United States v. Balagna

33 M.J. 54, 1991 CMA LEXIS 845, 1991 WL 172207
CourtUnited States Court of Military Appeals
DecidedSeptember 3, 1991
DocketNo. 65,942; CM 8901598
StatusPublished
Cited by9 cases

This text of 33 M.J. 54 (United States v. Balagna) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Balagna, 33 M.J. 54, 1991 CMA LEXIS 845, 1991 WL 172207 (cma 1991).

Opinion

Opinion of the Court

COX, Judge:

Tried by general court-martial composed of officer members, the accused was convicted, despite his pleas, of wrongful use of marijuana, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a. The adjudged and approved sentence extends to a bad-conduct discharge and reduction to the lowest enlisted grade. The Court of Military Review affirmed the findings and sentence. 31 MJ 825 (1990). We granted review of the following issue:

WHETHER THE MILITARY JUDGE ERRED BY FAILING TO DECLARE A MISTRIAL UPON TIMELY REQUEST BY DEFENSE COUNSEL WHEN A WITNESS REVEALED TO THE PANEL MEMBERS THAT APPELLANT HAD SUBMITTED A REQUEST THAT IN LIEU OF TRIAL, HE BE DISCHARGED FOR THE GOOD OF THE SERVICE PURSUANT TO CHAPTER 10 OF ARMY REGULATION 635-200.
We find no error and affirm.

In the prefindings portion of the trial, the defense called Command Sergeant Major Dallas D. Bailey, who told of the accused’s outstanding duty performance. During direct examination, Sergeant Bailey stated his awareness that the accused had tested “positive on a urinalysis” in 1988 and that he had spoken “in Sergeant Balagna’s behalf” at an Article 15, UCMJ, 10 USC § 815, hearing before the commander. He was then asked whether he would “still speak on his behalf today concerning the same charges?” He replied: “I’ve read a report which I happen to believe, and I could not say that honestly now; no sir.” Defense counsel wisely went on to other [55]*55matters. Trial counsel had no cross-examination.

However, the president of the court presented a question to the military judge to be asked of Sergeant Bailey relating to “the report that prevents you from speaking on SSG Balagna’s behalf.” This question was examined by both counsel, and no objection was asserted.

The following colloquy then transpired:
[MJ] All right. What report was that, if you could ...
A. That was a request for a Chapter 10 that Sergeant Balagna had put in to the—
DC: Objection, sir.
A. —through me to the Battalion Commander, which was turned down.
IDC: Your honor, we have a motion— Could we take a short recess, Your Honor?
MJ: All right. How long?
IDC: Well, we’d request that you admonish the jury that that has no relevance in this trial whatsoever, and they should disregard it; and that’s what the law is.
MJ: Well, the court is advised that — as Mr. Zelbst indicated, the answer that the Command Sergeant Major gave regarding the report in question has no relevance to this trial, and you should not draw any adverse inference against Sergeant Balagna in any way because of the fact that particular report came up. Can all the court members abide by that instruction?
[All affirmative gestures from the court members.]
MJ: Does that satisfy you, Mr. Zelbst?
IDC: Yes, Your Honor; thank you.

At that point Sergeant Bailey was excused, and another defense witness was seated. Prior to beginning his examination, civilian defense counsel asked for an out-of-court hearing. Art. 39(a), UCMJ, 10 USC § 839(a). When this convened, counsel moved for a mistrial because of Sergeant Bailey’s statement on the ground that the “panel knows that he had to make some admission of guilt for a Chapter 10, and there’s no way we can rebut that at this time.” Assistant trial counsel argued that the statement came from a defense witness who should have been prepared by the defense; that there was no objection to the question; that the members had been properly instructed; and that it is not clear that the members knew “that a Chapter 10 involve[d] admitting ... guilt.” Defense counsel responded that they believed the reference would be to a report of the Criminal Investigation Command and that they presumed that Sergeant Bailey knew information concerning a Chapter 10 application “was inadmissible” in court. Civilian defense counsel argued that trial counsel also did not object to the question since they, too, did not know what the answer would be. After further argument, the military judge denied the motion. Subsequently, in his instructions to the members prior to findings, the military judge again “reminded” the members “that the matter of a Chapter 10, which was mentioned by Command Sergeant Major Bailey, is an inadmissible subject in this proceeding, and it must be completely disregarded by you.”

At the outset we note that paragraph 10-2c, Army Regulation 635-200, provides that a soldier requesting discharge in lieu of court-martial “will include an acknowledgement that the soldier ... is guilty of the charge(s) or of a lesser included offense(s) therein contained____” Further, we note that Mil.R.Evid. 410(a)(4), Manual for Courts-Martial, United States, 1984, makes inadmissible “any statement made in the course of plea discussions with the convening authority ...,” and this is further defined as including “a statement made by the accused solely for the purpose of requesting disposition under an authorized procedure for administrative action in lieu of trial by court-martial____” Hence, we conclude that reference to the fact that the accused had acknowledged his guilt in a request for discharge in lieu of trial could not have been properly admitted against him in a subsequent trial. United States v. Barunas, 23 MJ 71 (CMA 1986).

[56]*56This leaves us with the question of the appropriateness of the remedy fashioned by the military judge. Appellate defense counsel argue that the refusal of the military judge to declare a mistrial deprived the accused of his right to a fair trial in violation of the Sixth Amendment of the Constitution. They premise this argument on the assumption that knowledge of the contents of a Chapter 10 submission “may be fairly attributed to officers qualified to serve on courts-martial panels.” Since this is only an assumption not further developed at trial, we have no way of determining its correctness. However, we will assume its truth for the purpose of our decision here.

Appellate defense counsel rely heavily on our decision in United States v. Grant, 10 USCMA 585, 28 CMR 151 (1959). There, in rebuttal to the accused’s testimony, trial counsel called the Commanding Officer of Headquarters Command, Fort Carson, Colorado, to recount an unwarned statement by the accused that he committed the offenses in question. In a preliminary portion of his testimony, the commander stated that the accused “had a habit of writing rubber checks.” At 589, 28 CMR at 155. The law officer (predecessor to the military judge) sustained an objection and later granted a motion to strike that portion of the testimony relating to other offenses and informed the members “to disregard it.” After the witness was excused, the law officer denied a motion for mistrial “but struck all of the [commander’s] testimony” and twice “admonished” the members “to disregard it.” Id. The issue then before this Court was whether the law officer’s remedy was sufficient to purge the error. Judge Ferguson, writing for the 2-1 majority, held in pertinent part:

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Cite This Page — Counsel Stack

Bluebook (online)
33 M.J. 54, 1991 CMA LEXIS 845, 1991 WL 172207, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-balagna-cma-1991.