United Mine Workers of America 1974 Pension v. Pittston Company, United Mine Workers of America 1974 Pension Trust v. Rawl Sales & Processing Co.

984 F.2d 469, 299 U.S. App. D.C. 339
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 31, 1993
Docket92-7141, 92-7142
StatusPublished
Cited by131 cases

This text of 984 F.2d 469 (United Mine Workers of America 1974 Pension v. Pittston Company, United Mine Workers of America 1974 Pension Trust v. Rawl Sales & Processing Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United Mine Workers of America 1974 Pension v. Pittston Company, United Mine Workers of America 1974 Pension Trust v. Rawl Sales & Processing Co., 984 F.2d 469, 299 U.S. App. D.C. 339 (D.C. Cir. 1993).

Opinion

Opinion for the Court filed by Circuit Judge HARRY T. EDWARDS.

HARRY T. EDWARDS, Circuit Judge:

This appeal presents issues that have been certified by the District Court for interlocutory review pursuant to 28 U.S.C. § 1292(b). The action before us involves a suit brought by the Trustees (the “Trustees”) of certain United Mine Workers of America (“UMWA”) pension trusts to require pension fund contributions from several coal companies (the “Coal Companies”). The District Court granted summary judgment in favor of the Trustees on the issue of liability, see In re UMWA Employee Benefit Plans Litigation, 782 F.Supp. 658 (D.D.C.1992) (“In re UMWA ”), and then, on request of the Coal Companies, certified the matter for interlocutory review.

The parties do not dispute and we agree that the case is properly before this court under 28 U.S.C. § 1292(b). Finding no error in the judgment of the trial court, we affirm and remand for further proceedings.

I. Introduction

The underlying facts, including the history of this litigation, are recited in the opinion of the District Court. See In re UMWA, 782 F.Supp. at 660-62. We will not repeat this background, save as necessary to highlight matters of significance for this appeal.

Briefly, this case involves the interpretation of the so-called “evergreen clause” 1 in *472 the pension trust and collective bargaining agreements between the UMWA and the Coal Companies’ bargaining representative, the Bituminous Coal Operators’ Association (“BCOA”). The evergreen clause was first added to the trust agreements in 1978, and it was incorporated by reference into article XX(d) of the 1978 “National Bituminous Coal Wage Agreement” (“NBCWA”), and in all subsequent collective bargaining agreements between the parties. The clause provided that participating employers (including the appellants) were bound to make continuing contributions to the trusts, and that the amounts of contribution would be as specified in future NBCWAs.

The dispute in this case arose upon the expiration of the NBCWAs to which the appellant Coal Companies were signatories. 2 Instead of entering into successor NBCWAs, the Coal Companies withdrew from the BCOA and negotiated individual labor agreements with the UMWA which included modifications of their contribution obligations to the trusts. The Trustees then brought this suit, contending that the evergreen clause obligates the Coal Companies to continue contributing to the trusts at the levels established in successor NBCWAs. 3

On cross-motions for summary judgment, the Trustees submitted declarations from witnesses who participated in the 1978 negotiations, along with corroborating documents generated shortly after those negotiations. In response, the Coal Companies argued that it was noteworthy that the Trustees never previously had sought to enforce a claim premised on “perpetual obligations” under the evergreen clause; rather, according to the Coal Companies, the Trustees always had defined claims against other allegedly defaulting employers solely pursuant to “withdrawal liability”. 4 After considering the language of the relevant trust and collective bargaining agreements, as well as the interpretive evidence before it, the District Court upheld the Trustees’ interpretation of the evergreen clause and granted their motion for summary judgment on the question of liability. In re UMWA, 782 F.Supp. at 667.

Defendant Rawl moved the District Court to reconsider its decision and defendant PCG moved for amendment of the District Court’s order to satisfy the conditions for interlocutory appeal under 28 U.S.C. § 1292(b). In conjunction with its motion, Rawl submitted new evidence to the District Court; this evidence consisted of declarations of persons familiar with the *473 1978 negotiations who denied that the evergreen clause was understood to create ongoing obligations. In addition, Rawl argued that it had been unfairly denied adequate discovery and that it had several affirmative defenses that should have survived the summary judgment order.

The District Court refused to consider the “new evidence" offered by Rawl, and it denied the motion for reconsideration. UMWA 1974 Pension Trust v. Pittston Co., 793 F.Supp. 339, 344-46 (D.D.C.1992). In disposing of the issues raised by Rawl, the District Court held that Rawl had not been unfairly denied an opportunity to conduct discovery, because there had been no agreement restricting the use of extrinsic evidence and because Rawl had not asked for leave of the court to conduct discovery after the Trustees’ summary judgment motion was filed. Id. at 341-42. In addition, the District Court concluded that Rawl had waived any affirmative defenses “by not asserting them in its own motion for summary judgment and, more importantly, by not asserting them in its opposition to the Trusts’ motion for summary judgment.” Id. at 344. The District Court did, however, grant an amendment of its order to certify the ease for interlocutory appeal. Id. at 348.

II. The Construction of the Evergreen Clause

The Coal Companies claim that the District Court erred as a matter of law in construing the evergreen clause. We disagree. The District Court, relying on the words of the agreements and the extrinsic evidence properly before it, concluded that the only reasonable interpretation of the evergreen clause is one premised on a principle of “perpetual obligation.” Accordingly, the District Court granted summary judgment for the Trustees. We have reviewed this judgment de novo, Shields v. Eli Lilly & Co., 895 F.2d 1463, 1466 (D.C.Cir.1990), and, pursuant to this review, we agree with the conclusion reached by the District Court.

In cases requiring the court to construe the meaning of a contract, the dispute may be resolved as a matter of law if the contested agreement admits of only one reasonable interpretation. Link Coal Co., 970 F.2d at 904. Moreover, in divining the meaning of contract terms, the court is not limited to the four corners of the agreement: the party moving for summary judgment may submit affidavits and other extrinsic evidence that gives color to the words of the agreement or otherwise reveals the intent of the contracting parties at the time of the agreement. See Fed. R.Civ.P. 56(e); see also Link Coal, 970 F.2d at 904-905 (extrinsic evidence considered to determine the meaning of the evergreen clause).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Nyc C.L.A.S.H., Inc. v. Carson
District of Columbia, 2020
Toomer v. Panetta
District of Columbia, 2020
Klayman v. Judicial Watch, Inc.
District of Columbia, 2019
Williams v. Brennan
District of Columbia, 2018
Bergman v. Snow
District of Columbia, 2017
Abdel Aziz v. Treasury Department
District of Columbia, 2017
Nichols v. Vilsack
District of Columbia, 2017
University of Colorado Health at Memorial Hospital v. Burwell
233 F. Supp. 3d 69 (District of Columbia, 2017)
Schotz v. United States Department of Justice
216 F. Supp. 3d 30 (District of Columbia, 2016)
Desilva v. Donovan
314 F.R.D. 17 (District of Columbia, 2016)
Walsh v. Hagee
District of Columbia, 2013
Akiachak Native Community v. United States Department of Interior
995 F. Supp. 2d 1 (District of Columbia, 2013)
Brodie v. Worthington
841 F. Supp. 2d 91 (District of Columbia, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
984 F.2d 469, 299 U.S. App. D.C. 339, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-mine-workers-of-america-1974-pension-v-pittston-company-united-cadc-1993.