United States v. Alexander

49 V.I. 819, 2008 WL 783550, 2008 U.S. Dist. LEXIS 22939
CourtDistrict Court, Virgin Islands
DecidedMarch 20, 2008
DocketCriminal No. 2007-31
StatusPublished

This text of 49 V.I. 819 (United States v. Alexander) is published on Counsel Stack Legal Research, covering District Court, Virgin Islands primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alexander, 49 V.I. 819, 2008 WL 783550, 2008 U.S. Dist. LEXIS 22939 (vid 2008).

Opinion

GÓMEZ, Chief Judge

MEMORANDUM OPINION

(March 20, 2008)

Before the Court is the motion of the defendant, Brian Alexander (“Alexander”), for a judgment of acquittal pursuant to Rule 29 of the Federal Rules of Criminal Procedure.

I. FACTUAL AND PROCEDURE BACKGROUND

Between May 15 and May 21, 2005, Alexander made arrangements with his brother, Ewan Leatham (“Leatham”), to purchase firearms in Jacksonville, Florida. On May 17,2005, Alexander had his girlfriend send $2,000 via Western Union from St. Thomas, U.S. Virgin Islands to Leatham in Jacksonville. On that same day, Leatham and his friend, Shamal Francis (“Francis”), drove to Shooters of Jacksonville, Inc. (“Shooters”), a federally-licensed firearms dealer. Leatham gave Francis the $2,000 Alexander’s girlfriend had wired and specified what firearms to purchase. Francis entered Shooters and paid for the requested firearms, indicating on an ATF FORM 4473 that he was the actual purchaser of the firearms.

The transaction raised suspicions among the Shooters staff, who contacted law enforcement agents. After the requisite three-day waiting period, Leatham and Francis returned to Shooters to retrieve the firearms they had paid for. Thereafter, law enforcement agents surveilled Leatham and Francis. After Leatham and Francis retrieved the firearms and placed them in their car, Leatham dropped Francis off at his home and left with the firearms in the car. Leatham and Francis were then arrested and pled [821]*821guilty to making false statements in the acquisition of firearms in district court in Florida.

On June 7, 2007, Alexander was indicted on one count of aiding and abetting in making false statements in the acquisition of firearms, in violation of 18 U.S.C. § 922(a)(6).1 At trial, Alexander moved for a judgment of acquittal at the close of the government’s evidence. That motion was denied. The jury found Alexander guilty under 18 U.S.C. § 922(a)(6).

Alexander now renews his motion for a judgment of acquittal. The tenor of Alexander’s argument is that a rational jury could not have found him guilty of aiding and abetting because there was no evidence at trial that he actually knew of the underlying substantive offense.

II. DISCUSSION

For a judgment of acquittal to be granted, the court must decide, as a matter of law, that the evidence presented at trial was insufficient to support the conviction. United States v. Cohen, 455 F. Supp. 843, 852 & n.7 (E.D. Pa. 1978), aff’d, 594 F.2d 855 (3d Cir. 1999), cert. denied, 441 U.S. 947 (1979). In making that 'determination, the trial court is required to view the evidence in the light most favorable to the prosecution and to draw all reasonable inferences therefrom in the government’s favor. United States v. Ashfield, 735 F.2d 101, 106 (3d Cir. 1984), cert. denied, 469 U.S. 858, 105 S. Ct. 189, 83 L. Ed. 2d 122 (1984).

“Strict deference [must] be accorded the jury’s findings; the court does not ‘ask itself whether it believes that the evidence at the trial established guilt beyond a reasonable doubt.’” United States v. Charles, 949 F. Supp. 365, 367, 35 V.I. 306 (D.V.I. 1996). The inquiry to be made is whether, [822]*822in light of the evidence, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See id. (citing Ashfield, 735 F.2d at 106) (noting that “[o]ur task is not to decide what we would conclude had we been the finders of fact; instead, we are limited to determining whether the conclusion chosen by the [fact-finders] was permissible”). A trial court has the duty to grant a judgment of acquittal “when the evidence is so scant that the jury could only speculate as to the defendant’s guilt.” United States v. Bazar, Crim. No. 2000-80, 2002 U.S. Dist. LEXIS 19719, at *6 (D.V.I. Oct. 7, 2002).

III. ANALYSIS

Liability for aiding and abetting requires proof that the underlying crime occurred and that the defendant knew of that crime and sought to accomplish it. See United States v. Gordon, 290 F.3d 539, 547 (3d Cir. 2002); see also United States v. Salmon, 944 F.2d 1106, 1113 (3d Cir. 1991). Mere knowledge of the crime is not enough. Rather, the government must show that the defendant had the specific intent to facilitate the crime. Gordon, 290 F.3d at 547.

The parties do not dispute that there was sufficient evidence that a false statement was made by Leatham and Francis. Alexander disputes whether there was sufficient evidence that he aided and abetted Leatham and Francis in making that false statement.

Alexander could be convicted under an aiding and abetting theory if the government proved that he knew Francis was falsifying the form and committed an affirmative act to further his offense. See 18 U.S.C. § 2(a).

Here, the evidence at trial showed that Alexander gave $2,000 to his girlfriend to send to Leatham in Florida. The evidence further showed that Leatham and Francis used that $2,000 to purchase firearms from a federally-licensed dealer. Finally, the evidence showed that Francis represented to the firearms dealer that he was the actual purchaser of the firearms, when in fact he knew that he was not the actual purchaser. Significantly, there was no evidence at trial from which a jury could infer that Alexander knew that false statements would be made in the purchase of firearms or that the firearms would be purchased from a federally-licensed firearms dealer. Under these facts, the Court finds that no reasonable jury could have convicted Alexander beyond a reasonable doubt for aiding and abetting a violation of 18 U.S.C. § 922(a)(6). See, e.g., United States v. Polk, 118 F.3d 286, 296 (5th Cir. 1997) (finding the [823]*823evidence insufficient to find the defendant guilty of aiding and abetting in the commission of 18 U.S.C. § 922(a)(6) where he did no more than ask someone else to purchase firearms).

Indeed, in most instances, the defendant’s presence while the false statement is uttered is required in order to find culpability for aiding and abetting in the making of false statements to a federally-license firearms dealer. See, e.g., United States v. Bowen, 207 Fed. Appx. 727, 730 (7th Cir.

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Bluebook (online)
49 V.I. 819, 2008 WL 783550, 2008 U.S. Dist. LEXIS 22939, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alexander-vid-2008.