United States v. 6109 Grubb Road

886 F.2d 618, 1989 WL 112754
CourtCourt of Appeals for the Third Circuit
DecidedOctober 2, 1989
DocketNos. 89-3201, 89-3202
StatusPublished
Cited by34 cases

This text of 886 F.2d 618 (United States v. 6109 Grubb Road) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. 6109 Grubb Road, 886 F.2d 618, 1989 WL 112754 (3d Cir. 1989).

Opinion

[620]*620OPINION OF THE COURT

MANSMANN, Circuit Judge.

In this appeal from an order of forfeiture, the wife of a defendant convicted of several violations of narcotics statutes presents us with the question of whether the wife’s knowledge of her husband’s violations alone is sufficient to result in forfeiture of the marital property held by tenants by the entireties used to further the illegal transactions pursuant to § 306(a) of the Comprehensive Crime Control Act of 1984, Pub.L. 98-473, codified at 21 U.S.C.A. § 881(a)(7) (West 1989 Supp.), or whether the defense of lack of consent is still available. In addition, we are faced with the challenge to the district court’s admission of hearsay evidence used to rebut the wife’s innocent owner defense.

We conclude that the forfeiture statute provides that an owner or an individual with an interest in real property can avoid forfeiture by proving by a preponderance of the evidence that the illegal act or omission was committed or omitted either without his knowledge or without his consent. Further, we conclude that the district court erred by considering the hearsay evidence introduced by the government for any purpose other than to determine probable cause. Consequently, we will vacate the order of forfeiture entered by the district court and remand for further proceedings consistent with this opinion.

I.

In April 1988, the government filed civil forfeiture proceedings pursuant to § 306(a) of the Comprehensive Crime Control Act of 1984, 21 U.S.C.A. § 881(a)(7) (West 1989 Supp.), seeking to have two parcels of real property seized and forfeited. The property consisted of two parcels; one located at 6109 Grubb Road, Erie County, the other located at 708-710 West Ninth Street, Erie, Pennsylvania. The Grubb Road parcel was the residence of the appellant Jane DiLore-to, her husband Richard and their five children. Prior to the purchase of the Grubb Road property, the DiLoretos lived at the West Ninth Street address, which was subsequently held as rental property.

The forfeiture proceedings came after an investigation by the Federal Bureau of Investigation, Drug Enforcement Administration, and Pennsylvania State Police disclosed that Richard DiLoreto used both parcels to further the trafficking of illegal narcotics. The proceedings were stayed pending outcome of the trial. Richard DiLoreto was convicted in a jury trial in the Western District Court of Pennsylvania of conspiring to possess with intent to distribute and distributing cocaine (21 U.S.C.A. § 846), use of the telephone to facilitate the conspiracy (21 U.S.C.A. § 843(b)), and failing to report income received from the sale of cocaine (26 U.S.C.A. § 6723).

Thereafter, the stay was lifted and the forfeiture proceedings commenced. The DiLoretos conceded that there was probable cause to believe that the premises had been used to commit or facilitate the commission of narcotics violations. Jane DiLo-reto contended, however, that she either did not have knowledge of the use or did not consent to the use of the property for facilitating narcotic violations.

At the forfeiture hearings, the government produced deposition testimony of several witnesses which was read into the record by the government’s witness, Agent Kelly of the FBI. DiLoreto objected to the use of the deposition testimony because it was impermissible hearsay with regard to the issue of the innocent owner defense. The government stated the evidence was being introduced for the purpose of establishing probable cause for forfeiture pursuant to § 881(a)(7).

The district court determined, based on all the evidence before it, that Jane DiLore-to had failed to carry her burden of showing innocent ownership by a preponderance of the evidence.1 Consequently, the dis[621]*621trict court entered an order forfeiting the interest of Jane and Richard DiLoreto in the two parcels of property. In so doing, the district court also rejected the DiLore-tos’ arguments that: 1) 21 U.S.C.A. § 881 was unconstitutional because it was essentially criminal in nature and violated the due process clause of the fifth amendment by putting the burden of proof on them; 2) § 881 violated the bill of attainder clause of the Constitution and the eighth amendment prohibition against cruel and unusual punishment; and, 3) that the forfeiture amounted to double jeopardy because it imposed an additional punishment against Richard for his narcotics violations conviction. Jane DiLoreto appeals from the district court’s order of forfeiture.

