United States v. Anthony T. Centracchio, Thomas R. Tucker, Robert S. Urbinati, and Robert D. Natale

265 F.3d 518, 57 Fed. R. Serv. 713, 2001 U.S. App. LEXIS 19656, 2001 WL 1011896
CourtCourt of Appeals for the Seventh Circuit
DecidedSeptember 4, 2001
Docket00-3963
StatusPublished
Cited by16 cases

This text of 265 F.3d 518 (United States v. Anthony T. Centracchio, Thomas R. Tucker, Robert S. Urbinati, and Robert D. Natale) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Anthony T. Centracchio, Thomas R. Tucker, Robert S. Urbinati, and Robert D. Natale, 265 F.3d 518, 57 Fed. R. Serv. 713, 2001 U.S. App. LEXIS 19656, 2001 WL 1011896 (7th Cir. 2001).

Opinion

MANION, Circuit Judge.

Four defendants were indicted for a RICO conspiracy and obstruction of law enforcement based on their alleged illegal video poker gambling business. In pretrial motions, the district court excluded two pieces of evidence: a guilty plea allo-cution and the statements of a deceased co-conspirator. The United States appeals those rulings on an interlocutory basis. *522 With respect to the district court’s ruling on the guilty plea allocution, we reverse. With respect to the district court’s ruling on the statements of a deceased co-conspirator, we reverse and remand.

I.

A. Indictment

On April 13, 2000, a grand jury returned a superseding indictment charging Anthony Centracchio, Thomas Tucker, Robert Urbinati and Robert Natale with various criminal offenses including RICO conspiracy, 18 U.S.C. § 1962(d), and obstruction of state or local law enforcement with intent to facilitate an illegal gambling business, 18 U.S.C. § 1511.

In Count One of the indictment, the RICO count, the government alleged that defendants Centracchio and Tucker, and an unindicted co-conspirator, Louis Eboli, were members of an illegal enterprise. Urbinati and Natale were allegedly employed by the enterprise. The RICO conspiracy allegedly began in about 1978 and continued until February, 1999 and consisted of illegal gambling activities which took place “in Franklin Park, Melrose Park, Northlake, Stone Park, and elsewhere in the State of Illinois.”

Eboli was described as the leader of the enterprise until his death in 1987, some time after which Centracchio became the boss. Both allegedly distributed bribe money to law enforcement and public officials for the protection of their illegal activities. Tucker, a former Stone Park police lieutenant, was allegedly the second-in-command of the enterprise and relayed orders and distributed money from Cent-racchio and Eboli to others. Urbinati, a Franklin Park police officer between 1968 and 1995, allegedly received cash bribes from Tucker on a monthly basis to protect the gambling activities in Franklin Park. Natale, employed by the Stone Park police department from 1971 to 1989 and mayor of Stone Park from 1989 to the time of the indictment, also allegedly received cash bribes from Tucker on a monthly basis to protect the gambling activities in Stone Park. Seymour Sapoznik, another unindict-ed co-conspirator and the former Chief of Police of Northlake and Stone Park, Illinois, also allegedly received cash bribes from Tucker on a monthly basis to assure unhindered illegal operation of video gambling businesses in those towns.

In Count Three of the indictment, the government charged that between 1978 and December of 1994, all four of the named defendants conspired together and with Sapoznik and other law enforcement officers to obstruct the enforcement of the criminal laws of Illinois. In furtherance of the conspiracy, Tucker and Sapoznik allegedly met several times between March, 1993 and November, 1994, after Tucker had previously met with Centracchio.

B. Seymour Sapoznik’s Plea Allocution

On September 8, 2000, the government filed its Santiago proffer. 1 In the proffer, the government sought to introduce Sapoznik’s guilty plea agreement into evidence. Then, on September 29, 2000, the government filed a motion in limine to also admit his guilty plea allocution into evidence as a statement against penal interest, pursuant to Fed.R.Evid. 804(b)(3).

*523 On February 6, 1997, Sapoznik had entered a guilty plea to a one-count information charging that, while the Northlake Chief of Police, he had received monthly bribes from “Individual A” 2 , in violation of 18 U.S.C. § 1962. Sapoznik’s written plea agreement was entirely prepared by the government, and filed with and accepted by the court. Therein, Sapoznik admitted that:

at the beginning of each month [between November 1990 and December 1994] Individual A made $500 bribe payments to defendant on behalf of the Outfit and at the direction of Individual A’s boss in the Outfit.... These bribe payments were made in return for defendant’s assistance in ensuring that the illegal activities of the Outfit, including the payment of money to winning players on joker poker machines in the town bars, were not investigated by the Northlake Police Department of which defendant was police chief.

At the plea colloquy, the government read the foregoing portion of the plea agreement out loud. The presiding judge then asked Sapoznik, “Mr. Sapoznik, did you hear what Mr. Levine just had to say?” Sapoznik responded, “Yes, I did, your Honor.” The judge replied, “Is what he said the truth?” Sapoznik answered, “That is correct.” This is the evidence which the government seeks to admit in the present case (referred to hereafter as the plea allocution).

Several months after this plea colloquy, Sapoznik was interviewed by a probation officer and he denied that he had accepted bribery payments while in Stone Park. 3 At his subsequent sentencing hearing, the government presented evidence of “relevant conduct” refuting this denial and argued that Sapoznik was a liar. The trial court found that Sapoznik’s denial was false. Sapoznik was then sentenced to 87 months’ imprisonment.

Sapoznik was unavailable to testify at trial in this case; his attorney stated that, even though he had been immunized pursuant to 18 U.S.C. § 6002, he would invoke his Fifth Amendment privilege and refuse to testify if called as a witness. Sapoznik’s intransigence is confirmed by the fact that he previously chose to serve 14 months (in addition to his 87-month sentence) for civil contempt instead of obeying an immunity order compelling his testimony before the grand jury. Accordingly, the government sought to introduce into evidence the above-described portion of the colloquy from Sapoznik’s guilty plea allocution for the limited purpose of proving the existence of the charged conspiracy. The government also proposed that a limiting instruction be read to the jury to explain the evidence. 4

The defendants moved to exclude the evidence, arguing it lacked indicia of relia *524 bility because the government had argued at Sapoznik’s subsequent sentencing hearing that he was a bar. The district court granted the motion, relying on the fact that Sapoznik had lied, thus finding that the evidence did not have a sufficient guarantee of trustworthiness under Fed. R.Evid. 804.

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265 F.3d 518, 57 Fed. R. Serv. 713, 2001 U.S. App. LEXIS 19656, 2001 WL 1011896, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-anthony-t-centracchio-thomas-r-tucker-robert-s-ca7-2001.