United States v. Alexander

958 F.3d 1
Court of Appeals for the First Circuit·Decided April 30, 2020·No. 18-1896P·Published·Cited by 1 cases

Opinion

United States Court of Appeals For the First Circuit

No. 18-1896 UNITED STATES OF AMERICA, Appellee,

v.

RAUL ALEXANDER, a/k/a The Old Man, Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Leo T. Sorokin, U.S. District Judge]

Before

Howard, Chief Judge,

Lynch and Thompson, Circuit Judges.

James B. Krasnoo and Krasnoo, Klehm & Falkner LLP on brief for appellant.

Randall E. Kromm, Assistant United States Attorney, and Andrew E. Lelling, United States Attorney, on brief for appellee.

April 30, 2020

LYNCH, Circuit Judge. Raul Alexander, a citizen of Curaçao, was charged with conspiring to manufacture, distribute, and import cocaine into the United States. Alexander moved to dismiss the indictment, arguing that recordings done by a confidential witness ("CW") showed that the government could not prove an element of the offense either to the grand jury or before trial. Specifically, that element was that Alexander knew or intended that the cocaine would be sent to the United States. From that premise, he argued that the federal courts lack jurisdiction; venue is improper; and the government engaged in "outrageous misconduct" by attempting to manufacture jurisdiction. The district court denied his motion to dismiss "for the reasons stated in the government's opposition," which included the government's explanations that the recorded conversations and the CW's anticipated testimony constituted sufficient evidence to prove that Alexander knew or intended that the drugs were destined for the United States.

After the district court denied his motion to dismiss and before trial, Alexander entered into a conditional plea agreement with the government under Fed. R. Crim. P. 11(a)(2). The plea agreement allowed him to appeal the denial of his motion to dismiss if he were sentenced to more than thirty-six months in prison. The district court sentenced Alexander to sixty months'

imprisonment. Alexander appealed, renewing the arguments made in his motion to dismiss. We affirm the district court's denial.

Alexander also challenges the reasonableness of his sentence. He argues that his prison sentence is longer than necessary, especially in light of the shorter thirty-six-month sentence given to his co-defendant. This argument is meritless. The district court articulated a plausible reason for the sentence which explained the difference between the defendants' respective sentences, and Alexander's below-guideline sentence is reasonable.

I.

A. Facts Traditionally, we "rebuff efforts to use a motion to dismiss as a way to test the sufficiency of the evidence behind an indictment's allegations." United States v. Guerrier, 669 F.3d 1, 4 (1st Cir. 2011). "What counts in situations like this are the charging paper's allegations, which we must assume are true." Id. at 3-4. However, Alexander's motion to dismiss was based on the CW's recorded conversations, the government opposed his motion with further evidence of the CW's anticipated testimony, and the district court denied the motion "for the reasons stated in the government's opposition."

On appeal, the government continues to acquiesce in the district court's acceptance of this procedure and urges us to use our "ordinary sufficiency standard." When reviewing the denial of

Alexander's motion to dismiss, therefore, we draw our facts from the evidence that was in front of the district court when the motion was decided, including transcripts of conversations recorded by the CW and a report by the Drug Enforcement Administration ("DEA") detailing the CW's anticipated testimony.

Alexander pleaded guilty, so when evaluating the reasonableness of Alexander's sentence, "we draw the relevant facts from the plea agreement, the change-of-plea colloquy, the undisputed portions of the presentence investigation report ('PSR'), and the transcript of the disposition hearing." United States v. Gomera-Rodríguez, 952 F.3d 15, 16 (1st Cir. 2020) (quoting United States v. Hassan-Saleh-Mohamad, 930 F.3d 1, 5 (1st Cir. 2019)).

The following facts are common to both inquiries. In July 2015, a CW from the United States began recording phone and text conversations with Alexander's co-defendant, Adalgisa Zefin del Rosario-Jimenez, who lived in Curaçao.1 The conversations were in Spanish.

The first recorded call occurred on July 23, 2015, when the CW was in the United States and Rosario-Jimenez was in Curaçao. The CW asked Rosario-Jimenez how best to call her from the United

1 Alexander's brief spells his co-defendant's last names "Rosario-Jiminez." We adopt the spelling "Rosario-Jimenez," which is supported by the weight of the record evidence.

States and gave her a U.S. number she could call if she preferred. During the call, Rosario-Jimenez told the CW that she could sell between ten and twelve kilograms of heroin every two weeks. She also offered that she could sell 100 kilograms of cocaine. The drugs could be delivered in Curaçao, Panama, or, for an additional fee, the United States.

Between August and October 2015, Rosario-Jimenez and the CW exchanged text messages using WhatsApp about a proposed sale of heroin and cocaine by Rosario-Jimenez to the CW. The drugs would be exchanged in Curaçao and thereafter transported to the United States.

On November 16, 2015, the CW proposed to Rosario-Jimenez over text message that they meet in Curaçao in the first week of December. They decided that the deal would be for cocaine only, and on November 18, 2015, discussed methods of transportation of the cocaine to the United States.

On December 3, 2015, the CW met with Rosario-Jimenez in Curaçao to complete the transaction. The CW recorded three of their conversations that day. In the first conversation, Rosario- Jimenez talked about her past experiences importing drugs into the United States. She described how "mules" would swallow capsules of drugs called "eggs" or "bullets" and then fly to the United States on commercial airline flights. She admitted that she had once sent heroin to a former boyfriend in Lawrence, Massachusetts,

and on another occasion had sent heroin to Boston by way of the Dominican Republic.

Rosario-Jimenez stated to the CW that she "worked with one person as a source of supply for cocaine." She then called the person she identified as that source in front of the CW and said to the source: "You remember what we were talking about? That guy is here."

During the second recorded conversation, Rosario-Jimenez drove with the CW to Alexander's house to complete the cocaine transaction. The recording continued after they entered Alexander's home. This is the only recording where Alexander was present. On the drive over, the CW realized for the first time they were not going to Rosario-Jimenez's house and expressed concern about going to a stranger's house. She reassured the CW that they would be safe and that she and Alexander do business together.

Once at the house, Alexander, Rosario-Jimenez, and the CW began talking. Rosario-Jimenez told the CW, in front of Alexander, that people in Curaçao had been afraid to deal with customers from the United States since someone was arrested for selling to an undercover law enforcement officer. Alexander indicated that he was familiar with that case and noted that the person who was arrested was merely holding the drugs for someone else.

The CW then mentioned that heroin was selling for a high price in Boston. Alexander asked if the CW could send him two U.S. drug mules, ideally ones that could pose as a couple to avoid arousing suspicion. He suggested the possibility of an on-going arrangement where Alexander, the CW, and Rosario-Jimenez would import controlled substances into Massachusetts. The profits from this proposed deal would be split three ways between them.

The CW then told Rosario-Jimenez and Alexander that the money needed to complete the transaction was located off-site. The CW and Rosario-Jimenez left, ostensibly to retrieve the money.

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United States v. Alexander, 958 F.3d 1 (1st Cir. 2020).

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