United States of America Ex Rel. Charles Pennington v. Frank J. Pate, Warden, Illinois State Penitentiary

409 F.2d 757, 1969 U.S. App. LEXIS 12766
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 17, 1969
Docket17018
StatusPublished
Cited by8 cases

This text of 409 F.2d 757 (United States of America Ex Rel. Charles Pennington v. Frank J. Pate, Warden, Illinois State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America Ex Rel. Charles Pennington v. Frank J. Pate, Warden, Illinois State Penitentiary, 409 F.2d 757, 1969 U.S. App. LEXIS 12766 (7th Cir. 1969).

Opinions

SWYGERT, Circuit Judge.

This case presents the question whether the denial by the Supreme Court of Illinois of the request of petitioner, Charles Pennington, for counsel to represent him on appeal from an adverse decision of the Illinois Appellate Court was a violation of the equal protection and due process clauses of the fourteenth amendment. This matter is before us on appeal from the district court’s denial of Pennington’s petition for a writ of habeas corpus.

On May 20, 1964 Charles Pennington was arrested on the charges of burglary with the intent to commit theft, burglary with the intent to commit rape, and rape. A bench trial in the Criminal Division of the Circuit Court of Cook County, Illinois resulted in the conviction of Pennington on the burglary with intent to commit rape and rape charges. He was sentenced to serve concurrent terms of eight to fifteen years on each charge. Pennington, represented by the Cook County Public Defender, appealed to the Appellate Court of Illinois, but his con[758]*758viction was affirmed. People v. Pennington, 75 Ill.App.2d 62, 220 N.E.2d 879 (1966).

Pennington attempted to appeal to the Illinois Supreme Court by filing a motion for leave to proceed as a poor person and for appointment of counsel to represent him in that court. On January 11, 1967 the Clerk of the Supreme Court notified the petitioner that leave to proceed as a poor person was granted, but that the request for the appointment of counsel had been denied. It is denial of counsel at this stage of the appellate process which is alleged to be violative of equal protection and due process.

Subsequent to the Illinois Supreme Court’s denial of his motion for appointment of counsel, the petitioner filed a pro se brief and abstract of the record. On April 28, 1967 the Illinois Supreme Court ordered that the appeal be dismissed :

On this direct appeal from the Appellate Court it is argued that the indictment was insufficient and that the evidence was insufficient to establish the defendant’s guilt. These contententions present no substantial constitutional question and it is clear that no such question arose for the first time in the Appellate Court. On the court’s own motion the appeal is dismissed.

The first contention raised is that Illinois deprived the indigent petitioner Pennington of the equal protection of its laws when the Illinois Supreme Court denied him the benefit of counsel on his appeal which was taken under the established appellate procedure generally available in that state. Under Illinois court procedure, the only method of review in a criminal case in which judgment was entered is by appeal. 111.Sup. Ct. Rule 602, Ill.Rev.Stat.1967, c. 110A, § 602. Illinois Supreme Court Rule 603 provides for direct appeals to the Illinois Supreme Court from final judgments of the Circuit Court in cases involving a question arising under the federal or state constitution and in appeals by the defendant from sentence in capital cases. There is no question that in such appeals the defendant has an absolute right to counsel before the Illinois Supreme Court. Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963); Milani v. Illinois, 386 U.S. 12, 87 S.Ct. 12, 17 L.Ed.2d 702 (1967).

Criminal appeals in any other posture must first be taken from the Circuit Court to the Illinois Appellate Court. It was this form of appellate process which was appropriate for the facts here presented. Once the first appeal has been decided by the Appellate Court, an appeal as a matter of right exists only if the requirements of Supreme Court Rule 317 are met, namely, if a question under the federal or state constitution arises for the first time in and as a result of the action of the Appellate Court.1 All other appeals, which includes the one before us, fall within the ambit of Illinois Supreme Court Rule 315.2 That rule provides that such ap[759]*759peals are within the “sound judicial discretion” of the Supreme Court. The only clues which the rule gives to indicate the character of the reasons which may persuade the court to invoke its discretion are that the general importance of the question presented and the existence of a conflict between the decision sought to be reviewed and a decision of the Supreme Court or another division of the Appellate Court. The precise context in which the alleged unconstitutional denial of counsel occurred in the instant case was when the Illinois Supreme Court refused to appoint counsel to aid the petitioner in the perfection of his Rule 315 appeal.

Petitioner asserts a two-pronged argument in the equal protection area. First, he claims that the denial of counsel was a serious handicap to an indigent like himself in that he was not fully informed as to the difference between Rule 315 and Rule 317 appeals, that his brief and abstract show that he was unable to make a lawyerlike showing that the court should exercise its discretion, and that he was unable to evaluate the legal significance of the Illinois Appellate Court’s decision. Secondly, the petitioner asserts that the prior case law requires us to hold that the denial of counsel at this stage of the direct appeal process is reversible error.

The petitioner places great reliance on the transcript and filing fee cases such as Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956), and Burns v. Ohio, 360 U.S. 252, 79 S.Ct. 1164, 3 L.Ed.2d 1209 (1959). Although it is true that the Burns decision extends Griffin rights to indigent petitioners beyond the first level of appeal and also applies these rights to discretionary appeal procedures, we read these cases as requiring a constitutional right of free and equal access to any court. It was as a result of the holdings in these cases that the Illinois Supreme Court was required to allow Pennington to proceed as a poor person without paying the requisite filing fee or independently procuring a transcript of the proceedings below.

We consider, however, Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963), the most significant precedent on the right-to-counsel question. Douglas on its facts dealt with right to counsel at the first appeal when that appeal existed as a matter of right. The Supreme Court explicitly refused to decide the question which is now before us:

We are not here concerned with problems that might arise from the denial of counsel for the preparation of a petition for discretionary or mandatory review beyond the stage in the appellate process at which the claims have once been presented by a lawyer and passed upon by an appellate court. We are dealing only with the first appeal, granted as a matter of right to rich and poor alike * * * from a criminal conviction.

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Bluebook (online)
409 F.2d 757, 1969 U.S. App. LEXIS 12766, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-ex-rel-charles-pennington-v-frank-j-pate-ca7-1969.