United States v. Balwinder Kahlon

38 F.3d 467, 1994 WL 571921
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 20, 1994
Docket93-10741
StatusPublished
Cited by34 cases

This text of 38 F.3d 467 (United States v. Balwinder Kahlon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Balwinder Kahlon, 38 F.3d 467, 1994 WL 571921 (9th Cir. 1994).

Opinion

ORDER

The memorandum disposition filed September 21, 1994, is redesignated as an authored opinion by Judge Farris.

OPINION

FARRIS, Circuit Judge.

Balwinder Kahlon appeals his jury conviction and sentence for conspiracy and bribery of a public official in violation of 18 U.S.C. §§ 371 & 201(b)(1)(A). He contends that the district court lacked jurisdiction because the *469 grand jury did not return his indictment in open court. He also contends that the district court erroneously ruled that Kahlon committed more than one act of bribery. We affirm.

BACKGROUND

On March 26, 1992, a federal grand jury indicted Kahlon with one count of conspiracy and three counts of bribery of a public official in violation of 18 U.S.C. §§ 371 & 201(b)(1)(A). The grand jury did not return their indictment in open court. Instead, the government emptied the courtroom of all spectators, lawyers,. witnesses, and anyone else not associated with the grand jury. The only people remaining were the judge, grand jury members, United States Attorney, and other court personnel. Nearly a year later a jury convicted Kahlon on all counts.

The Presentence Report set Kahlon’s base offense level at 10. The report adjusted the base offense level upward two levels based upon its finding that more than one act of bribery occurred. Kahlon’s base offense level was further ■ adjusted upward five levels based upon a finding that the total monetary amount of the bribes was $52,000. The Pre-sentence Report calculated Kahlon’s guideline range to be 24 to 30 months.

Kahlon was sentenced on November 23, 1993. The district court found that

In this case, the court is convinced from the evidence that all of the defendants were tied to the same conspiracy; hence, all of the money involved in all of the bribes must be taken in account.

DISCUSSION

I. STANDARD OF REVIEW

Kahlon’s objections to the indictment raise questions of law which are reviewed de novo. United States v. Montilla, 870 F.2d 549, 551 (9th Cir.1989), amended, 907 F.2d 115 (9th Cir.1990). With regard to Kahlon’s sentence, a district court’s interpretation and application of the Sentencing Guidelines are reviewed de novo. United States v. Colussi 22 F.3d 218, 219 (9th Cir.1994). The district court’s factual findings in the sentencing phase are reviewed for clear error. United States v. Chapnick, 963 F.2d 224, 226 (9th Cir.1992).

II. QUESTIONS BEFORE THE COURT

The grand jury returned the indictment to a magistrate judge when the court was in closed session. Federal Rule of Criminal Procedure 6(f) states that “[t]he indictment shall be returned by the grand jury to a federal magistrate judge in open court.” Kahlon argues that the district court lacked jurisdiction because the failure to return the indictment in open court violated Rule 6(f) and the Fifth Amendment’s grand jury clause. Kahlon did not raise his objection to the defect in the grand jury proceeding at or before trial. He raises it for the first time on appeal.

Issues not presented to the trial court cannot generally be raised for the first time on appeal. United States v. Conkins, 987 F.2d 564, 569 (9th Cir.1993); United States v. Flores-Payon, 942 F.2d 556, 558 (9th Cir.1991). However, the Federal Rules of Criminal Procedure provide that objections to the jurisdiction of the court may be raised at any time during the pendency of the proceedings. Fed.R.Crim.P. 12(b); see also Blackledge v. Perry, 417 U.S. 21, 30, 94 S.Ct. 2098, 2103-04, 40 L.Ed.2d 628 (1974); United States v. Durham, 941 F.2d 886, 892 (9th Cir.1991). Jurisdictional claims permitted under Rule 12(b) include allegations that “the applicable statute is unconstitutional or that the indictment fails to state an offense.” Montilla, 870 F.2d at 552 (internal quotations omitted).

Kahlon’s claim is not a jurisdictional claim. He does not claim that section 922(a)(1)(A) is unconstitutional or that his indictment failed to state an offense that the government could constitutionally prosecute. He objects instead to a procedural defect in the entry of the indictment.

Under the Federal Rules, objections to “defects in the institution of the prosecution” must be made before trial. Fed.R.Crim.P. 12(b)(1). “[Ijrregularities in grand jury proceedings” are considered to be defects in the institution of the prosecution within the meaning of Rule 12(b)(1). See Notes of Advisory Committee on the Criminal Rules to Rule 12; United States v. Smith, 866 F.2d 1092, 1095-98 (9th Cir.1989). Failure to raise such defects before trial results in waiver of the objections. Fed.R.Crim.P. 12(f).

*470 III. SENTENCING ISSUES

Under the applicable provision of the Sentencing Guidelines, an upward increase of two levels is required where the defendant commits more than one bribe. U.S.S.G. § 201.1(b)(1). The application notes to section 2C1.1 explains that “related payments that, in essence, constituted a single incident of bribery ... (e.g., a number of installment payments for a single action) are to be treated as a single bribe ..., even if charged in separate counts.” U.S.S.G. § 201.1(b)(1), comment, (n. 6).

The district court reviewed the record and concluded that the payments made were not part of a single incident of bribery. That conclusion is not clearly erroneous. Kahlon made payments to promote different applications for work papers on December 12, 1990, December 14,1990, and on January 17,1991. Although the payments were part of a larger conspiracy, they were not installment payments for a single action.

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