United States v. Alzate

CourtCourt of Appeals for the First Circuit
DecidedNovember 27, 1995
Docket94-1712
StatusPublished

This text of United States v. Alzate (United States v. Alzate) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alzate, (1st Cir. 1995).

Opinion

USCA1 Opinion



UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________

No. 94-1712

UNITED STATES,

Appellee,

v.

LUIS ALZATE,

Defendant, Appellant.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF RHODE ISLAND

[Hon. Ernest C. Torres, U.S. District Judge] ___________________

____________________

Before

Cyr, Boudin and Stahl, Circuit Judges. ______________

____________________

Normand S. Zalkind with whom Zalkind, Rodriguez, Lunt & Duncan is __________________ __________________________________
on brief for appellant.
Margaret F. Curran, Assistant United States Attorney, with whom ___________________
Sheldon Whitehouse, United States Attorney, and Edwin J. Gale, ___________________ _______________
Assistant United States Attorney, are on brief for appellee.

____________________

November 27, 1995
____________________

Per Curiam. Defendant Luis Alzate appeals his ___________

conviction for possessing cocaine with intent to distribute,

21 U.S.C. 841(a)(1) and (b)(1)(B), contending that two

errors in the jury instructions relating to his entrapment

defense warrant reversal. As Alzate failed to object at the

time the instructions were given, we review only for plain

error.

1. One element of entrapment is that the government

have instigated the defendant's conduct. E.g., United States ____ _____________

v. Gifford, 17 F.3d 462, 468 (1st Cir. 1994). Alzate claims _______

that the district court erred by failing to instruct the jury

that the actions of the FBI's paid informant were

attributable to the government. The government's

responsibility for the informant was not in dispute at trial,

and Alzate understandably sought no instruction.

Nevertheless, on appeal Alzate relies upon an earlier

dictum of this court that where the government concedes that

the actions of its informer are attributable to the

government, the jury should be so instructed. United States _____________

v. Annese, 631 F.2d 1041, 1048 (1st Cir. 1980). In Annese, ______ ______

the trial judge had confused matters by instructing jurors

that they must determine whether the "inducing" individual

was an agent for the government, even though no dispute

existed as to that issue. Annese certainly does not hold ______

that it is reversible error to forego the instruction now

-2- -2-

claimed necessary where, as here, no such instruction is

sought and there is no indication of prejudice.

Ordinarily, a claimed error to which no objection was

made at trial will not be considered without a showing of

likely effect on the outcome. United States v. Olano, 113 S. _____________ _____

Ct. 1770, 1777-778 (1993). Here, we have every reason to

think that the jury clearly understood that the informant was

acting as a government agent. Undisputed testimony

established that the informant was paid by the government,

received instruction from FBI agents, and regularly reported

to the FBI. Indeed, the prosecution's own closing remarks

conceded that the inducer "was a paid FBI informant" who

arranged the drug transaction "on behalf of the FBI." On

these facts we find no prejudice, even assuming that the

dictum in Annese should be extended beyond the peculiar facts ______

of that case.

2. The other element of the standard entrapment

instruction requires the government to show that the

defendant, if induced to commit the crime, was predisposed to

do it before the government approached him. Gifford, 17 _______

F.3d. 468. The instructions here so advised the jury in the

conventional manner. Among other references, the judge told

the jury that the entrapment defense applies when a defendant

"who has no previous intent to commit a crime is persuaded to

do so by the Government through its agents." The court also

-3- -3-

said that, for an entrapment claim to prevail, the defendant

must be "not predisposed to engage in such conduct" and that

the entrapment defense would not apply "[i]f the Government

proves the Defendant was ready and willing to break the law .

. . ."

The subtlety now relied upon by Alzate is that under

Jacobson v. United States, 503 U.S. 540, 549 & n.2 (1992), ________ _____________

the government cannot prove predisposition if the defendant's

willingness to commit the crime was itself manufactured by

the government in the course of dealing with the defendant

before he committed the crime charged. We think that the

first of the instructions quoted above--referring to a

defendant with "no previous intent to commit a crime" who is

"persuaded . . . by the Government"--does convey the notion

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Related

Jacobson v. United States
503 U.S. 540 (Supreme Court, 1992)
United States v. Gifford
17 F.3d 462 (First Circuit, 1994)

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