United States v. 22.80 Acres of Land

107 F.R.D. 20, 1985 U.S. Dist. LEXIS 18200
CourtDistrict Court, N.D. California
DecidedJuly 3, 1985
DocketNo. C-84-20780 WAI
StatusPublished
Cited by28 cases

This text of 107 F.R.D. 20 (United States v. 22.80 Acres of Land) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. 22.80 Acres of Land, 107 F.R.D. 20, 1985 U.S. Dist. LEXIS 18200 (N.D. Cal. 1985).

Opinion

OPINION RE DISCLOSURE OF INITIAL APPRAISAL

WAYNE D. BRAZIL, United States Magistrate.

The issue in the instant discovery dispute is whether the government (plaintiff) should be ordered to disclose to the Benoit defendants an initial appraisal report prepared by Robert Grihalva, an employee of the Bureau of Reclamation. After carefully considering arguments presented by both parties in several written submissions, and orally during a telephone hearing, the undersigned concludes that there are two separate bases, each independently sufficient, for ordering disclosure of the subject report. One such basis is the court’s conclusion that the government has not carried its burden to show that the appraisal is protected by any of the provisions of Federal Rules of Civil Procedure 26(b)(3) or 26(b)(4). The second basis for ordering the disclosure is a convincing showing by the Benoits that even if the appraisal arguably could be deemed protected by the work product privilege, the government waived that privilege when its supervisorial level employees, Mr. Robert W. Weast and Mr. Robert R. Fagin, used the subject report to refresh their recollection in preparing for their depositions in this case.

The Government Has Failed to Demonstrate That The Report is Entitled to Presumptive Protection Under FRCP 26(b)(3) or (4)

The government asserts that the appraisal report in issue here is presumptively protected against disclosure in discovery by FRCP 26(b)(4)(B). This subsection of Rule 26 applies, however, only to information generated “by an expert who has been retained or specially employed by another party in anticipation of litigation or preparation for trial.” The government has not shown that Mr. Grijalva, author of the report in question, was “retained or specially employed” for this purpose. Nor does it seem likely that the government could make any such showing: by its own admission, Mr. Grijalva was, at the time he was asked to prepare this report, an employee on the payroll of the Bureau of Reclamation. Rule 26(b)(4)(B) was intended to extend protections not to a party’s regular employees, but to outside experts a party retains once that party anticipates litigation or is preparing for trial. Nor has the government shown that Mr. Grijalva was hired after time pressures and other difficulties began to make it appear that negotiation might not be a sufficient tool to ae[22]*22quire the property in question, and that it might be necessary to resort to litigation. Thus the protections of Rule 26(b)(4)(B) simply are not available to the government on the facts of this case.

Nonetheless, the government might be able to invoke the protections of subparagraph (3) of Rule 26(b). That subparagraph extends presumptive protection to “documents ... prepared in anticipation of litigation or for trial by or for another party.” The work product doctrine, which is reflected in this Rule, is, like other privilege rules, to be narrowly construed because its application can derogate from the search for the truth. The party seeking to invoke the work product doctrine bears the burden of establishing all the elements that trigger the protection; doubts must be resolved against the party asserting the privilege.

In the first instance, the government bears the burden of establishing that the appraisal report in issue here was in fact prepared in anticipation of litigation. For the reasons stated herein, the court concludes that the government has failed to meet this burden.

In its effort to satisfy the Rule’s requirements, the government relies on a Declaration by Gary T. Sackett, Regional Real Estate Officer of the Mid-Pacific Region of the Bureau of Reclamation, on Hoover v. Department of the Interior, 611 F.2d 1132 (5th Cir.1980), on the statute under which the appraisal was prepared, and on statements by counsel for the government about the process by which land is acquired for public uses. Neither independently, nor in combination, do these sources meet the government’s burden. The Declaration by Mr. Sackett simply does not say (at least in words the court can comprehend) that this appraisal report was prepared at a time when litigation was anticipated with respect to this property. Nor does Mr. Sackett’s Declaration say that the government routinely, or even frequently, is forced to resort to litigation to acquire property of the kind involved here. Mr. Sackett’s Declaration provides precious little information about what the relevant government officials anticipated, if anything, when they ordered Mr. Grihalva to prepare his appraisal.

In one of his letter briefs (June 20, 1985), counsel for the government asserted that “In nearly every federal project requiring the taking of land, a combination of direct purchase and condemnation must be utilized.” This statement by counsel is, of course, not competent evidence. Nor is it supported by any citation of data, case law, or other authority. It remains a bald, unsupported assertion; as such, the court can give it virtually no weight.

The statute pursuant to which this appraisal was prepared is 42 U.S.C. § 4651. That statute sets out “nine guidelines to aid federal agencies in following uniform land acquisition practices” (Letter Brief of counsel for the government, June 20, 1985). Toward the end of the list, the statute alludes to the possibility of having to resort to condemnation proceedings (litigation). But in an earlier section, the statute also clearly encourages the federal agencies involved to attempt first to acquire property by negotiation. In fact, under the statute, the first use to which an appraisal is to be put is negotiation; only if negotiation fails might an appraisal be used to prepare a ease in litigation. Thus, the structure of the authorizing statute suggests the inference that the primary purpose appraisals will serve is to aid a process of negotiation. The court does not believe that it would be consistent with the policies that inform construction of the work product doctrine to conclude that a document should be presumptively protected from disclosure simply because it was prepared at the beginning of a process that could take several different turns and could be concluded in any number of different ways, the last of which is litigation.

The government places considerable reliance on Hoover v. United States Department of the Interior, 611 F.2d 1132 (5th Cir.1980). At the outset, it should be noted that Hoover is not entirely apposite for at least two reasons. One is that in that case [23]*23the appraisal report that was in issue had been prepared by “an independent non-government appraiser” (Id., at 1135), not, as in the situation before this court, by a regular employee of the defendant. Thus, in Hoover, the applicable Rule was 26(b)(4)(B), rather than 26(b)(3).

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Cite This Page — Counsel Stack

Bluebook (online)
107 F.R.D. 20, 1985 U.S. Dist. LEXIS 18200, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-2280-acres-of-land-cand-1985.