FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT November 28, 2017 _________________________________ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 17-3033 v. (D.C. No. 6:06-CR-10129-JTM-1) (D. Kan.) JAMES E. BAKER,
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, HOLMES, and BACHARACH, Circuit Judges. _________________________________
Defendant James Baker appeals the denial of his objections to his supervised
release. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm. Defendant’s notice
of appeal was too late to challenge the district court’s order rejecting his contention that
the court lacked authority to impose any term of supervised release. And the court
properly rejected the contentions raised in his later motion. We decline to address
arguments that Defendant raises for the first time on appeal.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. On December 20, 2006, the United States District Court for the District of Kansas
sentenced Defendant to 235 months’ imprisonment, followed by three years of supervised
release, after he was convicted on one count of unlawful possession of ammunition by a
previously convicted felon. See 18 U.S.C. § 922(g)(1). In general, the statutory
maximum term for the offense is 10 years (120 months). See 18 U.S.C. § 924(a)(2). But
under the Armed Career Criminal Act (ACCA) the court increased Defendant’s sentence
because of his three prior convictions for violent felonies. See 18 U.S.C. § 924(e)
(requiring sentence of at least 15 years).
On September 2, 2016, the district court reduced Defendant’s sentence to time
served after he filed a motion under 28 U.S.C. § 2255 correctly asserting that his prior
convictions were not for violent felonies because the residual clause of the ACCA is
unconstitutionally vague. See United States v. Johnson, 135 S. Ct. 2551, 2557 (2015).
The district court, however, continued to impose the original three-year term of
supervised release.
That same day, Defendant filed a “Notice of Concerns” challenging the imposition
of supervised release on the ground that he had already served more than the statutory
maximum time for his offense. The district court treated the notice as a motion to
reconsider reimposition of supervised release and denied it on October 11, 2016.
On December 23, 2016, Defendant filed a “Motion to Modify or Vacate
Supervised Release,” which again challenged his supervised release. In contrast to his
previous motion, Defendant did not challenge the district court’s general authority to
impose a term of supervised release. He instead argued that the court had erroneously
2 calculated his guidelines range and that the correct range entitled him to probation instead
of supervised release. Defendant also asked the district court to exercise its discretion
under 18 U.S.C. § 3583(e)(1) to modify his term of supervised release.
On January 30, 2017, the district court denied Defendant’s motion. The court
concluded that Defendant had waived his principal challenge to its guidelines-range
calculation and, in any event, the imposed term of supervised release was consistent with
the guidelines in light of Defendant’s extensive criminal history. It also declined to alter
Defendant’s sentence under § 3583(e)(1).
On February 13, 2017, Defendant filed a notice of appeal challenging the district
court’s denial of his December motion.
We first consider the timeliness of Defendant’s appeal. Under Fed. R. App. P.
4(b)(1)(A)(i), a defendant in a criminal case has 14 days from entry of an order to file a
notice of appeal. A motion for reconsideration filed within this 14-day period tolls the
time for appeal until the court disposes of the motion. See Fed. R. App. P. 4(b)(3);
United States v. Randall, 666 F.3d 1238, 1243 (10th Cir. 2011). Under these rules,
Defendant’s February notice of appeal was too late to challenge the district court’s
September order reimposing supervised release or its October order denying his Notice of
Concerns. Although he filed a motion in December that challenged the October order,
this motion did not toll the time to appeal the October order because it was filed more
than 14 days after that order. Defendant’s February 13 notice of appeal, however, was
timely with respect to the district court’s January 30 denial of his December motion
3 because it was filed within 14 days of the denial. Therefore, we consider the issues raised
in Defendant’s December motion.
First, Defendant argued that his term of supervised release resulted from an error
in calculating his guidelines range. He claimed (1) that his base offense level should
have been only 6 because he possessed and used the ammunition “solely for lawful
sporting purposes or collection,” USSG § 2k2.1(b)(2), and (2) that this reduced offense
level would have entitled him to probation instead of supervised release. As the district
court noted, however, this argument was barred because Defendant had failed to raise the
issue at his initial sentencing, on appeal, or in his § 2255 motion. “It is not appropriate
[in a motion for reconsideration] to . . . advance arguments that could have been raised in
prior briefing.” Servants of Paraclete v. Does, 204 F.3d 1005, 1012 (10th Cir. 2000).
The district court properly rejected the argument on that ground.
Second, the district court properly rejected Defendant’s request that it modify his
term of supervised release under § 3583(e)(2). We review for abuse of discretion a
district court’s decision maintaining or modifying the terms of supervised release. See
United States v. Begay, 631 F.3d 1168, 1170 (10th Cir. 2011). Defendant has failed to
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FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT November 28, 2017 _________________________________ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 17-3033 v. (D.C. No. 6:06-CR-10129-JTM-1) (D. Kan.) JAMES E. BAKER,
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, HOLMES, and BACHARACH, Circuit Judges. _________________________________
Defendant James Baker appeals the denial of his objections to his supervised
release. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm. Defendant’s notice
of appeal was too late to challenge the district court’s order rejecting his contention that
the court lacked authority to impose any term of supervised release. And the court
properly rejected the contentions raised in his later motion. We decline to address
arguments that Defendant raises for the first time on appeal.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. On December 20, 2006, the United States District Court for the District of Kansas
sentenced Defendant to 235 months’ imprisonment, followed by three years of supervised
release, after he was convicted on one count of unlawful possession of ammunition by a
previously convicted felon. See 18 U.S.C. § 922(g)(1). In general, the statutory
maximum term for the offense is 10 years (120 months). See 18 U.S.C. § 924(a)(2). But
under the Armed Career Criminal Act (ACCA) the court increased Defendant’s sentence
because of his three prior convictions for violent felonies. See 18 U.S.C. § 924(e)
(requiring sentence of at least 15 years).