Because review of the district court’s order involves the interpretation of legal principles and statutory provisions, our review is plenary. Thus, we reverse only if we determine that the district court committed an error of law. As to the district court’s decision concerning the admissibility of evidence, we review for an abuse of discretion.

II.

A) Hearsay Evidence

In a forfeiture proceeding, the government must first meet its burden of showing probable cause for the seizure of the property. United States v. 55,518.05 In US. Currency, 728 F.2d 192 (3d Cir.1984). Probable cause is defined as a reasonable ground for belief in guilt. Ted’s Motors v. United States, 217 F.2d 777 (8th Cir.1954). “The determination of probable cause in a forfeiture proceeding simply involves the question whether the information relied on by the government is adequate and sufficiently reliable to warrant the belief by a reasonable person that” the property was used to further the trafficking of illegal narcotics. United States v. One 56-Foot Motor Yacht Named Tahuna, 702 F.2d 1276, 1282 (9th Cir.1983). Probable cause can be established by hearsay. United States v. A Single Family Residence, 803 F.2d 625 (11th Cir.1986), and United States v. One 56-Foot Yacht Named Tahuna, 702 F.2d at 1283. Consequently, the government introduced the deposition testimony of five lay-witnesses through the testimony of a government agent who read the depositions into the record. Jane DiLoreto contends that this is the improper use of hearsay which deprived her of her right to cross-examine the witnesses.

Because forfeiture proceedings under 21 U.S.C.A. § 881 are considered civil proceedings, not criminal, see United States v. Premises Known as 2639 Meetinghouse, 633 F.Supp. 979 (E.D.Pa.1986), and United States v. D.K.G. Appaloosas, Inc., 829 F.2d 532 (5th Cir.1987), apart from a due process challenge DiLoreto cannot invoke the sixth amendment right to confront the witnesses against her. In addition, because the question of whether the government has established probable cause to seek forfeiture depends not upon the admissibility of evidence upon which the government relies but upon the legal sufficiency and reliability of the evidence, DiLoreto cannot challenge the use of deposition testimony as impermissible hearsay as to the issue of probable cause. See United States v. One 56-Foot Yacht Named Tahuna,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Marina Hernandez v. Eric Holder, Jr.
783 F.3d 189 (Fourth Circuit, 2015)
United States v. 16328 South 43rd East Avenue
275 F.3d 1281 (Tenth Circuit, 2002)
Docket No. 98-6273 No. 98-6273--August Term, 1999
210 F.3d 96 (Second Circuit, 2000)
United States v. Urban
Third Circuit, 1998
United States v. Frederick Urban
140 F.3d 229 (Third Circuit, 1998)
No. 97-6015
132 F.3d 44 (Tenth Circuit, 1997)
United States v. Madden
Tenth Circuit, 1997
Manchester Mfg. v. Sears
D. New Hampshire, 1997
In Re One 1986 Pontiac Firebird
687 A.2d 190 (Supreme Court of Delaware, 1997)
United States v. U.S. Currency
903 F. Supp. 373 (E.D. New York, 1995)
United States v. One 1973 Rolls Royce
43 F.3d 794 (Third Circuit, 1995)
United States v. One Parcel of Real Estate
831 F. Supp. 1578 (S.D. Florida, 1993)
United States v. One 1973 Rolls Royce V.I.N. SRH-16266
817 F. Supp. 571 (E.D. Pennsylvania, 1993)
United States v. One 1989 Jeep Wagoneer
976 F.2d 1172 (Eighth Circuit, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
886 F.2d 618, 1989 WL 112754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-6109-grubb-road-ca3-1989.