United States v. Rodney McGilvery

403 F.3d 361, 2005 U.S. App. LEXIS 5357, 2005 WL 756560
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 5, 2005
Docket04-1013
StatusPublished
Cited by106 cases

This text of 403 F.3d 361 (United States v. Rodney McGilvery) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rodney McGilvery, 403 F.3d 361, 2005 U.S. App. LEXIS 5357, 2005 WL 756560 (6th Cir. 2005).

Opinion

OPINION

POLSTER, District Judge.

Defendantr-Appellant Rodney McGilvery (“McGilvery”) appeals his sentence of twenty-one months’ imprisonment following his conviction, pursuant to a guilty plea, for misprision of felony in violation of 18 U.S.C. § 4. McGilvery raises three issues on appeal. First, he argues that the government breached its plea agreement by failing to move for a downward departure for substantial assistance under U.S. Sentencing Guidelines § 5K1.1. Next, he argues that the district court abused its discretion when it denied his motion for a downward departure for aberrant behavior under U.S. Sentencing Guidelines § 5K2.20. Finally, McGilvery argues that the case should be remanded for re-sentencing in light of the Supreme Court’s decision in United States v. Booker, — U.S. -, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). 1 For the reasons set forth below, we dismiss the appeal for lack of jurisdiction.

I. BACKGROUND

On August 10, 2000, a federal grand jury issued a sealed indictment charging McGil-very and others with one count of conspiracy to possess with intent to distribute and *362 to distribute a controlled substance (specifically, cocaine) in violation of 21 U.S.C. §§ 841(a)(1) and 846. On March 7, 2001, McGilvery was charged with the same offense in a superceding indictment. On July 18, 2003, McGilvery was charged in a superceding information with one count of misprision of felony in violation of 18 U.S.C. § 4. McGilvery pled guilty to the misprision charge pursuant to a written plea agreement. In exchange, the government dismissed the remaining counts against him.

The plea agreement provided that the government would seek a downward departure at sentencing pursuant to U.S. Sentencing Guidelines § 5K1.1, or a reduction of sentence under Federal Rule of Criminal Procedure 35, if it determined that McGilvery’s cooperation amounted to substantial assistance in the investigation or prosecution of others. Under the terms of the plea agreement, it was exclusively within the government’s discretion to determine whether McGilvery had provided substantial assistance.

The plea agreement also contained an appellate-waiver provision whereby McGil-very waived any right to appeal his conviction or sentence, including any right under 18 U.S.C. § 3742 to appeal on the grounds that the sentence was imposed as a result of an incorrect application of the sentencing guidelines, if the court imposed a sentence no greater than twenty-four months.

On August 5, 2003, the district court held a plea hearing where the court confirmed that McGilvery understood the terms of his plea agreement, including the appellate-waiver provision. At the request of the court, the prosecutor summarized the terms of the plea agreement and specifically explained that McGilvery agreed to waive his right to appellate review if the court imposed a sentence no greater than twenty-four months. The court subsequently asked defense counsel if he had anything to add to the prosecutor’s recitation, and defense counsel asserted that the statement fairly represented the terms of the plea agreement. The court also asked McGilvery if he understood and agreed with the terms of the plea agreement as described by the prosecutor, and McGil-very responded affirmatively.

On December 9, 2003, the district court held a sentencing hearing at which time the government did not move for a downward departure under § 5K1.1 or make any reference to such a motion. McGil-very raised no objection. At the sentencing hearing, defense counsel moved for a downward departure for aberrant behavior. After hearing argument by defense counsel and additional comments by McGilvery himself, the district court denied the motion to depart downward for aberrant behavior, stating: “I don’t see a basis for a downward departure at this time, and so I’m just going to sentence Mr. McGilvery at the bottom of the guidelines.” McGilvery was sentenced to twenty-one months’ imprisonment, the low end of the Guidelines range for offense level 16, Criminal History Category I (21-27 months).

II. ANALYSIS

We review the question of whether a defendant waived his right to appeal his sentence in a valid plea agreement de novo. United States v. Murdock, 398 F.3d 491, 496 (6th Cir. Feb.15, 2005) (citations omitted). “ ‘It is well settled that a defendant in a criminal case may waive any right, even a constitutional right, by means of a plea agreement.’ ” United States v. Calderon, 388 F.3d 197, 199 (6th Cir.2004) (quoting United States v. Fleming, 239 F.3d 761, 763-64 (6th Cir.2001) (internal quotation marks and citation omitted)). McGilvery agreed, pursuant to a plea *363 agreement, to waive his right to appellate review if the district court imposed a sentence equal to or less than twenty-four months. Here, the district court sentenced McGilvery to twenty-one months’ imprisonment. During the plea colloquy, the district court complied with Federal Rule of Criminal Procedure ll(b)(l)(N), which requires that, before a guilty plea is accepted, the court must inform the defendant of, and determine that the defendant understands the terms of any appellate-waiver provision in the plea agreement. See Murdock, 398 F.3d at 495-96, 499 (using plain-error analysis in holding that the district court’s failure to inquire into the defendant’s understanding of the appellate-waiver provision of the plea agreement rendered the waiver unenforceable). Here, the district court entrusted the responsibility of summarizing the plea agreement to the government, and the government explained that McGilvery agreed to waive his appellate rights on the condition that his sentence did not exceed twenty-four months. Following the prosecutor’s recitation, the court ascertained that McGilvery understood the appellate-waiver provision of his plea agreement. Accordingly, “there is nothing in the record to suggest that ... [the] defendant misunderstood the scope of his waiver of appellate rights,” Calderon,

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Bluebook (online)
403 F.3d 361, 2005 U.S. App. LEXIS 5357, 2005 WL 756560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rodney-mcgilvery-ca6-2005.