United States Industrial Chemicals, Inc. v. Carbide & Carbon Chemicals Corp.

121 F.2d 665, 50 U.S.P.Q. (BNA) 252, 1941 U.S. App. LEXIS 3295
CourtCourt of Appeals for the Fourth Circuit
DecidedJune 27, 1941
DocketNo. 4774
StatusPublished
Cited by4 cases

This text of 121 F.2d 665 (United States Industrial Chemicals, Inc. v. Carbide & Carbon Chemicals Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States Industrial Chemicals, Inc. v. Carbide & Carbon Chemicals Corp., 121 F.2d 665, 50 U.S.P.Q. (BNA) 252, 1941 U.S. App. LEXIS 3295 (4th Cir. 1941).

Opinion

DOBIE, Circuit Judge.

Carbide and Carbon Chemicals Corporation (hereinafter called plaintiff) brought a civil action in the United States District Court for the District of Maryland against U. S. Industrial Chemicals, Incorporated (hereinafter called defendant), for the alleged infringement of a patent. Judge Coleman, in the District Court, found the material issues in favor of plaintiff and directed that plaintiff recover from defendant profits, gains, advantages and damages, with a reference to a master to ascertain and report to the Court an account of these profits, gains and advantages and to assess the proper damages. Defendant duly took this appeal.

The United States Patent Office granted to Theodore E. Lefort patent #1,998,878 (hereinafter called the original patent), dated April 23, 1935, covering a process for the production of ethylene oxide. Plaintiff was the assignee of the patent. Later, a reissue patent (hereinafter called the re[667]*667issue patent), Re.#20,370, dated May 18, 1937, was obtained from the United States Patent Office. Plaintiff’s claims of infringement relate to the reissue patent and more specifically to Claims #8 and #9 of this patent.

Accordingly, though there are other issues involved in this case, there are two very vital questions that must be considered. The first question involves the validity of the reissue patent, particularly Claims #8 and #9. The second question, if such validity be sustained, is concerned with the infringement by the defendant.

The Validity of the Reissue Patent

The point most seriously advanced by defendant, both in the briefs and in oral argument, is the invalidity of the reissue patent, particularly Claims #8 and #9, on the ground that the process disclosed in the reissue patent involves a substantial and material (even an essential) variance from the process set out in the original patent. More precisely, defendant claims that, in the process for the production of ethylene oxide under the original patent, the voluntary addition of water into the reaction-chamber is not only mandatory but is an essential step in this process; while under the reissue patent, the process calls for no voluntary introduction of water into the reaction-chamber. It is absolutely clear that, with or without this voluntary introduction of water, some water is, and must be, there formed through a side-reaction in the process.

The law is clear, under the reissue statute, Rev.St. § 4916, U.S.C.A., Title 35, § 64, that there can be no reissue patent for a new invention. Indeed, the cases go much further than this to hold that the reissue patent is invalid if, between the inventions disclosed first in the original patent and then in the reissue patent, there be variances that are essential, substantial and material. A leading case is Parker & Whipple Co. v. Yale Clock Co., 123 U.S. 87, 8 S.Ct. 38, 31 L.Ed. 100. Other important cases are Seymour v. Osborne, 11 Wall. 516, 20 L.Ed. 33; Giant Powder Co. v. California Powder Works, 98 U.S. 126, 25 L.Ed. 77; Mahn v. Harwood, 112 U.S. 354, 5 S.Ct. 174, 6 S.Ct. 451, 28 L.Ed. 665. And the United State Supreme Court has cited and applied the Parker & Whipple Co. case, supra, in Matthews v. Iron-Clad Mfg. Co., 124 U.S. 347, 351, 8 S.Ct. 639, 31 L.Ed. 477; Yale Lock Co. v. James, 125 U.S. 447, 464, 8 S.Ct. 967, 31 L.Ed. 807; Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U.S. 38, 42, 43, 14 S.Ct. 28, 37 L.Ed. 989. And see, decided by this Court, the cases of Marvel Buckle Co. v. Alma Mfg. Co., 4 Cir., 196 F. 1006; A. D. Howe Machine Co. v. Coffield Co., 4 Cir., 197 F. 541. Yet a reissue patent is not invalid merely because the reissue patent contains claims broader than the original, Topliff v. Topliff, 145 U.S. 156, 12 S.Ct. 825, 36 L.Ed. 658; or claims narrower than the original, Miller v. Bridgeport Brass Co., 104 U.S. 350, 26 L.Ed. 783.

In the instant case, the original patent (all italics are ours) thus begins: “This invention has for object a process for the production of ethylene oxide which mainly consists in subjecting ethylene to the simultaneous action of the oxygen of air and of water in presence of a catalyzer and, if need be, of hydrogen.” Later, the patent (page 1, column 2, lines 10-11) states: “Water can be admitted (not formed or developed) in the reaction vessel, either in the liquid state, or as steam.” Also we find (page 1, column 2, lines 15-16) “introduction, (again a word of conscious action) in this reaction, of a'suitable quantity of water.” Again (page 1, column 2, lines 36-43) is: “if water is introduced in suitable quantity, the reaction is not only facilitated, as above stated, but, in addition, the reaction giving CO2 (carbon dioxide) * * * is checked.” (Words in parentheses are interpolated).

Three modi operandi are set out in the original patent. In the first, there is (page 2, column 1, line 18) “a circulating pump allowing to introduce water”, and (page 2, column 1, lines 20, 21) “The reaction will take place in this tube between ethylene, the oxygen of air, and water.” In the sec‘ond (page 2, column 1, lines 33-35), is “a mixture of ethylene, air, water vapour, and hydrogen is caused to pass therethrough (through the tube).” And, in the third (page 2, column 1, lines 41-44), is: “A silver colloid is introduced in a high pressure tube which has been filled with water. Pure ethylene under pressure is then added in order that it can dissolve in the water”; and (page 2, column 2, lines 3-5) : “Water, in the form of steam or not, considerably promotes the reaction ensuring the production of ethylene oxide.”

Not so strong (as to the voluntary introduction of water into the reaction chamber) is the language in the original patent of the [668]*668seven claims. The first three claims each begin (page 2, column 2) : “A process for the production of ethylene oxide, consisting in subjecting ethylene to the simultaneous action of oxygen and water.” In claims 3 and 4 (page 2, column 2) the language is identical, save that the word “steam” (a form of water) is substituted for the word “water”. While in claims 6 and 7 (page 2, column 2) after the word “oxygen”, we find the words “steam and hydrogen”.

Apart from this verbal analysis of the original patent, we have made a careful study of the record. We are convinced that this original patent contemplated the voluntary introduction of water into the reaction-chamber not as an optional procedure, but as a step that would always be taken. The verbal analysis shows that, in the original patent, literally there is “Water, water, everywhere”. Nor is it water developed as a by product, but it is water voluntarily introduced into the tube to bring about the desired reaction. There is some expert testimony in the record which might seem to prove the contrary.

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121 F.2d 665, 50 U.S.P.Q. (BNA) 252, 1941 U.S. App. LEXIS 3295, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-industrial-chemicals-inc-v-carbide-carbon-chemicals-ca4-1941.