United States v. Barton Hans Peterson

592 F.2d 1035
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 21, 1979
Docket78-1433
StatusPublished
Cited by18 cases

This text of 592 F.2d 1035 (United States v. Barton Hans Peterson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Barton Hans Peterson, 592 F.2d 1035 (9th Cir. 1979).

Opinions

J. BLAINE ANDERSON, Circuit Judge:

Defendant was convicted of escape, 18 U.S.C. § 751(a), after a court trial on stipulated facts. The appeal is timely and we have jurisdiction under 28 U.S.C. 1291 and 1294. The government states the issue as follows: whether defendant’s failure to report to the United States Marshal, after having been ordered by the court, in open court, to commence his custody immediately pursuant to a valid conviction and sentencing, constituted the crime of escape within the meaning of Title 18, United States Code, Section 751(a).1 2More simply stated, was the defendant in custody? We agree with the district court that defendant was in custody and AFFIRM.

I. THE FACTS:

Defendant’s asserted escape stems from his plea of guilty to one firearms count of a multiple count indictment. On October 20, 1975, defendant appeared for sentencing [1036]*1036with counsel. Sentence was imposed. Defendant requested a stay of execution of the sentence. The following colloquy ensued:

“THE COURT: That motion will be denied. He will commence his sentence now. You take him down to the Marshal’s Office now, Mr. Crobarger. I don’t see a Marshal in the courtroom. You take the defendant down to the Marshal’s office on the second floor, [emphasis added]
“MR. CROBARGER: I will, your Hon- or. Should I wait for a piece of paper from the Clerk?
“THE COURT: You take him down there now. [emphasis added]
“MR. PETERSON: May the remaining counts be dismissed and the bond exonerated?
“THE COURT: Remaining counts dismissed.”

A short time later defendant’s counsel returned to the courtroom and advised the district judge that the defendant, before he and his counsel reached the Marshal’s office, had slipped away. This exchange then took place:

“THE COURT: Just a moment. Mr. Clerk, would you issue a Bench Warrant for one Barton Hans Peterson.
Mr. Crobarger, I gave — extended the defendant the courtesy of being taken down to the Marshal’s Office instead of putting handcuffs on him and taking him down. Apparently, he didn’t appreciate that. He’s long gone.
Is that a fair statement?
“MR. CROBARGER: Well, I’ve run around the building a whole bunch of times, up and down stairs, I can’t find him. I’ve talked with the Marshal’s Office and told them and the others, you know, where he lives, et cetera.
“THE COURT: Mr. Peterson [Assistant United States Attorney], I don’t know whether this is escape, or what we can do on it, but check it out. I extended every courtesy to that young man, and that’s what you get when you try to be decent.
“MR. CROBARGER: Well, I stepped outside the door and Mr. Hendricks was standing there, we had a case set for trial tomorrow, and I stopped to say a couple of words to him and turned around and I couldn’t find my client. I’m sorry.
“THE COURT: Bail forfeiture. And’, Mr. Peterson, take the necessary action.
“MR. PETERSON: Thank you, your Honor.
“THE COURT: And I won’t be so decent to him next time, like about three years instead of 90 days, Mr. Crobarger, if the case warrants it. I’m not ruling on it at this time, but we’ll give him a fair trial.
“MR. CROBARGER: The Marshal’s Office said they will not hire me since I failed my first assignment.
“THE COURT: Very well.”

The defendant never voluntarily surrendered to the United States Marshal. Almost two years later, September 6, 1977, defendant was arrested by the FBI at Chula Vista, California, where he was living under an assumed name. On October 7, 1977, a single count indictment was returned charging defendant with escape from custody under 18 U.S.C. § 751(a).2 Following the bench trial, defendant was found guilty and was sentenced on the escape charge on January 16, 1978.

II. THE COURT’S ORAL ORDER OF COMMITMENT:

Defendant asserts that custody would not attach within the meaning of the [1037]*1037escape statute until he arrived at the marshal’s office and surrendered. Counsel for defendant candidly concedes that custody need not be physical but that it can result from the willful failure to comply with a lawful order to custody orally given. On principle and fact we cannot perceive a significant distinction between defendant’s circumstances and those in Tennant v. United States, 407 F.2d 52 (9th Cir. 1969). Tennant was placed in custody by the oral pronouncement of the fact that he was under arrest. A customs inspector lawfully issued the order. Tennant then sped away in his automobile. We held:

“If appellant heard and understood the oral communication that he was ‘under arrest,’ the authorized detention became ‘custody’ within the meaning of the statute in question.” 407 F.2d at 53.

Tennant was held to be under lawful arrest and in custody even though there was no confinement.

Here, no assertion is made that defendant did not hear and understand the oral imposition of sentence, eoncededly lawful. Nor that he did not hear and understand the denial of his motion for a stay of execution and that it was the order of the court that the sentence begin “now,” immediately. A person of ordinary intelligence and understanding would know that he was not free to leave; that he was in “custody under or by virtue of any process issued under the laws of the United States by [a] court, [or] judge,” (§ 751(a)) and that his then attorney, an officer of the court, was immediately the court’s custodian for the purpose of transferring that custody to the Marshal. The defendant’s conduct belies any misunderstanding on his part that he was not in custody under the court’s “process.” United States v. Leonard, 162 U.S.App.D.C. 212, 498 F.2d 754, 757 (1974). Although arising in a different context, Vincent v. United States, 337 F.2d 891, 894 (8th Cir. 1964), cert. denied, 380 U.S. 988, 85 S.Ct. 1363, 14 L.Ed.2d 281 (1965), recognizes that a defendant is in the court’s custody immediately after sentence but before being transferred to the Marshal’s custody. We think it patent that a defendant fleeing from the courtroom immediately after sentencing, in the circumstances here, would constitute an escape from custody. That defendant fled from the custody of an officer of the court after lawfully leaving the courtroom cannot alter this conclusion. Cf. People v. Handley, 11 Cal.App.3d 277, 89 Cal.Rptr.

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United States v. Barton Hans Peterson
592 F.2d 1035 (Ninth Circuit, 1979)

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Bluebook (online)
592 F.2d 1035, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-barton-hans-peterson-ca9-1979.