United States v. Amato

356 F.3d 216, 2004 WL 95247
Court of Appeals for the Second Circuit·Decided January 21, 2004·No. Docket No. 02-1603·Published·Cited by 5 cases

Opinion

PER CURIAM.

Defendant appeals from the October 8, 2002 judgment of the United States District Court for the Eastern District of New York (Johnson, /.). He raises a number of issues on appeal all of which, save one, are addressed in a summary order issued contemporaneously with this decision. We assume familiarity of the facts and recite only those that relate to defendant’s re[218] maining contention — whether the district court’s trial decision to admit into evidence a letter from defendant’s former counsel was proper.

Defendant was charged with several crimes including attempting to tamper with a cooperating witness, Anthony Christopher, by using Todd Labarea and Patrick DiPierro as intermediaries. Labarea, a hostile witness under a grant of immunity, testified at trial that in the spring of 2000 he visited defendant on three occasions. At that time, Labarea was on probation, a condition of which prevented him from associating with anyone who had a felony conviction, such as defendant. La-barca had not seen or spoken to defendant for over seven years.

Labarea testified that, during the first visit, defendant identified Christopher as a cooperating witness in his case. Defendant requested that Labarea deliver a message to Christopher.1 Labarea was also told to ask Christopher if he would speak to defendant’s private investigator. Though Labarea knew Christopher and where Christopher lived, he did not want to deliver the message himself. Rather, Labarea told defendant that his former brother-in-law, DiPierro, was close to Christopher and that Labarea would send defendant’s message to Christopher through him. After Labarea met with DiPierro, he returned to tell defendant that DiPierro had agreed to pass the message to Christopher. Labarea then visited defendant a third time to advise defendant that Christopher, in fact, “got the message.”

DiPierro — a New York City police officer — also testified at trial. He confirmed that he agreed to approach Christopher regarding defendant’s case. According to DiPierro, Labarea instructed him to tell Christopher that defendant’s private investigator wanted to speak with him. DiPier-ro also noted that Labarea specifically referred to Christopher as a “rat” and that defendant “thought [Christopher] was a rat.” Christopher testified that DiPierro made it abundantly clear that Labarea— also known as T-Bone — wanted to speak with him about defendant’s case, but Christopher indicated that DiPierro never mentioned a private investigator.

The government presented evidence of this conduct at a pretrial hearing in support of a motion to revoke defendant’s bail. Defendant was represented at the hearing by Anthony Ricco and Ronald Rubinstein. After the government presented its evidence, defendant called Rubinstein as a witness. The government raised a concern that Rubinstein’s appearance as a witness in the case might require his disqualification as defendant’s attorney. During this discussion Rubinstein made an offer of proof as to his testimony. In defendant’s presence, Rubinstein indicated that defendant believed Christopher was a “rat” and that Rubinstein had authorized defendant to “use his friends” to find Christopher’s address so that Rubinstein and an investigator might interview him. Ultimately defendant did not call Rubinstein as a witness at the hearing.

The district court revoked defendant’s bail. On March 15, 2001, Rubinstein submitted a letter to the Court in support of a motion for reconsideration of that decision. Rubinstein claimed that defendant’s effort was only an attempt in “an efficient and cost effective way” to ascertain Christopher’s address and determine if he would [219] be interviewed. Rubinstein elaborated that, “[w]hile [defendant] knew that Christopher lived in Queens, he did not know the address, and wanted to arrange for counsel and an investigator to interview Christopher.”

During the cross-examination of Labar-ca at trial, attorney Ricco elicited that contrary to the representations in the Rubinstein letter, defendant had not sought Christopher’s address from Labar-ca. After noting the inconsistency between this testimony and the letter, the government moved to admit the Rubinstein letter. The court admitted the letter.

Defendant’s principal contention is that the Court “ignored the procedures mandated by McKeon.” Although the district court explicitly considered United States v. McKeon, 738 F.2d 26 (2d Cir.1984), that case is inapposite. In McKeon, the government introduced, at defendant’s retrial, his counsel’s opening statement from an earlier trial, which contained assertions inconsistent with his subsequent defense theory. See id. at 28. The Court noted that “statements made by an attorney concerning a matter within his employment may be admissible against the party retaining the attorney.” Id. at 30 (quotation marks and citation omitted). However, the Court concluded that “the evidentiary use of prior jury argument must be circumscribed in order to avoid trenching upon other important policies.” Id. at 32. The Court outlined factors and procedures a district court should consider and follow before admitting an attorney’s prior jury argument.

In United States v. Arrington, 867 F.2d 122, 127-28 (2d Cir.1989), this Court specifically limited McKeon to a defense attorney’s prior jury argument. We upheld the admission of testimony concerning a defense attorney’s alleged threats at a meeting with a cooperating government witness and rejected the argument that before admitting such testimony the Court was required to follow the McKeon procedures: “Contrary to defendant’s assertion that these procedures apply to the use of all statements by defense counsel, we clearly stated in McKeon that we were ‘circum-scribpng] the evidentiary use of prior jury argument.’ ” 867 F.2d at 127 (quoting McKeon, 738 F.2d at 33, alterations in Arrington). The Court thus found “no support for [defendant’s] contention that there are special procedures to be followed, or balancings to be performed as a prerequisite to the evidentiary use of a defendant’s counsel’s out-of-court statements.” Id. at 128.

The Rubinstein letter is more akin to an out-of-court statement than a jury argument. An examination of the five factors that McKeon cited in support of its circumscribed rule of admissibility only reinforces this conclusion. First, McKeon noted that admission of a jury argument from a prior trial may result in a waste of time on collateral issues because “later triers of fact will be forced to explore the evidence offered at earlier trials in order to determine the quality of the inconsistency between positions taken by a party.” 738 F.2d at 32. That concern is inapplicable here as defendant did not seek to introduce any additional evidence about his bail revocation proceedings to place the letter in proper context. Admission of the letter did not consume any more trial time than was required to read the redacted letter to the jury.

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United States v. Amato, 356 F.3d 216, 2004 WL 95247 (2d Cir. 2004).

356 F.3d 216 (United States v. Amato) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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