United States v. Bernard L. Barker, United States of America v. Eugenio R. Martinez

546 F.2d 940, 178 U.S. App. D.C. 174, 1976 U.S. App. LEXIS 11329
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 17, 1976
Docket74-1883, 74-1884
StatusPublished
Cited by99 cases

This text of 546 F.2d 940 (United States v. Bernard L. Barker, United States of America v. Eugenio R. Martinez) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bernard L. Barker, United States of America v. Eugenio R. Martinez, 546 F.2d 940, 178 U.S. App. D.C. 174, 1976 U.S. App. LEXIS 11329 (D.C. Cir. 1976).

Opinions

Opinion Per Curiam.

Circuit Judge WILKEY and District Judge MERHIGE filed opinions reversing the judgment of the District Court. Dissenting Opinion filed by Circuit Judge LEVENTHAL.

PER CURIAM:

The mandate of the court is that the Judgment of the District Court is reversed and the case is remanded for a new trial. Judges Wilkey and Merhige have filed separate opinions. Judge Leventhal dissents.

WILKEY, Circuit Judge:

Two of the “footsoldiers” of the Watergate affair, Bernard Barker and Eugenio Martinéz, are with us again. They haven’t been promoted, they are still footsoldiers. They come before us this time to challenge their convictions under 18 U.S.C. § 241, for their parts in the 1971 burglary of the office of Dr. Lewis J. Fielding.

I. FACTS

During the summer of 1971, following the publication of the now famous “Pentagon Papers,” a decision was made to establish a unit within the White House to investigate leaks of classified information. This “Room 16” unit, composed of Egil Krogh, David Young, G. Gordon Liddy, and E. Howard Hunt — and under the general supervision of John Ehrlichman — determined, or was instructed, to obtain all possible information on Daniel Ellsberg, the source of the Pentagon Papers leak.1 After Ellsberg’s psychiatrist, Dr. Fielding, refused to be interviewed by FBI agents, the unit decided to obtain copies of Ellsberg’s medical records through a covert operation.

Hunt had been a career agent in the CIA before his employment by the White House. One of his assignments was as a supervising agent for the CIA in connection with the Bay of Pigs invasion, and, as “Eduardo,” he was well known and respected in Miami’s Cuban-American community. A fact destined to be of considerable importance later, he had been Bernard Barker’s immediate supervisor in that operation. When the “Room 16” unit determined that it would be best if the actual entry into Dr. Fielding’s office were made by individuals not in the employ of the White House, Hunt recommended enlisting the assistance of some of his former associates in Miami.

Hunt had previously reestablished contact with Barker in Miami in late April 1971, and he met Martinez at the same time. He gave Barker an unlisted White House number where he could be reached by phone and wrote to Barker on White House stationery. On one occasion Barker met with Hunt in the Executive Office Building. By August 1971 Hunt returned to Miami and informed Barker that he was working for an organization at the White House level with greater jurisdiction than the FBI and the CIA. He asked Barker if he would become “operational” again and help conduct a surreptitious entry to obtain national security information on “a traitor to this country who was passing . classified information to the Soviet Embassy.” He stated further that “the man in question . . . was being considered as a possible Soviet agent himself.”

Barker agreed to take part in the operation and to recruit two additional people. He contacted Martinez and Felipe deDiego. Barker conveyed to Martinez the same information Hunt had given him, and Martinez agreed to participate. Like Barker, Martinez had begun working as a covert agent for the CIA after Castro came to power in Cuba. Although Barker’s formal [944]*944relationship with the CIA had ended in 1966, Martinez was still on CIA retainer when he was contacted.

Both testified at trial that they had no reason to question Hunt’s credentials. He clearly worked for the White House and had a well known background with the CIA. During the entire time they worked for the CIA, neither Barker nor Martinez was ever shown any credentials by their superiors. Not once did they receive written instructions to engage in the operations they were ordered to perform. Nevertheless, they testified, their understanding was always that those operations had been authorized by the Government of the United States. That they did not receive more detail on the purpose of the Fielding operation or its target was not surprising to them; Hunt’s instructions and actions were in complete accord with what their previous experience had taught them to expect. They were trained agents, accustomed to rely on the discretion of their superiors and to operate entirely on a “need-to-know” basis.

On 2 September 1971 Hunt and Liddy met Barker, Martinez, and deDiego at a hotel in Beverly Hills, California. Hunt informed the defendants that they were to enter an office, search for a particular file, photograph it, and replace it. The following day the group met again. Hunt showed Barker and Martinez identification papers and disguises he had obtained from the CIA. That evening the defendants entered Dr. Fielding’s office. Contrary to plan, it was necessary for them to use force to effect the break-in. As instructed in this event, the defendants spilled pills on the floor to make it appear the break-in had been a search for drugs. No file with the name Ellsberg was found.

The next day Barker and Martinez returned to Miami. The only funds they received from Hunt in connection with the entry of Dr. Fielding’s office were reimbursement for their living expenses, the costs of travel, and $100.00 for lost income.

On 7 March 1974 the defendants were indicted under 18 U.S.C. § 241, along with Ehrlichman, Liddy, and deDiego for conspiring to violate the Fourth Amendment rights of Dr. Fielding by unlawfully entering and searching his office. On 7 May 1974 the defendants filed a Motion for Discovery and Inspection with an accompanying memorandum outlining, inter alia, their proposed defense of absence' of mens rea due to a mistake of fact mixed with law attributable to their reasonable reliance on apparent authority.2 On 24 May 1974, in a memorandum order, the District Court rejected the defendants’ position on the ground that “a mistake of law is no defense.” 3

On 12 July 1974 the jury returned verdicts of guilty against both Barker and Martinez.

II. LEGAL ISSUES

The court’s determination at the outset that a mistake of law could not excuse defendants’ conduct led to two important legal errors which require reversal of the Barker and Martinez convictions.

First, the defendants were prevented during the trial from offering complete evidence as to the reasonableness of their belief in Hunt’s authority to engage them in the Fielding operation.4

Second, at the end of the trial, the District Court rejected the defendants’ proposed instructions setting forth their theory of the case.5 The jury was advised that to convict they need find only that the purpose of the break-in was to enter and search Dr. Fielding’s office without a warrant or his permission, and for governmental rather than purely private purposes; a mistake as [945]*945to the legality of such an operation was no defense.6

Barker and Martinez raise two arguments to sustain their position that they lacked the mens rea required for a conviction under section 241.

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Bluebook (online)
546 F.2d 940, 178 U.S. App. D.C. 174, 1976 U.S. App. LEXIS 11329, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bernard-l-barker-united-states-of-america-v-eugenio-r-cadc-1976.