United States v. Bradley

455 F.3d 453, 2006 WL 2052677
Court of Appeals for the Fourth Circuit·Decided July 25, 2006·No. 02-4390, 02-4393, 02-4402·Published·Cited by 49 cases

Opinion

Vacated and remanded by published opinion. Judge MOTZ wrote the opinion, in which Judge GREGORY and Judge DUNCAN joined.

OPINION

MOTZ, Circuit Judge:

After several extensive plea discussions with the district court, Tavon Bradley, Solomon Jones, and Eric Bennett (collectively “the Defendants”) pleaded guilty to charges of conspiracy to distribute crack cocaine and of illegal use of firearms. On appeal, they argue that their guilty pleas were not voluntary because the court im-permissibly participated in plea negotiations, repeatedly encouraging them to plead guilty. As the Government properly concedes, the record indisputably reflects this participation and encouragement. Because Defendants have demonstrated that this admitted plain error adversely affected their substantial rights and because we conclude that the error seriously affects the fairness, integrity, and public reputation of judicial proceedings, we must vacate the judgment of the district court and remand for further proceedings.

I.

Bennett was the leader of a wide-ranging and violent crack cocaine distribution ring that operated in Baltimore and Westminster, Maryland; Jones and Bradley participated in that conspiracy. According to the Government, pursuant to Bennett’s orders, Jones killed a participant in a sham drug transaction, and Bradley broke into an apartment and attempted to rob the occupant at gunpoint. The Government’s evidence included audiotapes and videotapes of the Bennett organization’s activities and the testimony of several cooperating co-conspirators.

On August 24, 2000, a grand jury indicted Bennett on conspiracy and substantive *456 charges of distribution and possession with intent to distribute crack cocaine. Six months later, on February 21, 2001, Bennett indicated his willingness, pursuant to a written plea agreement, to plead guilty to the conspiracy count, with the Government recommending a ten-year sentence. During the Rule 11 colloquy, Bennett stated, “I’m pleading guilty to this ten years.” The district court explained to Bennett that he would be pleading guilty to an offense that carried a mandatory minimum sentence of 10 years and a maximum sentence of life without parole. After Bennett learned that the court could impose a sentence exceeding ten years, he stated that he did not wish to plead guilty and the court terminated the colloquy.

The next month, on March 29, the grand jury returned a superseding indictment that included the following five counts: 1) conspiracy to distribute and to possess with intent to distribute fifty grams or more of crack cocaine, 2) distribution of five grams or more of crack cocaine, 3) possession of two firearms in furtherance of a drug trafficking crime, 4) possession of a firearm in furtherance of a drug trafficking crime, and 5) possession with intent to distribute a detectable amount of crack cocaine. 1 The superseding indictment charged Bennett with all five counts, Bradley with counts one and four, and Jones with counts one and three. Bradley and Jones were arraigned in May 2001, and both entered pleas of not guilty. In addition to these federal charges, Bradley and Jones also faced related charges in state court: Bradley on conspiracy and robbery charges, and Jones on murder charges.

During a pre-trial conference on November 26, 2001, Jones’s counsel stated that Jones wanted to plead guilty and that counsel had been working with federal officials and Jones’s state counsel to coordinate a disposition covering both the federal and state charges. The Government responded that negotiations for a plea agreement with Jones were continuing. However, no plea materialized.

On January 28, 2002, the district court empaneled a jury and began the trial. The next day, January 29, Oscar Bennett, a cooperating co-conspirator and Eric Bennett’s cousin, testified at length about the scope and activities of the conspiracy. Before the jury entered the courtroom on the following morning, January 30, the court dismissed counsel for the Government and addressed the Defendants and their counsel directly. The court stated, “I know that each of you probably ha[s] some experience in the state system. But I am just taking this opportunity, now that you have sat through a full day of testimony of one government witness, I just want to make sure that you fully understand what is going on here.” The court then listed the evidence that the Government planned to present during the course of the trial and said: “Now, again, I don’t know what the status was at any time about the plea negotiations in this case, and I don’t know if there is a possibility for any further discussions.” The court continued, “before we go forward, I felt it my responsibility, my responsibility to address each of you individually to let you know what you are facing here.... ” The court pointed out that, in its view, Oscar Bennett’s testimony on the first day of trial demonstrated that *457 the Government’s predictions during its opening statement about the strength of the evidence against the Defendants “were right on.” The court emphasized that a life sentence in federal court is truly a life sentence: ‘You are all young men, and if there was a chance that later in life, you could be released back into the community, I think it is something you seriously need to consider.... ”

In response to the court’s comments, counsel for Bennett described his plea negotiations with the Government. The Government had offered Bennett the opportunity to plead to a possession count with a recommended sentence of ten years; Bennett signed that agreement but later rejected it during the Rule 11 colloquy discussed above. Counsel for Bennett indicated that he later tried to negotiate for a sentence of fifteen years but that those efforts were unsuccessful. Counsel for Jones indicated that Jones would have been willing to agree to a plea for a sentence of ten to fifteen years but had been unable to reach an agreement with the Government. The court then said, “frankly, based on what I am hearing now, ... your clients may be better off pleading to the indictment. And I say that in all candor.” Counsel for Bradley responded that his client would have been willing to plead to the firearms count, which carried a maximum sentence of ten years, but the Government was not willing to go below fifteen years.

The court then asked the prosecutors to return to the courtroom and indicated that “I have real concern that there may well be a miscarriage of justice taking place in this courtroom.” The court explained that his colloquy with the Defendants and then-counsel suggested “that we are now in the third day of what is likely to be a five- or six-week trial that really nobody wants to take place.” The court noted,

As we all know, if [the Defendants] go to trial, the likelihood of a life sentence is very real and very substantial. Part of my motivation for asking [the Government] to leave the room in the first place, not knowing where this discussion was going to lead, was to give each of the defendants an opportunity to address me, if he chose, after having had the benefit of the voir dire process, [the prosecutor’s] excellent opening statement, and Mr. Oscar Bennett’s day-long testimony, which, to anybody sitting here, was obviously extraordinarily incriminatory of all the defendants.

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United States v. Bradley, 455 F.3d 453, 2006 WL 2052677 (4th Cir. 2006).

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