United States v. Byrd

60 M.J. 4, 2004 CAAF LEXIS 537, 2004 WL 1285888
Court of Appeals for the Armed Forces·Decided June 10, 2004·No. 03-0561/AR·Published·Cited by 19 cases

Opinions

Judge GIERKE

delivered the opinion of the Court.

Military Rule of Evidence 701 [hereinafter M.R.E.] limits opinion testimony by lay witnesses. This ease concerns whether M.R.E. 701 allows a lay witness to interpret what Appellant meant when he wrote certain passages in letters to the witness. We agree with the well-established federal civilian rule that this kind of lay opinion testimony is, with certain limited exceptions, impermissible. Although the military judge improperly allowed a lay witness to offer her opinion about Appellant’s meaning in various passages he wrote to her, we find the error to be harmless.

BACKGROUND

Appellant was tried by a general court-martial consisting of officer and enlisted members. Contrary to Appellant’s pleas, the members found him guilty of one specification of committing forcible sodomy with his daughter A.B. on divers occasions in violation of Article 125 of the Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. § 925 (2000). The members found him not guilty of seven other specifications alleging various acts of sexual misconduct with the same daughter. The members sentenced Appellant to a dishonorable discharge, confinement for ten months, reduction to the lowest enlisted grade, and forfeiture of all pay and allowances. The convening authority initially approved the sentence as adjudged.

The Army Court of Criminal Appeals set aside the original convening authority’s action in an unpublished opinion. The convening authority then again approved the sentence as adjudged, but retroactively waived forfeitures for a six-month period. The Army Court then affirmed the findings and sentence in an unpublished opinion and Appellant filed a timely petition for grant of review. We granted the petition to address the permissible scope of lay opinion testimony. See 59 M.J. 215 (C.A.A.F.2003). This issue does not involve, and we do not address, the distinct question of when a witness may testify about how another person’s communications affect the witness.

FACTS

Appellant was charged with sexual offenses involving his daughter A.B. when she was ten and eleven years old. While Appellant was confined by civilian authorities before trial, he wrote two letters to his wife, as well as another letter to their daughter A.B. The defense moved in limine to exclude those letters and Mrs. Byrd’s testimony about them.

The defense argued that any testimony about the letters’ content would be speculative and that the testimony’s prejudicial effect would outweigh its probative value. At a hearing on this motion, Mrs. Byrd testified that she recognized the handwriting on the letters as Appellant’s. She also testified that [6]*6she had known Appellant for about sixteen years and had been married to him for eight years. She then provided her interpretation of various phrases appearing in the letters. The trial counsel argued that the letters and Mrs. Byrd’s opinion testimony were admissible to show that Appellant was threatening his wife to impede his family’s cooperation with the prosecution. The trial counsel also noted that the Government intended to present expert testimony from a psychologist concerning how “statements can be used as threats designed to have a spouse not go forward with charges.”

In ruling on the motion to exclude Mrs. Byrd’s testimony about the letters, the military judge first noted that the letters themselves were admissible as “admissions by the accused.” The military judge then made a contingent ruling that Mrs. Byrd’s testimony would become relevant if the Government presented expert testimony concerning accused individuals’ use of psychological or financial pressure to convince their victims to recant.1 The military judge specifically concluded that “Mrs. Byrd’s opinion as to what the accused was trying to say to her” would be helpful to the members.

Mrs. Byrd ultimately testified about the letters during the Government’s case in chief. The trial counsel directed Mrs. Byrd to read various passages from the letters, which had not yet been published to the members. After the members heard each passage, the trial counsel elicited additional information from Mrs. Byrd, including her opinion about what Appellant meant when he wrote some of the passages. The defense now challenges the admissibility of her responses concerning eight specific passages.

DISCUSSION

M.R.E. 701 establishes a two-part test for admissibility of lay opinion: (1) the opinion must be rationally based on the witness’s perception; and (2) the opinion must be helpful to the determination of a fact in issue. Like other evidentiary rulings, a military judge’s application of M.R.E. 701 is reviewed for an abuse of discretion. See United States v. Littlewood, 53 M.J. 349, 353 (C.A.A.F.2000). A trial judge’s ruling is “entitled to ‘due deference.’ ” United States v. Maxwell, 38 M.J. 148, 152 (C.M.A.1993) (quoting United States v. Strozier, 31 M.J. 283, 288 (C.M.A.1990)). Accordingly, we will reverse for an abuse of discretion only “if the military judge’s findings of fact are clearly erroneous or if his decision is influenced by an erroneous view of the law.” United States v. Sullivan, 42 M.J. 360, 363 (C.A.A.F.1995). In this case, we find such an abuse of discretion.

Application of the lay witness opinion rule, M.R.E. 701, to interpretations of the meaning of another person’s communications is an issue of first impression in military law. Accordingly, we will seek guidance from judicial interpretations of Federal Rule of Evidence 701, the model for its military counterpart.2 See Manual for Courts-Martial, United States (2002 ed.), Analysis of the Military Rules of Evidence A22-49 (“Rule 701 is taken from the Federal Rule without change.”); see also id. at A22-2, Analysis of M.R.E. 101 (“While specific decisions of the Article III courts involving rules which are common both to the Military Rules and the Federal Rules should be considered very persuasive, they are not binding.”).

[7]*7The general rule in federal civilian courts is that “[l]ay witnesses are normally not permitted to testify about them subjective interpretations or conclusions as to what has been said.” United States v. Cox, 633 F.2d 871, 875 (9th Cir.1980); see also United States v. Green, 44 M.J. 631, 639 n. 3 (C.G.Ct.Crim. App.1996) (O’Hara, J., concurring). Such lay interpretations are admissible “only if rationally based on perception of a witness and helpful either to an understanding of the testimony of the witness on the stand or to the determination of a fact in issue.” Cox, 633 F.2d at 875.3 For example, a lay witness may be permitted to interpret “coded or ‘code-like’ conversations.” United States v. Dicker, 853 F.2d 1103, 1108 (3d Cir.1988).

The Second Circuit has emphasized the foundational requirements that the proponent must satisfy before a witness’s interpretation of another person’s meaning becomes admissible.

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United States v. Byrd, 60 M.J. 4, 2004 CAAF LEXIS 537, 2004 WL 1285888 (Ark. 2004).

60 M.J. 4 (United States v. Byrd) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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