United States v. 22 Rectangular or Cylindrical Finished Devices

714 F. Supp. 1159, 1989 U.S. Dist. LEXIS 6212, 1989 WL 60162
CourtDistrict Court, D. Utah
DecidedJanuary 12, 1989
DocketCiv. 86-C-0486G
StatusPublished
Cited by14 cases

This text of 714 F. Supp. 1159 (United States v. 22 Rectangular or Cylindrical Finished Devices) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. 22 Rectangular or Cylindrical Finished Devices, 714 F. Supp. 1159, 1989 U.S. Dist. LEXIS 6212, 1989 WL 60162 (D. Utah 1989).

Opinion

MEMORANDUM DECISION AND ORDER

J. THOMAS GREENE, District Judge.

This matter came before the court on September 2, 1988, pursuant to the parties’ respective cross Motions for Summary Judgment. The United States was represented by Mark A. Heller and Glen R. Dawson, and defendants were represented by William D. Appier and Michael L. Deamer. Counsel submitted memoranda and presented oral argument, after which the *1161 court took the matter under advisement. Being now fully advised, the court sets forth its Memorandum Decision and Order.

BACKGROUND

The government brought this action under the Federal Food, Drug and Cosmetic Act, 21 U.S.C. §§ 301-392 (1972 & Supp. 1988) (the “Act”), for seizure and condemnation 1 and to enjoin alleged violations of the Act 2 by defendant Halogenic Products Corporation (“Halogenic”), a/k/a Ster-O-Lizer Manufacturing Corporation, and its president and sole owner, defendant Tim Themy-Kotronakis (“Themy”). At issue is the scope of the statutory definition of “device” as set forth in 21 U.S.C. § 321(h) (Supp.1988), and the extent of the Food and Drug Administration’s (“FDA”) regulatory authority under that definition. The specific item involved in this definitional controversy of first impression is a product manufactured and distributed by Halogenic, known as the MD-200 sterilizer (“sterilizer”), which purportedly has the capacity to sterilize disposable and nondisposable surgical instruments by submerging the instruments in a sodium water solution into which electrical energy is introduced. According to Themy, this electrolysis process separates the active chlorine radicals from the solution, and these radicals, together with an ozone by-product, function to kill spores and bacteria on surgical instruments.

The FDA conducted “good manufacturing practice” inspections at the Ster-O-Lizer facility in Salt Lake City, Utah, on five separate occasions between 1983 and 1987. At the conclusion of each inspection, the FDA provided written notification to The-my detailing the alleged good manufacturing practice violations that existed at the time of each inspection. On January 11, 1984, due to defendants’ alleged failure to bring their conduct into compliance with the Act and the FDA regulations for good manufacturing practices for medical devices, 21 C.F.R. §§ 820.1-.198 (1988), the FDA issued a regulatory letter informing Themy that if corrective measures were not taken, the FDA was prepared to pursue regulatory action, including the pursuit of injunctive relief. On June 5, 1986, after it became apparent that Themy had no intention of complying with the FDA’s requests, the MD-200 sterilizers were seized and attached by the United States Marshal pursuant to a warrant of arrest issued by the clerk of this court.

The government filed an amended complaint in this action alleging, among other things: (1) that the surgical instrument sterilizers are “adulterated” within the meaning of 21 U.S.C. § 351(h) (1972 & Supp.1988) 3 in that they are not produced under current good manufacturing practices which are required to assure safe and effective devises under 21 U.S.C. § 360j(f)(l) (Supp.1988); 4 and (2) that the sterilizers are “misbranded” under 21 U.S. C. § 352(o) (1972 & Supp.1988) 5 in that *1162 they have not been subject to premarket notification to the FDA under 21 U.S.C. § 360(k) (1972 & Supp.1988). 6 After the defendants answered the amended complaint and some discovery was conducted, the parties entered into a stipulation, dated December 16, 1987. Pursuant to that stipulation, the defendants “admit the allegations of the Amended Complaint, thereby withdrawing any denials in the Answer ... except that the claimant/defendants continue to deny the Amended Complaint’s allegation that the Ster-O-Lizer MD-200 is a medical device within the meaning of 21 U.S.C. § 321(h).” Stipulation, 86-C-486G. By way of the same stipulation, the parties also agree that “resolution of the issue of whether the Ster-O-Lizer MD-200 is a medical device within the meaning of 21 U.S.C. § 321(h) will determine the allocation of judgment in this case, and ... that if the [government] or the claimant/defendants prevail on this issue, judgment and remedy should be entered in favor of the prevailing party.” Id. Accordingly, if the sterilizer is a “device” within the definition of the Act, then the defendants have admitted that the device is adulterated and mis-branded and that they have violated the law, as alleged in the complaint. If, on the other hand, the sterilizer is not a “device,” the Act itself is totally inapplicable, and the government is not entitled to any of its requested relief.

ANALYSIS

I. THE DEVICE ISSUE

The Medical Device Amendments to the Food, Drug and Cosmetic Act were enacted by Congress in 1976 to provide for the safety and effectiveness of medical devices intended for human use and other purposes. Medical Device Amendments of 1976, Pub.L. No. 94-295, 90 Stat. 539 (codified at 21 U.S.C. §§ 360c-360k (Supp. 1988)). The amendments authorize the FDA to exercise specific regulatory powers pursuant to complex administrative procedures. However, before a product may be subject to the FDA’s regulatory powers, it must be deemed to be a “device,” which the Act defines as

an instrument, apparatus, implement, machine, contrivance, implant, in vitro reagant, or other similar or related article, including any component part, or accessory, which is—
(1) recognized in the official National Formulary, or the United States Pharmacopeia, or any supplement to them,
(2) intended for use in the diagnosis of disease or other conditions, or in the cure, mitigation, treatment, or prevention of disease, in man or other animals, or
(3) intended to affect the structure or any function of the body of man or other animals, and

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Bluebook (online)
714 F. Supp. 1159, 1989 U.S. Dist. LEXIS 6212, 1989 WL 60162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-22-rectangular-or-cylindrical-finished-devices-utd-1989.