United States v. Arias

321 F. App'x 439
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 13, 2009
Docket07-3067
StatusUnpublished
Cited by2 cases

This text of 321 F. App'x 439 (United States v. Arias) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Arias, 321 F. App'x 439 (6th Cir. 2009).

Opinion

OPINION

RONALD LEE GILMAN, Circuit Judge.

Luis Arias pled guilty in September 2006 to two counts of an indictment relating to his role in a drug conspiracy. He now appeals his 151-month sentence, arguing that the district court erred by classifying him as a career offender and by imposing an unreasonable sentence. The government has filed a motion asking us to dismiss the appeal because, as part of the plea agreement, Arias waived the right to appeal his sentence. For the reasons set forth below, the government’s motion to dismiss Arias’s appeal is GRANTED.

I. BACKGROUND

This case arose from a drug conspiracy involving Arias and 23 codefendants. Arias pled guilty to two of the multiple counts against him. One of the relevant counts alleged a conspiracy to possess and distribute more than five kilograms of cocaine and marijuana, and the other accused him of possessing with the intent to distribute 500 grams or more of cocaine, all in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(A), and 846. The government agreed to dismiss the remaining counts. In addition, the government agreed to “recommend that the Court impose a sentence within the range determined pursuant to the advisory United States Sentencing Guidelines ... in accordance with the computations and stipulations set forth below [in the agreement].” (Plea Agreement at ¶ 5).

Regarding Arias’s base offense level, the parties “agree[d] and stipulate^]” that the relevant drug quantity was “at least 15 kilograms, but less than 50 kilograms” of cocaine, “which corresponds to a U.S.S.G. base offense level of 34.” The parties further agreed that “this offense level should be increased by two (2) levels [to 3 6] pursuant to U.S.S.G. § 3Bl.l(c) because [Arias] was an organizer, leader, manager, or supervisor in the conspiracy.” (Plea Agreement at ¶ 8) From this stipulated starting point of 3 6, the government agreed to “recommend a three-level reduction in the Sentencing Guideline calculation” for acceptance of responsibility pursuant to U.S.S.G. § 3E1.1. (Plea Agreement at ¶ 9) In an addendum to the plea agreement, the government also agreed to move for a reduction in Alias’s offense level of up to five additional levels “to credit [him] for substantial assistance” under U.S.S.G. § 5K1.1. (Addendum at ¶ 5) The stipulated final offense level under the plea agreement was thus 28.

Alias’s criminal history category was left for future determination. He accordingly acknowledged his “understanding] that his criminal history category w[ould] be determined by the Court after an investigation by the United States Probation Office.” (Plea Agreement at ¶ 10) Arias further acknowledged through the plea agreement his “understanding] that any recommendations contained [in the agreement] are not binding on the Court, and the Court may impose any sentence provided by law.” He further conceded that “if the Court imposefd] a sentence different from what is recommended by the government, [he would have] no right to withdraw his guilty plea.” (Plea Agreement at ¶ 5)

Finally, Arias expressly waived his right “to appeal the conviction or sentence in this case, including the appeal right conferred by 18 U.S.C. § 3742,” except that he

expressly reservefcl] the right to appeal (a) any punishment in excess of the statutory maximum; and (b) any sentence *441 to the extent it exceeds the maximum of the sentencing range determined under the advisory Sentencing Guidelines in accordance with the stipulations and computations in [the] Agreement, using the Criminal History Category found applicable by the Court.

(Plea Agreement at ¶ 13) In the addendum to the plea agreement, Arias once again conceded that he would “not be permitted to withdraw his agreement to plead guilty” if the district court rejected the parties’ stipulations. (Addendum at ¶ 9)

Arias was sentenced in September 2006. The district court accepted all of the parties’ stipulations and agreed that the appropriate base offense level was 34. (Sentencing Tr. at 10) But because the district court adopted the Probation Office’s determination that Arias was a career offender, the district court increased the starting offense level to 37. See U.S.S.G. § 4B1.1 (setting the offense level for career offenders at 37 where the crime of conviction carries a statutory maximum sentence of life imprisonment). This resulted in a final offense level (after the agreed-upon reduction and downward departure) of 29 — one level higher than the level 28 that the parties had stipulated to in the plea agreement. (Id.) Arias’s career-offender designation led to a criminal history category of VI, with the resulting advisory Guidelines range being between 151 and 188 months of imprisonment. The district court sentenced Arias to 151 months’ imprisonment, the bottom of the applicable range. (Id. at 19) Arias now appeals, asserting that the district court erred in classifying him as a career offender and in fashioning a sentence that is substantively unreasonable.

II. MOTION TO DISMISS

The government has moved for the dismissal of Arias’s appeal on the basis of the waiver provision in his plea agreement. We review the validity of appellate-waiver provisions de novo. United States v. McGilvery, 403 F.3d 361, 362 (6th Cir.2005). Such provisions are enforceable so long as the plea was voluntary and the colloquy was proper under Rule 11 of the Federal Rules of Criminal Procedure. See id. at 363. Arias argues that because “there is no evidence to suggest anyone advised [him] of the possibility he could be classified as a career offender and therefore exposed to significantly enhanced penalties!,]” his “waiver was not knowing[ ], intelligent! ], and voluntary.” See United States v. Fleming, 239 F.3d 761, 764 (6th Cir.2001) (“The sine qua non of a valid waiver is that the defendant enter into the agreement knowingly and voluntarily.” (citing Town of Newton v. Rumery, 480 U.S. 386, 393, 107 S.Ct. 1187, 94 L.Ed.2d 405 (1987))).

But, just as in Fleming, “[t]he record here clearly demonstrates that [Arias] understood the waiver contained in the plea agreement and consented to it voluntarily.” See id. At the change-of-plea proceeding, the district court verified Arias’s understanding “that there [was] no agreement about what [his] criminal history would be.” (Plea Tr. at 13) The court also asked Arias whether he “g[a]ve up [his] right to appeal [his] sentence, except if it exceeds the statutory maximum or it is an upward departure from the range set out in [the] plea agreement.” (Id.) Arias answered affirmatively.

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Bluebook (online)
321 F. App'x 439, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-arias-ca6-2009.