On September 2, 2016, the district court reduced Defendant’s sentence to time
served after he filed a motion under 28 U.S.C. § 2255 correctly asserting that his prior
convictions were not for violent felonies because the residual clause of the ACCA is
unconstitutionally vague. See United States v. Johnson, 135 S. Ct. 2551, 2557 (2015).
The district court, however, continued to impose the original three-year term of
supervised release.
That same day, Defendant filed a “Notice of Concerns” challenging the imposition
of supervised release on the ground that he had already served more than the statutory
maximum time for his offense. The district court treated the notice as a motion to
reconsider reimposition of supervised release and denied it on October 11, 2016.
On December 23, 2016, Defendant filed a “Motion to Modify or Vacate
Supervised Release,” which again challenged his supervised release. In contrast to his
previous motion, Defendant did not challenge the district court’s general authority to
impose a term of supervised release. He instead argued that the court had erroneously
2 calculated his guidelines range and that the correct range entitled him to probation instead
of supervised release. Defendant also asked the district court to exercise its discretion
under 18 U.S.C. § 3583(e)(1) to modify his term of supervised release.
On January 30, 2017, the district court denied Defendant’s motion. The court
concluded that Defendant had waived his principal challenge to its guidelines-range
calculation and, in any event, the imposed term of supervised release was consistent with
the guidelines in light of Defendant’s extensive criminal history. It also declined to alter
Defendant’s sentence under § 3583(e)(1).
On February 13, 2017, Defendant filed a notice of appeal challenging the district
court’s denial of his December motion.
We first consider the timeliness of Defendant’s appeal. Under Fed. R. App. P.
4(b)(1)(A)(i), a defendant in a criminal case has 14 days from entry of an order to file a
notice of appeal. A motion for reconsideration filed within this 14-day period tolls the
time for appeal until the court disposes of the motion. See Fed. R. App. P. 4(b)(3);
United States v. Randall, 666 F.3d 1238, 1243 (10th Cir. 2011). Under these rules,
Defendant’s February notice of appeal was too late to challenge the district court’s
September order reimposing supervised release or its October order denying his Notice of
Concerns. Although he filed a motion in December that challenged the October order,
this motion did not toll the time to appeal the October order because it was filed more
than 14 days after that order. Defendant’s February 13 notice of appeal, however, was
timely with respect to the district court’s January 30 denial of his December motion
3 because it was filed within 14 days of the denial. Therefore, we consider the issues raised
in Defendant’s December motion.
First, Defendant argued that his term of supervised release resulted from an error
in calculating his guidelines range. He claimed (1) that his base offense level should
have been only 6 because he possessed and used the ammunition “solely for lawful
sporting purposes or collection,” USSG § 2k2.1(b)(2), and (2) that this reduced offense
level would have entitled him to probation instead of supervised release. As the district
court noted, however, this argument was barred because Defendant had failed to raise the
issue at his initial sentencing, on appeal, or in his § 2255 motion. “It is not appropriate
[in a motion for reconsideration] to . . . advance arguments that could have been raised in
prior briefing.” Servants of Paraclete v. Does, 204 F.3d 1005, 1012 (10th Cir. 2000).
The district court properly rejected the argument on that ground.
Second, the district court properly rejected Defendant’s request that it modify his
term of supervised release under § 3583(e)(2). We review for abuse of discretion a
district court’s decision maintaining or modifying the terms of supervised release. See
United States v. Begay, 631 F.3d 1168, 1170 (10th Cir. 2011). Defendant has failed to
offer any ground, such as evidence of changed circumstances, that would have required
the court to grant his request.
Finally, Defendant argues on appeal that (1) the district court erred in reimposing
his term of supervised release when Defendant was not present at the resentencing
hearing; (2) the district court lacked jurisdiction to reimpose his condition of supervised
release after expiration of the statutory time limit in 18 U.S.C. § 3282 (setting five-year
4 limitations period for noncapital offenses); and (3) under United States v. Mojica, 214
F.3d 1169, 1172 (10th Cir. 2000) (court should evaluate the totality of circumstances
when determining if a defendant lawfully possessed ammunition for sporting purposes),
Defendant’s term of supervised release should be vacated. But Defendant failed to
present these issues to the district court, so we review only for plain error. See United
States v. Chavez-Marquez, 66 F.3d 259, 261 (10th Cir. 1995). And Defendant has not
argued for plain-error review, nor do we discern any error that is plain. See United States
v. Alexander, 802 F.3d 1134, 1137 (10th Cir. 2015) (appellant not entitled to plain-error
review unless he argues plain error).1
We AFFIRM the district court’s judgment. We DENY Defendant’s request to
amend his reply brief to add two documents that were not in the record below. His
application to proceed IFP is GRANTED; but he remains obligated to pay all filing and
docketing fees. We DENY the government’s motion to dismiss the appeal.
Entered for the Court
Harris L Hartz Circuit Judge
1 The government contends that Defendant’s appeal is moot because he “is no longer subject to the three-year term of supervised relief that he challenges in the initial appeal.” Government’s motion to dismiss appeal at 4. His supervised release was revoked in July and he was ordered to serve a five-month sentence concurrent with a state-court sentence. But if the term of supervised release was invalid, then the revocation was also.