Appeals for the First Circuit
DecidedAugust 28, 2008
Docket06-1887, 06-1888
StatusPublished
Cited by24 cases

This text of 540 F.3d 43 (United States v. Carrasco) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carrasco, 540 F.3d 43, 2008 U.S. App. LEXIS 18522, 2008 WL 3952641 (1st Cir. 2008).

Opinion

HOWARD, Circuit Judge.

Otilio Carrasco and Kelley Mala 1 were arrested after a search of Mala’s 21-foot *46 boat revealed 47 kilos of cocaine and 170 grams of heroin, more or less. They were convicted by a jury, and each now appeals on a variety of grounds. Finding error below, we vacate and remand.

I. Facts 2

A. The Arrest

The two men and a companion 3 were traveling from the United States Virgin Islands to Puerto Rico in a 21-foot boat. Marine Enforcement Officers of the United States Customs Service hailed the boat off the coast of Puerto Rico, in customs waters. It took a little longer than usual for the boat to come to a complete stop and get into a position where it could be boarded. The officers then boarded the boat, demanding identification and conducting a document and safety inspection. Everything was in order, but a search of the boat revealed drugs hidden in two toolboxes, in a backpack and in a shoebox within the wheel housing of the boat. Everyone aboard was arrested and taken to an Immigration and Customs Enforcement Marine Enforcement office.

Accounts of what happened at the Marine Enforcement office differ, but some facts are undisputed. Mala and Carrasco each produced a signed, written confession — Mala’s was in his own handwriting, Carrasco’s was transcribed by an agent. 4 Mala also produced a note in his own handwriting. The note is addressed to Carrasco and advises him to cooperate with authorities. Also undisputed is that a DEA agent from the Virgin Islands, one Hilary Hodge, was in telephonic contact with Mala before any statement was given. No record of the conversation was made, nor was Hodge available to testify. It was after this telephone conversation that Mala produced first his statement and then the note to Carrasco. The note was delivered to Carrasco, and he apparently read it. Carrasco’s statement was taken shortly thereafter.

B. The Hearing

The district court held a hearing to resolve two suppression questions. The defendants challenged the search of the boat as violative of the Fourth Amendment, and they challenged the confessions as involuntary. 5 At the hearing, Mala testified but Carrasco exercised his Fifth Amendment privilege against self-incrimination. The government produced as witnesses several law enforcement officers who had been at the Marine Enforcement office.

At the suppression hearing, conflicting evidence was presented regarding consent to the search. Government witnesses testified that they confirmed that Mala was the owner and operator of the boat, and that he consented to the search. They *47 testified that Mala became nervous as the search shifted to the stern of the boat, but never withdrew his consent. Mala, on the other hand, testified that he was not asked for his consent to the search, nor did he give it. In a later docket entry, the district court found that Mala had made a valid consent to the search, and that in any case the search qualified as a border search and therefore consent was unnecessary.

Testimony differed, too, about the circumstances surrounding the confessions. According to testimony from the government’s witnesses, Mala was allowed outside with two law enforcement agents to smoke cigarettes. While the three men were outside, one of the agents spoke by cellphone with Hodge. 6 Hodge asked to speak to Mala and was permitted to do so. After the brief conversation, Mala got off the phone and indicated he was ready to make a statement. He confessed his guilt in a signed, handwritten statement and asked to speak to Carrasco. The agents would not allow it, in accordance with their normal procedure, but they did permit Mala to send Carrasco a note. The note in essence said that the jig was up and that Carrasco should cooperate with law enforcement. Carrasco then dictated a statement of his own.

Again, Mala’s testimony differed substantially. In his version of events, he repeatedly asked to call his lawyer and his family, but was rebuffed. He was then told someone wanted to speak with him, and he was handed a cellphone. Hodge spoke, although he did not identify himself, and Mala, never having met Hodge, did not recognize the voice. Hodge told Mala they knew all about him and threatened to seize Mala’s businesses and other property in the Virgin Islands, as well as Mala’s parents’ property, if he did not cooperate. Hodge also threatened, to have Mala’s mother, who had title to the boat, arrested as part of the conspiracy. Mala handed the phone back to an officer, who spoke to Hodge for a few moments and laughed before hanging up. Shaken by the threats, Mala asked for a cigarette, even though he does not smoke cigarettes. He smoked two or three. During this interlude, an officer repeatedly asked him if he would make a statement. But when Mala wrote down what had happened, and the statement reflected his innocence, the officer said that it was not good enough and threw the statement in the trash. As part of a deal with the agents, Mala testified, he created a false confession and the note to Carrasco in order to trick Carrasco into confessing.

On cross-examination at the hearing, the government confronted Mala with his previous felony conviction for smuggling cocaine. Mala conceded that he had the conviction on his record, but countered that he had been sentenced to time served in a plea arrangement that had come about because the government could not prove he had been a knowing participant.

The district court ruled that the confessions would be suppressed, citing sloppy police work, the unavailability of Hodge to testify about the phone call, and inconsistencies between the agents’ testimony and other evidence. The district court said, “[A]ll that’s going to come before the jury when we try this case is the fact that these people were stopped and they were found with this cocaine in a 21-foot boat.... And if he takes the stand you’ll impeach him with this conviction.” The government *48 asked if the confessions could be used as impeachment should either defendant take the stand and testify inconsistently with them. By way of answer, the district court said,

This is sloppy police work. I don’t like the way Mr. Hodge dealt with this issue. It is entirely possible [Mala] felt he had to wheel and deal and he turned back and sent all these notes to the agents to give to the other guy. The agents should never have allowed this to happen. Maybe these statements are the whole truth, but maybe they are not. And I don’t care what happened other than the fact that they were caught red-handed on a 21-foot boat with this cocaine and heroin. And it is going to be very difficult to explain to a jury. It is as simple as that and that is what we are going to try in this case.

C. Trial

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Cite This Page — Counsel Stack

Bluebook (online)
540 F.3d 43, 2008 U.S. App. LEXIS 18522, 2008 WL 3952641, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carrasco-ca1-2008.