United States v. Anthony J. Vesich, Jr.

724 F.2d 451
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 15, 1984
Docket83-3199
StatusPublished
Cited by53 cases

This text of 724 F.2d 451 (United States v. Anthony J. Vesich, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Anthony J. Vesich, Jr., 724 F.2d 451 (5th Cir. 1984).

Opinion

GARWOOD, Circuit Judge:

Anthony J. Vesich, Jr. appeals from a judgment of conviction for corruptly endeavoring to influence, obstruct and impede the due administration of justice (18 U.S.C. § 1503) and for perjury before a grand jury (18 U.S.C. § 1623). Following a jury trial, Vesich was sentenced to eighteen months’ imprisonment on the obstruction charge and eighteen months’ imprisonment, twelve of which were suspended, on the perjury charge. The obstruction charge was that on or about January 6,1982, Vesich advised, urged and attempted to persuade a potential grand jury witness, Robert Fragale, to testify falsely before the United States Grand Jury for the Eastern District of Louisiana. The perjury charge was that during an October 21,1982 grand jury appearance, Vesich falsely denied advising anyone to lie to a federal grand jury. Vesich’s motion for judgment of acquittal was denied by the trial judge. United States v. Vesich, 558 F.Supp. 1192 (E.D.La.1983).

Vesich argues on appeal that the evidence was insufficient to establish that a judicial proceeding was “pending” as required to constitute a violation of the “due administration” clause of 18 U.S.C. § 1503 or that he knew of such a proceeding. Vesich also contends that his perjury conviction must be reversed for evidential insufficiency and other grounds. He finally argues that trial testimony referring to “case fixing” and the bribery of a state judge substantially prejudiced his defense and requires a new trial as to both counts. Rejecting these contentions, we affirm.

OBSTRUCTION OF JUSTICE

Section 1503 is designed to protect individuals involved in federal judicial proceedings, as well as to prevent “miscarriage[s] of Justice by corrupt methods.” Samples v. United States, 121 F.2d 263, 265 (5th Cir.), cert. denied, 314 U.S. 662, 62 S.Ct. 129, 86 L.Ed. 530 (1941). The language of section 1503 in effect in January 1982 was divisible into two parts. Its beginning and more specific language forbade corrupt endeavors to influence, intimidate or impede any witness, juror, or court official, while its concluding omnibus clause punished corrupt endeavors to influence, obstruct, or impede the “due administration of justice.” United States v. Howard, 569 F.2d 1331, 1333 (5th Cir.), cert. denied, 439 U.S. 834, 99 S.Ct. 116, 58 L.Ed.2d 130 (1978). 1

*454 A prerequisite to any violation of section 1503 is the existence of a pending judicial proceeding known to the violator. Pettibone v. United States, 148 U.S. 197, 205-07, 13 S.Ct. 542, 546, 37 L.Ed. 419 (1893); Odom v. United States, 116 F.2d 996, 998 (5th Cir.), rev’d on other grounds, 313 U.S. 544, 61 S.Ct. 957, 85 L.Ed. 1511 (1941); Howard at 1337. A grand jury investigation is such a proceeding. Howard, supra. Vesich argues that no grand jury proceeding was pending at the time of the alleged obstruction of justice, because the evidence established only the possibility of such a proceeding. The trial judge instructed the jury that a pending judicial proceeding is one that has been “initiated but not yet settled or decided.” See United States v. Koehler, 544 F.2d 1326, 1328 n. 3 (5th Cir.1977). Vesich did not object to that instruction and does not do so on appeal.

While pendency is clearly a requirement of the statute, we have not had occasion to determine when a judicial proceeding is “pending” for purposes of the “due administration” clause of section 1503. However, we are guided by the decisions of our sister circuits on this issue, as well as by our prior application of the statute. In United States v. Walasek, 527 F.2d 676 (3d Cir.1975), the court held that a proceeding was pending after the United States Attorney’s office had assigned an investigation to a regularly sitting grand jury and a witness had been subpoenaed and called to testify. 2 While declining “to articulate any necessary minimum set of circumstances,” the court found the evidence “sufficient to establish the ‘pendency’ of a judicial proceeding.” Id. at 678. The court stated:

“Appellant would have us adopt a rigid rule that a grand jury proceeding is not ‘pending’ until a grand jury has actually heard testimony or has in some way taken a role in the decision to issue the subpoena. He offers no authority for such a rule, and we are not inclined to adopt it. Appellant is correct in his observation that a grand jury subpoena may become an instrumentality of an investigative agency, without meaningful judicial supervision. Nevertheless, the remedy against potential abuses is not to establish a rule, easily circumvented, by which some formal act of the grand jury will be required to establish ‘pendency.’ The remedy is rather to continue to inquire, in each case, whether the subpoena is issued in furtherance of an actual grand jury investigation, i.e., to secure a presently contemplated presentation of evidence before the grand jury.” Id. (footnote omitted).

In United States v. Simmons, 591 F.2d 206 (3d Cir.1979), the only evidence submitted on the question of pendency was that a grand jury had been constituted and empaneled and that subpoenas were then issued to appear before it. 591 F.2d at 208. Although in Simmons, no witness had appeared to testify before the grand jury at the time of the alleged obstruction of justice, the court declined to distinguish Wala-sek on that ground. The Simmons court considered it unnecessary “that the grand *455 jury be aware of the subpoena or otherwise involved in the investigation at the time of the alleged obstruction of justice .... ” Id. at 210. 3

In both of those cases, subpoenas had been issued by the grand jury at the time pendency was established. However, we do not consider that fact critical to their outcome. As Simmons pointed out,

“ ‘Although grand jury subpoenas are occasionally discussed as if they were the instrumentalities of the grand jury, they are in fact almost universally instrumen-talities of the United States Attorney’s office or of some other investigative or prosecutorial department of the executive branch.’ ” Simmons at 210, quoting In re Grand Jury Proceedings, 486 F.2d 85, 90 (3d Cir.1973).

Further, we have long held that the issuance of a subpoena is not necessary to trigger application of the obstruction of justice statute. Samples v. United States, 121 F.2d at 266; Odom v. United States, 116 F.2d at 998. 4 As did the Walasek

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