United States v. Bruce

60 M.J. 636, 2004 CCA LEXIS 73, 2004 WL 1854149
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedMarch 24, 2004
DocketNMCCA 200201009
StatusPublished
Cited by2 cases

This text of 60 M.J. 636 (United States v. Bruce) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bruce, 60 M.J. 636, 2004 CCA LEXIS 73, 2004 WL 1854149 (N.M. 2004).

Opinion

CARVER, Senior Judge:

A military judge, sitting as a general court-martial, convicted the appellant, pursuant to his pleas, of conspiracy to obstruct justice, false official statement, and four specifications of illegally importing aliens into the United States in violation of 8 U.S.C. § 1324, as incorporated, in violation of Articles 81, 107, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 881, 907, and 934. The appellant was sentenced to a dishonorable discharge, confinement for 3 years, a fine of $1,000.00, and reduction to pay grade E-l. Pursuant to a pretrial agreement, the convening authority (CA) approved the sentence as adjudged, but suspended confinement over 15 months for a period of 15 months from the date the sentence was announced.

We have carefully considered the record of trial, the three assignments of error, and the Government’s response. The appellant contends that his plea of guilty to Specification 1 under Charge III was improvident, that his sentence was inappropriately severe and highly disparate to that of his co-conspirators, and that the CA erred in failing to reference companion cases in his action. We conclude that the findings and the sentence are correct in law and fact, and no error materially prejudicial to the substantial rights of the appellant occurred. Arts. 59(a) and 66(c), UCMJ, 10 U.S.C. §§ 859(a) and 866(c).

Facts

The appellant and two fellow Sailors, Seaman (SN) Adams and Seaman Apprentice (SA) Beck, became involved in an alien smuggling ring. The appellant pled guilty to driving a vehicle containing illegal aliens across the U.S.-Mexico border on four separate occasions, the last of which resulted in his apprehension. In addition, the appellant gave a false statement about his involvement to the Naval Criminal Investigative Service, and conspired with the other two Sailors to conceal their involvement.

Improvident Plea

The appellant argues that his plea of guilty to Specification 1 under Charge III (smuggling illegal aliens) is improvident. Specifically, he asserts that the federal statute to which he pled guilty of violating is a specific intent crime, an element of which he was not advised and to which he did not admit. Appellant’s Brief of 5 Aug 2002 at 4-9. We disagree.

The statute at issue provides that the following acts constitute a federal criminal offense:

Any person who, knowing or in reckless disregard of the fact that an alien has not received prior official authorization to come to, enter, or reside in the United States, brings to or attempts to bring to the United States in any manner whatsoever, such alien....

8 U.S.C. § 1324(a)(2)(2000). The military judge advised the appellant that a violation of this statute had the following elements:

First, that at or near the United States Port of Entry at San Ysidro, California, on or about 15 April for Specification 1, 20 April for Specification 2,23 April for Specification 3, and 24 April for Specification 4, of the year 2001, you brought or attempted to bring to the United States at least one person who was an alien.
The second element is that this alien had not received prior official authorization to come to, enter, or reside in the United States.
The third element is that you knew or were in reckless disregard of the fact that these aliens had not received prior official authorization to come to, enter, or reside in the United States.
The fourth element is that such action was done for the purpose of commercial advantage or for private financial gain.
And the last element is that such action was done in violation of Title 8 of the United States Code, Section 1324(a)(2)(b)(II) [sic], and was done while such section was in effect.

Record at 54-55. The appellant had no objection to these elements.

Clearly, the elements as recited by the military judge closely track the text of the statute. In support of his contention that an additional specific intent element was required, the appellant relies primarily upon a [639]*639decision of the Court of Appeals for the Ninth Circuit, United States v. Barajas-Montiel, 185 F.3d 947 (9th Cir.1999). We note initially that Barajas-Montiel involved the proper jury instructions during a contested trial, not the factual basis for a plea of guilty. The Ninth Circuit, applying its earlier decision in United States v. Nguyen, 73 F.3d 887 (9th Cir.1995), explained this specific intent requirement as follows:

Without a specific intent instruction, the jury does not have to consider whether a defendant intended to violate immigration laws, and therefore the jury could conceivably believe that they had to convict in a case like Mr. Nguyen’s where the defendant conceded his involvement in performing the act of alien smuggling but had plausible claims that he nevertheless lacked the intent to violate the law.

Barajas-Montiel, 185 F.3d at 953.

This requirement by the Ninth Circuit stems from a general disfavor of criminal sanctions for conduct without a corresponding mens rea. Id. at 952. We agree that this statute implicitly contains such a requirement. However, the Ninth Circuit’s interpretation appears to be more stringent than that of other circuits. The Eleventh Circuit addressed this issue with respect to a prior version of the same statute over 20 years ago:

Ours is not the first attempt to glean from this statute the elements essential to a conviction under section 1324(a)(1). Although subsection (a)(1) does not specify a requirement of knowledge, as do subsections 2, 3, and 4, that requirement has been judicially recognized. “[A] reasonable construction of section 1324(a)(1) requires guilty knowledge in order to sustain the constitutional validity of the statute.” United States v. Boerner, 508 F.2d 1064, 1068 (5th Cir.), cert. denied, 421 U.S. 1013, 95 S.Ct. 2418, 44 L.Ed.2d 681 (1975). See also Bland v. United States, 299 F.2d 105 (5th Cir.1962). In fact, the issue of criminal intent with respect to section 1324(a)(2) surfaced in United States v. Herrera, 600 F.2d 502

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Cite This Page — Counsel Stack

Bluebook (online)
60 M.J. 636, 2004 CCA LEXIS 73, 2004 WL 1854149, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bruce-nmcca-2004.