United States v. Carpenter

204 F. App'x 260
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 19, 2006
Docket06-4027
StatusUnpublished
Cited by1 cases

This text of 204 F. App'x 260 (United States v. Carpenter) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carpenter, 204 F. App'x 260 (4th Cir. 2006).

Opinion

PER CURIAM:

David Carpenter appeals the sentence imposed on him for being a felon in possession of a firearm, in violation of 18 U.S.C.A. § 922(g)(1) (West 2000). Although the district court plainly erred by failing to give Carpenter notice of its intent to vary upwardly from the sentencing guidelines, we exercise our discretion not to notice the plain error and affirm Carpenter’s sentence as reasonable.

I.

On December 28, 2003, Carpenter accompanied his wife Theresa to the St. Al-bans, West Virginia home of Theresa’s ex-husband, Thomas Yoder, to confront Yoder about allegations of child abuse that Yoder had made against Carpenter. Carpenter remained in the car while Theresa went inside to discuss the allegations with Yoder. When Theresa returned to the car and prepared to leave, Yoder came out of the home and threatened Carpenter. As Theresa and Carpenter drove away, Carpenter fired three shots from a pistol out of the front passenger window.

The gunfire was reported to the St. Al-bans police department, who responded to the scene. Yoder provided a detailed description of Carpenter’s car, and a short time later the police located the car and initiated a traffic stop. Inside the car, the police found a Jennings .22 caliber semiautomatic pistol underneath the front passenger seat. Carpenter, a convicted felon, later admitted that he fired the pistol.

Carpenter pleaded guilty to a one count indictment charging him with being a felon in possession of a firearm, in violation of 18 U.S.C.A. § 922(g)(1). The Presentence Report (PSR) recommended a base offense level of 14, see U.S. Sentencing Guidelines Manual § 2K2.1 (a)(6)(A) (2004), and a 4 level enhancement because Carpenter possessed the firearm in connection with committing another felony offense, see id. § 2K2.1 (b)(5), namely, the West Virginia felony of wanton endangerment involving a firearm, see W. Va.Code § 61-7-12 (2005). The PSR also recommended a 3 level downward adjustment for acceptance of responsibility.

Carpenter objected to the enhancement based on the felony of wanton endangerment involving a firearm, contending that there was “not sufficient proof that the firing of the firearm ‘create[d] a substantial risk of death or serious bodily injury to another.’ ” (J.A. at 149 (quoting W. Va. Code § 61-7-12.)(alteration in original).) Because of Carpenter’s objection, the district court received evidence at his sentencing hearing to determine if Carpenter was responsible for wanton endangerment involving a firearm. Carpenter presented testimony from his wife Theresa, ATF Agent Shannon Sullivan, and Sergeant T.A. Kemper of the St. Albans Police Department about where the shots were fired and the spent shells recovered. After hearing this testimony, the district court agreed that the evidence did not “show the necessary substantial risk of death or serious bodily injury that would be necessary to find the felony enhancement.” (J.A. at 99.) The district court noted, however, that it was not “deprecating] the seriousness” of Carpenter’s actions and would “deal with it later.” (J.A. at 99.)

The district court then determined that the advisory guideline range without the felony enhancement and with a decrease for acceptance of responsibility would be 15-21 months. Carpenter allocuted by *263 stating, “I know what I did was wrong. And I didn’t shoot at nobody [sic]. I shot at the ground. I knew it was wrong and I shouldn’t have possessed the gun, but I did. And I’m sorry.” (J.A. at 110.)

Thereafter, the district court sentenced him to 30 months’ imprisonment. The district court noted that the sentence was outside the guideline range, but concluded that a variance sentence was necessary to take into account factors under 18 U.S.C.A. § 3553(a) that were not addressed by the advisory guideline sentence. Carpenter timely noted an appeal of his sentence.

II.

On appeal, Carpenter raises three issues: (1) the district court erred by failing to provide notice of its intent to vary upwardly from the guideline range; (2) the retroactive application of the remedial scheme of United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), which makes the guidelines advisory and allows for district court discretion to sentence outside the guideline range, represents ex post facto decisionmaking that violates due process; and (3) the sentence imposed was unreasonable. We address each argument in turn.

A.

Carpenter is correct that the district court erred by failing to provide notice of its intent to vary upwardly from the guideline range. Rule 32 of the Federal Rules of Criminal Procedure requires the district court to give “reasonable notice” to the parties before it departs from the guideline sentencing range “on a ground not identified for departure either in the presentence report or in a party’s prehearing submission.” Fed.R.Crim.P. 32(h). 1 In United States v. Davenport, 445 F.3d 366 (4th Cir.2006), we held that Rule 32(h)’s requirement of “notice of an intent to depart or vary from the guidelines remains a critical part of sentencing post-Booker.” Id. at 371. The district court therefore erred in failing to provide Carpenter notice. 2

Carpenter did not object to the lack of notice, but he contends that his failure “to lodge an objection is due to the lack of opportunity to make such an objection.” (Appellant’s Br. at 8.) Nevertheless, we have stated that in order to preserve an objection for harmless error review a defendant must object to the lack of notice under Rule 32(h) either at the hearing— after the court announces its sentence — or in a post-hearing motion. United States v. Spring, 305 F.3d 276, 281 (4th Cir.2002). Because Carpenter did not object at either time, we review for plain error only. Id.

In Spring, we concluded that failure to provide notice under Rule 32(h) is plain error that affects a defendant’s substantial rights. Id. at 282 (“The error was plain because the decision to depart upward without comment from the parties violated the clear direction of [the Rule]. And, the error resulted in an increased sentence and therefore affected substantial rights.”). Although in Spring we exer *264 cised our discretion to notice and correct the error, we did so because the lack of notice “impaired [the defendant’s] opportunity to be heard on an important matter affecting his sentence and because his arguments against the upward departure have sufficient weight that the district court, in the exercise of its broad discretion,

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Bluebook (online)
204 F. App'x 260, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carpenter-ca4-2006.