United States v. Basho Elliot, A.K.A. Bosch Elliot

463 F.3d 858, 2006 U.S. App. LEXIS 21935, 2006 WL 2466890
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 28, 2006
Docket04-10571
StatusPublished
Cited by20 cases

This text of 463 F.3d 858 (United States v. Basho Elliot, A.K.A. Bosch Elliot) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Basho Elliot, A.K.A. Bosch Elliot, 463 F.3d 858, 2006 U.S. App. LEXIS 21935, 2006 WL 2466890 (9th Cir. 2006).

Opinion

ORDER AMENDING OPINION AND AMENDED OPINION

CLIFTON, Circuit Judge.

ORDER

The opinion filed on April 18, 2006, is amended as follows:

Slip op. at 4369, after first full paragraph (after the third full paragraph on 444 F.3d at 1194), before the paragraph which begins “Under these circumstances ...add two new paragraphs:

Elliot argues now that Hevia could not have been persuaded to waive his rights, that Hevia’s testimony was properly stricken, and that had the trial proceed *860 ed and resulted in Elliot’s conviction, an appeal based on Elliot’s conflict would have failed because Elliot could not have demonstrated prejudice. At this point, of course, we do not know whether a conflict-free attorney could have succeeded in retaining Hevia’s testimony, either by persuading Hevia to continue with his testimony or by persuading the court not to strike it, but he surely would have tried more than Gordon did. Moreover, Elliot’s current argument understates the argument Elliot would have been able to make on appeal that he had been prejudiced, if the effort to retain Hevia’s testimony failed and the trial had continued and resulted in his conviction. During his direct examination, Hevia had explicitly waived his rights, but had done so, the district court fairly deter mined, in apparent reliance upon Gordon. It was Gordon’s conflict that caused the court to reopen that subject, resulting in Hevia’s subsequent invocation of the Fifth Amendment midway in his testimony. But for Gordon’s conflict, it must be presumed that either (1) the court would not have made those inquiries or allowed Hevia to withdraw his waiver, such that Hevia would have testified in full, permitting Elliot to benefit from his testimony, or (2) Hevia would not have testified at all, leading Elliot’s attorney to present a different defense, one that was not organized to feature Hevia as Elliot’s star witness. Either way, Elliot’s defense would have been in much better shape. Instead, Elliot found himself at the end of trial with the witness on whose testimony the defense case was focused suddenly eliminated. A conflict-free attorney would not have put Elliot into that position, to his prejudice, as Elliot surely would have argued on appeal, and it was not unreasonable for the district court to anticipate that such an argument would prevail.

With the opinion as amended, the panel has voted to deny the petition for rehearing. Judge McKeown and Judge Clifton voted to deny the petition for rehearing en banc and Judge Bright so recommends.

The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to rehear the matter en banc. Fed. R.App. P. 35.

The petition for rehearing and petition for rehearing en banc, filed May 1, 2006, are DENIED. No further petition for rehearing and/or petition for rehearing en banc may be filed.

OPINION

Defendant Basho Elliot is charged with cocaine offenses. At jury trial, during cross-examination of a defense witness, an apparent conflict of interest arose involving Elliot’s lead counsel, who appeared to have previously represented one of the defendant’s key witnesses in connection with relevant matters. Elliot and his counsel refused to acknowledge whether or not a conflict existed and generally declined to assist the court in its effort to untangle the surprising and unusual situation. At the same time, Elliot insisted upon continuing with the same lawyer and objected to the ordering of a mistrial, while refusing to waive his right to conflict-free representation. After thorough consideration, the district court concluded that the performance of Elliot’s counsel was hindered by conflict, and that, if Elliot was convicted, this conflict would make reversal on appeal almost certain. Over Elliot’s objection, the district court ordered a mistrial based on manifest necessity. Elliot now contends there was no conflict of interest, and he moved to dismiss, arguing that the Double Jeopardy Clause bars his further prosecution because there was no manifest necessity justifying the *861 mistrial. We disagree and affirm the district court’s denial of Elliot’s motion to dismiss.

I. Background

In a Federal Express hub in California on May 1, 2003, a narcotics interdiction task force identified a suspicious pack age which, after a search warrant was obtained, was found to contain two kilograms (approximately four and one-half pounds) of cocaine. A controlled delivery of the package was arranged. A few days later, an undercover police officer delivered the package to the address on the parcel, which was the home of John Meston in Lahaina, Maui, Hawaii. After receiving the package, Meston then delivered it to Elliot at Elliot’s home, also in Lahaina. Shortly thereafter, the police arrested them both. Elliott was indicted and put on trial on two counts alleging violation of 21 U.S.C. §§ 841(a)(1) and 846: one count of conspiracy to distribute and possess with intent to distribute 500 grams or more of cocaine, and one count of attempted possession with intent to distribute 500 grams or more of cocaine.

At Elliot’s trial Meston testified as a government witness that Elliot gave him $2,000 to receive the package, as Elliot had done on prior occasions. During the defense case, Sergio Hevia was called as a witness by Elliot to contradict Meston’s testimony. In response to an evidentiary objection early in Hevia’s testimony, Elliot’s lead counsel, Richard Gordon, explained to the district court that he expected Hevia to testify that Meston had himself called Hevia and asked him to mail the package containing the cocaine to Hawaii. The court became concerned that Hevia might be incriminating himself and asked Gordon whether Hevia had an attorney. Gordon replied, in what turned out to be a less than forthcoming fashion, “[n]ot here, no, Your Honor.” The district court then informed Hevia of his Fifth Amendment rights and his right to counsel, but Hevia waived his rights, saying he did not want to speak to an attorney. Hevia proceeded to testify that Meston called him and asked Hevia to pick up a box from a man named Randy and send it via Federal Express. Hevia further testified that he called Meston a few weeks after mailing the package but that Meston sounded strange, telling Hevia that something had happened and not to call anymore.

On cross-examination, Hevia was asked if he ever learned what was in the package. He responded that he found out through attorney Gordon. He testified that a few months after his strange phone call with Meston, he contacted Gordon out of concern over Meston’s behavior. He also explained that Gordon had been his attorney in connection with some prior traffic violations.

A discussion then ensued out of the presence of Hevia and the jury. The district court, previously unaware of any attorney-client relationship between Hevia and Gordon, asked Gordon to explain how he had come to represent Elliot in a matter about which he had previously obtained confidential information from and given legal advice to Hevia.

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Cite This Page — Counsel Stack

Bluebook (online)
463 F.3d 858, 2006 U.S. App. LEXIS 21935, 2006 WL 2466890, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-basho-elliot-aka-bosch-elliot-ca9-2006.