United States ex rel. Lowry v. Myers

364 F.2d 297
CourtCourt of Appeals for the Third Circuit
DecidedJuly 29, 1966
DocketNo. 15500
StatusPublished
Cited by13 cases

This text of 364 F.2d 297 (United States ex rel. Lowry v. Myers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States ex rel. Lowry v. Myers, 364 F.2d 297 (3d Cir. 1966).

Opinion

FREEDMAN, Circuit Judge.

The Commonwealth appeals from the order of the district court granting relator’s petition for a writ of habeas corpus.1

Relator was convicted in the state court in Bucks County, Pennsylvania, of first degree murder. Pursuant to the Pennsylvania practice which prevailed at that time (Penal Code of June 24, 1939, P.L. 872, § 701, 18 Purdon’s Pa.Stat.Annot. § 4701, based on Act of May 14, 1925, P.L. 759, § 1) the jury fixed the penalty at life imprisonment and he was sentenced accordingly. In the state courts, where he exhausted his remedies 2 and in the court below, the ground of his application was that he had been denied due process of law at his trial in 1951 by the admission in evidence over his objection of his prior criminal record.

Relator had been indicted jointly with two other defendants for a felonious killing during the perpetration of an armed robbery. Each of the defendants was separately tried. At relator’s trial the Commonwealth introduced a statement he had given to the police in which he admitted that he drove the other two defendants to and from the scene of the crime, but denied knowledge of their purpose to rob. The Commonwealth’s case also showed that the car was driven rapidly and without lights from the scene of the robbery; that after the event relator appeared at a diner and inquired about the commotion, saying, contrary to what appeared in his statement, that he had been asleep; that' he then asked two waitresses if they had seen the car, and when one replied that she had and the other that she had not, he responded to the latter, “You are a smart girl, Pat, to keep your mouth shut.”

The Commonwealth then offered in evidence the defendant’s prior criminal record, and when the court inquired whether it intended to ask for the death penalty the district attorney unequivocal[299]*299ly replied in the affirmative and stated in the jury’s presence that the defendant’s criminal record was offered solely for the jury’s consideration in arriving at the penalty in the event they found the defendant guilty, and not for the purpose of assisting them in determining his guilt or innocence. The defendant’s objection was overruled and the so-called criminal record was admitted in evidence. The record related to criminal proceedings in Philadelphia and Montgomery Counties. The Montgomery County record consisted of two convictions of larceny and one acquittal of a charge of operating a motor vehicle without the consent of the owner. The Philadelphia County record contained ten indictments. Of these, there were four indictments on which relator had been found not guilty, two for larceny of an automobile and receiving stolen goods, and two for operating a motor vehicle without the consent of the owner. He had pleaded guilty to four indictments of larceny and receiving stolen goods, and to two charging operation of a motor vehicle without the consent of the owner.

After the evidence on both sides had been closed the district attorney in the course of his summation to the jury declared that the Commonwealth was not seeking the death penalty but that this was not binding upon the jury. At the request of defendant’s counsel this statement of the district attorney to the jury was then formally recorded in the transcript.3 In the course of its charge the court reminded the jury of the limitation expressed by the district attorney when he offered the criminal record in evidence, — that it was not for the purpose of influencing the jury in determining the defendant’s guilt or innocence. The court then said that the criminal record was admitted only so that the jury would have it if it became necessary to pass upon the penalty to be inflicted on the defendant. It then went on to say that inasmuch as the Commonwealth was not pressing for the death penalty it would make no further comment on this subject except to remind the jury that it was not to consider the criminal record in determining the defendant’s guilt because it was not offered for that purpose and had no place in the trial for that purpose. The court also instructed the jury that as it viewed the evidence there could be one of two verdicts, either guilty of murder in the first degree with life imprisonment or not guilty. The jury was then instructed that if it concluded that defendant was guilty of murder in the first degree it should fix the penalty at life imprisonment. This instruction later was repeated.

The criminal record was admitted under the then prevailing practice in Pennsylvania, approved in Commonweath v. Parker, 294 Pa. 144, 143 A. 904 (1928), which required a jury on finding a defendant guilty of murder in the first degree to determine at the same time whether the penalty should be death or life imprisonment. The Parker case also held that in order to make the choice of penalty between death or life imprisonment the jury was entitled to have before it whatever evidence would tend to indicate what kind of a man the defendant was, notwithstanding the inherent likelihood that such evidence, although relevant for determining sentence might seriously affect its determination of guilt. It was because of the dissatisfaction with this feature of the rule (see 1 Wigmore, Evidence (3d Ed. 1940), § 194b) that Pennsylvania adopted the so-called Split-Verdict Act of December 1, 1959, P.L. 1621, § 1, 18 Purdon’s Pa.Stat.Annot. § 4701, which altered the prior Pennsylvania law by providing for a separate hearing on penalty in the event of a finding of guilt.

The admission of so much of relator’s record as consisted of charges of [300]*300which he was never convicted was clear error. Even under the Act of 1925 and the succeeding Penal Code of 1939 it was established that although the record of a defendant’s prior convictions was admissible in the one trial in which the jury determined guilt and fixed the penalty, nevertheless arrests or indictments not followed by conviction were inadmissible. Commonwealth v. Jones, 355 Pa. 594, 597-598, 50 A.2d 342 (1947). It is unnecessary, however, to consider whether this violation of a fundamental principle of Pennsylvania’s law of evidence might be deemed an independent violation of due process, because it is absorbed in the question of the effect of the admission of the convictions of prior crimes. We shall therefore deal with the criminal record hereafter as though it consisted exclusively of convictions.

In United States ex rel. Scoleri v. Banmiller, 310 F.2d 720 (3 Cir. 1962), cert. denied, 374 U.S. 828, 83 S.Ct. 1866, 10 L.Ed.2d 1051 (1963), we held that a conviction of murder in the first degree violated due process because of the admission in evidence of the defendant’s criminal record consisting of twenty-five separate convictions or pleas of guilty of armed robbery and burglary, notwithstanding the trial judge’s admonition to the jury that it was to be considered solely in fixing the penalty. We there limited United States ex rel. Thompson v. Price, 258 F.2d 918 (3 Cir. 1958), cert. denied, 358 U.S. 922, 77 S.Ct. 295, 3 L.Ed.2d 241, to cases in which the defendant had not objected to the admission of such evidence.

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United States v. Myers
364 F.2d 297 (Third Circuit, 1966)

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Bluebook (online)
364 F.2d 297, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-ex-rel-lowry-v-myers-ca3-1966.