United States v. Cano-Varela

497 F.3d 1122, 2007 U.S. App. LEXIS 19014, 2007 WL 2285861
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 10, 2007
Docket06-8020
StatusPublished
Cited by33 cases

This text of 497 F.3d 1122 (United States v. Cano-Varela) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cano-Varela, 497 F.3d 1122, 2007 U.S. App. LEXIS 19014, 2007 WL 2285861 (10th Cir. 2007).

Opinion

McCONNELL, Circuit Judge.

Marco Antonio Cano-Varela entered a pretrial status conference disappointed with the plea deal his lawyer had helped negotiate and displeased with his lawyer’s provision of Spanish-language discovery materials. He intended to request a change of counsel so that he could go to trial on drug charges. During the confer *1124 ence, however, the district court informed Mr. Cano-Varela that he would potentially face a vastly longer sentence if he went to trial and was convicted than if he pleaded guilty. Two weeks later, Mr. Cano-Varela accepted the government’s plea deal. We hold that the district court violated Rule ll(c)(l)(C)’s prohibition against judicial participation in plea negotiations by comparing, before Mr. Cano-Varela and the government had reached a plea agreement, the potential penal consequences of pleading guilty versus going to trial. We therefore vacate Mr. Cano-Varela’s guilty plea and sentence.

I.

This case involves Rule 11(c)(1)(C) of the Federal Rules of Criminal Procedure, a rule about which our Circuit has little precedent. We therefore recite the facts in some detail to provide district courts as much guidance as possible regarding the scope of permissible conduct under this rule.

On May 19, 2004, a forty-six-count indictment charged thirty-four people in the United States District Court for the District of Wyoming with various drug and money-laundering offenses. Mr. Cano-Varela was one of those defendants. He was named in three counts: count one, conspiracy to possess with intent to distribute 500 grams or more of methamphetamine and 100 kilograms or more of marijuana in violation of 21 U.S.C. §§ 846 and 841(a)(1), (b)(l)(A-B); count three, conspiracy to launder drug proceeds in violation of 18 U.S.C. §§ 1956(a)(1)(A)©, (a)(1)(B)®, and 1956(h); and count six, aiding and abetting the January 16, 2004, possession with intent to distribute more than 50 grams methamphetamine in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(B), and 18 U.S.C. § 2. When Mr. Cano-Varela was arraigned on April 8, 2005, the court found that he was indigent and appointed counsel to represent him.

A. Mr. Cano-Varela’s First Letter

On October 4, 2005, Mr. Cano-Varela sent a letter to the district court expressing concern about his relationship with his attorney. Two fellow inmates helped Mr. Cano-Varela write the letter. His letter stated:

I am writing to you in regards to my discovery. My attorney ... has told me that he cannot give me any discovery for security reasons. He also faxed me a speedy trial waiver and told me to sign it without discussing the waiver to me. The waiver is in English and I am very limited in this language. My questions are; how can I help in my defense if I can not see or read any of the evidence against me? Also why can’t [my attorney] send any paperwork, correspondence, motions etc. in the language I am capable of reading?
Please help me. My attorney doesn’t seem to understand that I do not fully comprehend why I can’t see evidence to help in my defense.

R. Vol. I, Doc. 1043.

The district court responded to this letter by holding a telephonic status conference with the prosecutor and Mr. Cano-Varela’s lawyer. The court read the letter into the record and asked defense counsel to address the issues Mr. Cano-Varela raised. Counsel responded, “[m]ost of the discovery that I actually have, the physical discovery, I have translated to him ... through a translator,” R. Vol. Ill, at 4, and explained,

the problem I think we’re having, Your Honor, is that I’ve told him about the Jencks 1 material, and that is the main *1125 evidence against him; and that’s, I believe, three witnesses which I do not have in my possession. I was only allowed to take notes of that information. So I’ve relayed that information to him and explained that I don’t have that to send to him in Spanish, and he doesn’t quite grasp that.

Id. at 5. The court asked defense counsel to try explaining the situation to Mr. Cano-Varela again, stating that “obviously we need to afford foreign nationals every bit as much of an opportunity to assess the evidence against them as we do American citizens.” Id. Noting that the defendant was “at somewhat of a disadvantage because of his inability to speak English,” id. at 7, the court told defense counsel:

[I] typically get these kinds of letters more frequently from foreign nationals who just have a great distrust of the whole system. They — given their own unhappy experiences with their own legal system, they expect no better of us. So we need to do better, and I’ll trust that you’ll address his concerns. It’s not enough that you and I understand his predicament; he has to understand it.

Id. at 8. After discussing other scheduling-matters briefly, the court concluded the status conference by asking defense counsel to “tell your client that, in response to his letter, I had this conference with you and the United States Attorney on the record to address ... these issues.” Id. at 10.

B. Mr. Cano-Varela’s Second Letter

Defense counsel’s efforts following this discussion did not placate Mr. Cano-Vare-la. One month later, he sent a second letter to the district court, which stated:

May it come to the attention of the court that I Marco Cano Varela am theoroully [sic] dissatisfied with the representation appointed in this case therefore I’d like to dismiss said attorney:
Because there has been no documents of this case provided to me, no prelim and no contact just one time that was in court to sign for ten years. I’m illegal in the United States. I want my discovery because I’m going to jury trial. Also because my attorney said the Judge noted that I do not receive [sic] any paperwork on my case Judge ordered. I’ve been incarcerrated [sic] for seven months and went to court one time.
R. Vol. I, Doc. 1049.

This letter prompted the court to hold a second telephonic status conference just ten days before Mr. Cano-Varela’s trial was set to begin. Defense counsel explained that during the previous week he “went physically with ... the translator ... to see Mr. Cano. We had discussed basically every piece of evidence with him, and I went over that [evidence] specifically with him and discussed the plea arrangement and was told ... by him that he would accept the plea agreement.” R. Vol. IV, at 5.

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Bluebook (online)
497 F.3d 1122, 2007 U.S. App. LEXIS 19014, 2007 WL 2285861, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cano-varela-ca10-2007.