United States v. Anne Pramaggiore

Court of Appeals for the Seventh Circuit·Decided June 15, 2026·No. 25-2349·Published·Kirsch

Opinion

In the

United States Court of Appeals For the Seventh Circuit

Nos. 25-2349 & 25-2350

UNITED STATES OF AMERICA, Plaintiff-Appellee,

v.

ANNE PRAMAGGIORE and MICHAEL F. MCCLAIN, Defendants-Appellants.

Appeals from the United States District Court for the Northern District of Illinois, Eastern Division. Nos. 20 CR 812-1 & -2 — Manish S. Shah, Judge. †

ARGUED APRIL 14, 2026 — DECIDED JUNE 15, 2026

Before HAMILTON, KIRSCH, and KOLAR, Circuit Judges. KIRSCH, Circuit Judge. Anne Pramaggiore and Michael F. McClain—the Chief Executive Officer and a lobbyist for the Commonwealth Edison Company, respectively—along with

† Judge Harry D. Leinenweber had responsibility for these cases, in-

cluding presiding over the 2023 trial, until his passing in 2024.

2 Nos. 25-2349 & 25-2350

two others, were convicted by a jury of a series of crimes involving transactions with the Speaker of the Illinois House of Representatives, Michael Madigan, and his associates. The crimes included criminal conspiracy in violation of 18 U.S.C. §§ 371 & 2; offering and agreeing to give things of value, and causing ComEd to do the same, for the benefit of Madigan in violation of 18 U.S.C. §§ 666 & 2; and falsifying books and records to conceal payments made for Madigan’s benefit in violation of the Foreign Corrupt Practices Act, 15 U.S.C. §§ 78m(b)(5) & 78ff(a), as well as 18 U.S.C. § 2. As charged, the conspiracy had four objects: the indictment alleged that Pramaggiore and McClain conspired to corruptly solicit and demand things of value; corruptly give and offer to give things of value; falsify books, records, or accounts; and circumvent a system of internal accounting controls. In line with our case law at the time of trial, the government proceeded on a theory that § 666 extended beyond quid pro quo bribery of state officials to include giving or receiving illegal gratuities, and the jury was instructed accordingly. Pramaggiore and McClain were convicted on all counts.

Afterward, the Supreme Court decided Snyder v. United States, 603 U.S. 1 (2024), which resolved a circuit split and limited the application of § 666 to quid pro quo bribery by holding that the statute did not prohibit gratuities paid to state or local officials. Id. at 19–20. Based on that decision, the district court correctly vacated the substantive § 666 convictions. The government then dismissed those charges, so they are not before us.

As to the conspiracy, the district court correctly concluded there was error under Snyder, as the objects relating to § 666 were no longer a valid basis for the conspiracy convictions

Nos. 25-2349 & 25-2350 3

without a finding of an agreement for quid pro quo bribery. But it then held that the error was harmless because there was sufficient evidence for the jury to have found an illegal conspiracy based on either of the two remaining objects—that Pramaggiore and McClain conspired to falsify books, records, or accounts or circumvent a system of internal accounting controls.

Although the government presented significant and compelling evidence, the pre-Snyder jury instructions mean the conspiracy convictions cannot survive Snyder. Everyone agrees that two of the four objects of the conspiracy are legally invalid. The question we are called upon to answer is whether the other two remaining objects are enough to sustain the conspiracy convictions. They are not. As in Skilling v. United States, 561 U.S. 358 (2010), the legally invalid objects presented to the jury created legal error. And that error was not harmless . We do not know on which of the four objects of the conspiracy the jury convicted Pramaggiore and McClain, and it is not beyond a reasonable doubt that the jury convicted them on one of the valid grounds. In that way, the invalid objects infected the conspiracy convictions, so we are compelled to vacate them.

The Foreign Corrupt Practices Act convictions fail for a similar reason. The government presented its case in part under a theory of liability through which a defendant can be found guilty of the substantive crimes his co-conspirators committed that were reasonably foreseeable to him and taken in furtherance of the conspiracy. See Pinkerton v. United States, 328 U.S. 640 (1946). As a result, the jury might have convicted Pramaggiore or McClain of the books and records charges by finding that a co-conspirator committed the crimes, which 4 Nos. 25-2349 & 25-2350

were reasonably foreseeable to Pramaggiore and McClain and in furtherance of the conspiracy. Since we don’t know that the jury found that the defendants entered into an illegal conspiracy , we must vacate the FCPA convictions as well.

Pramaggiore and McClain, however, are not entitled to judgments of acquittal. And, as we explain below, we disagree with their contention that no one could say that their documents were falsified. So, the government is entitled to retry them at its discretion on the conspiracy and FCPA charges without the invalid legal theories.

I

Because the defendants were convicted at trial, we summarize the facts in the light most favorable to the government. See Cavazos v. Smith, 565 U.S. 1, 7 (2011). A short summary will do, and, of course, the government will need to establish the facts anew should it choose to try this case again. See Burks v. United States, 437 U.S. 1, 15 (1978).

In 2012, Anne Pramaggiore became the Chief Executive Officer of Commonwealth Edison Company (ComEd). ComEd supplies electricity to customers in Illinois. In 2018, Pramaggiore was promoted to CEO of Exelon Corporation (Exelon), ComEd’s parent company and a multi-state utility services holding company. Michael F. McClain served as an Illinois state representative from 1973 to 1983 and was later employed by ComEd as a lobbyist between 1985 and 2019. McClain was the connection between ComEd and Madigan, with Madigan assigning McClain tasks and sending messages through him. Witnesses called McClain a puppet master serving on Madigan’s behalf, as well as a double agent, because it

Nos. 25-2349 & 25-2350 5

was unclear whether he was representing the interests of ComEd or Madigan.

Over the years, Pramaggiore and McClain engaged in a series of transactions involving Madigan and his associates. For instance, they set up a subcontractor scheme where they added Madigan’s associates to ComEd’s existing consulting and lobbying contracts without reporting the changes to the contracts. Many of the contracts were no-show contracts, meaning they were for services that were not actually rendered . Indeed, when one contractor told Madigan that he hadn’t been given any work from ComEd, Madigan told the contractor that the structure was what he and ComEd sought. Over eight years, ComEd and Exelon paid over $1.3 million to Madigan’s associates. At the same time, Pramaggiore and McClain sought the passage of legislation favorable to ComEd and the defeat of legislation unfavorable to it. At one point, McClain, while worrying that Pramaggiore’s replacement as ComEd’s CEO would think that there was “a quid pro quo” arrangement between the company and Madigan, said that “if you want to pass this bill, this is what it requires.”

Exelon and ComEd were required by law to maintain a system of internal controls, including controls for financial reporting and legal and regulatory compliance. And Exelon’s Code of Business Conduct mandated employees and contractors to make accurate and complete financial records. Exelon also required that a manager, supervisor, or executive, such as Pramaggiore, approve consulting or lobbying contracts. The government argues that Pramaggiore and McClain falsified books and records in violation of these requirements and the FCPA. Some of the books and records at issue are the contracts with Jay D. Doherty and his firm, Jay D. Doherty & 6 Nos. 25-2349 & 25-2350

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