Tung v. Hemmings

CourtDistrict Court, E.D. New York
DecidedSeptember 13, 2021
Docket1:19-cv-05502
StatusUnknown

This text of Tung v. Hemmings (Tung v. Hemmings) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tung v. Hemmings, (E.D.N.Y. 2021).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK ------------------------------------------------------x DR. H.Y. LIM TUNG,

Plaintiff, MEMORANDUM & ORDER 19-CV-5502 (RPK) (SJB) -against-

DR. HUGH C. HEMMINGS; DR. JIMCY PLATHOLI; DR. PAUL HEERDT; WEILL CORNELL MEDICAL COLLEGE; JOURNAL OF BIOLOGICAL CHEMISTRY; DR. KAORU SAKABE; and DR. LILA GIERASCH,

Defendants. -------------------------------------------------------x RACHEL P. KOVNER, United States District Judge: Pro se plaintiff H.Y. Lim Tung filed this action raising claims related to intellectual property against Weill Cornell Medical College (“Cornell”), the Journal of Biological Chemistry, Dr. Hugh C. Hemmings, Dr. Jimcy Platholi, Dr. Paul Heerdt, Dr. Kaoru Sakabe, and Dr. Lila Gierasch. Cornell, Dr. Hemmings, Dr. Platholi, and Dr. Heerdt (the “moving defendants”) have moved to dismiss the claims against them based on insufficient service of process, among other grounds. For the reasons below, those claims are dismissed based on insufficient service of process. BACKGROUND This action is one of several lawsuits that plaintiff has filed against his former employer, Cornell. See United States ex rel. Tung v. Hemmings, No. 19-CV-7342, 2019 WL 3936968, at *1 (S.D.N.Y. Aug. 20, 2019); Tung v. Hemmings, Index No. 13900/2014 (N.Y. Sup. Ct. April 10, 2015); Tung v. Hemmings, Index No. 485/2013 (N.Y. Sup. Ct. June 24, 2013). Plaintiff filed this lawsuit on October 1, 2019. See Compl. (Dkt. #1). In the operative amended complaint, plaintiff alleges that he used to work as an “independent scientist” for Cornell, during which time he created intellectual property that defendants later misappropriated. See Am. Compl. ¶¶ 2-18, 20-28, 54-61 (Dkt. #19-1). Plaintiff brings claims for the “theft” of his ideas, copyrights, and patents, misappropriation of trade secrets, and unjust enrichment, and seeks a declaratory judgment that he owns certain intellectual property. See id. ¶¶ 65-104.

On October 16, 2019, Magistrate Judge Bulsara entered an order advising plaintiff that “if service is not made upon the defendants by December 30, 2019, or plaintiff fails to show good cause why such service has not been effected,” the complaint would be dismissed. Order Dated Oct. 16, 2019. On December 20, 2019, plaintiff filed an affidavit of service. See Pl.’s Aff. of Service (“Pl.’s Aff.”) (Dkt. #6). The affidavit states that a process server named Pierre Limtung “personally served” Cornell at an address in New York on December 20, 2019. But it does not indicate which, if any, of Cornell’s officers or agents were served. See id. at 5. The affidavit asserts that Dr. Hemmings was “personally served” at the same time and at the same address alleged to be that of Cornell. See ibid. The affidavit states that service on Dr. Hemmings was

made “C/O,” or “care of,” Cornell’s Department of Anesthesiology. See ibid. Finally, the affidavit states that a “request to waive service of summons” was mailed to the Journal of Biological Chemistry, Dr. Platholi, Dr. Heerdt, Dr. Sakabe, and Dr. Gierasch on December 20, 2019. Id. at 5-6. Plaintiff has not filed any other evidence to show service or waiver of service. On January 10, 2020, ten days after the deadline for service had passed, counsel for the moving defendants filed a notice of appearance. See Notice of Appearance (Dkt. #7). On the same day, the moving defendants’ counsel filed a letter motion for a pre-motion conference indicating counsel’s intent to file a motion to dismiss, as required by the individual rules of then- presiding Judge Mauskopf. See Defs.’ Jan. 10, 2020 PMC Ltr. (“Defs.’ PMC Ltr.”) (Dkt. #9). The letter motion raised several grounds for dismissal, the first of which was insufficient service of process. See id. at 2. On July 1, 2020, the case was reassigned to me, and I issued an order allowing the moving defendants to file their motion to dismiss without a pre-motion conference. See Order Dated July 1, 2020. On August 3, 2020, defendants timely filed the motion to dismiss,

which argued, among other things, that plaintiff’s complaint should be dismissed based on insufficient service of process. See Defs.’ Mot. to Dismiss Original Compl. at 7-10 (Dkt. #14). On August 24, 2020, while the parties were still briefing defendants’ motion to dismiss, plaintiff filed a motion to amend the complaint and attached a proposed amended complaint. See Pl.’s Mot. to Amend (Dkt. #19). I deemed the proposed amended complaint the operative complaint and set a briefing schedule for defendants’ renewed motion to dismiss. See Minute Entry and Order Dated Sep. 4, 2020. On September 22, 2020, the moving defendants timely filed the instant motion to dismiss the amended complaint. See Defs.’ Mem. of L. in Supp. of Dismissal (“Defs.’ Br.”) (Dkt. #22). Defendants move to dismiss the complaint based on insufficient service of process, lack of

subject matter jurisdiction, and failure to state a claim. See id. at 6-28. DISCUSSION The moving defendants’ motion to dismiss based on insufficient service of process is granted. I. Standard of Review Federal Rule of Civil Procedure 12(b)(5) “provides for dismissal of an action if service of process was not timely effected in accordance with Federal Rule of Civil Procedure 4(m).” George v. Prof’l Disposables Int’l, Inc., 221 F. Supp. 3d 428, 442 (S.D.N.Y. 2016). Under Rule 4(m), “[i]f a defendant is not served within 90 days after the complaint is filed,” the court “must dismiss the action without prejudice against that defendant or order that service be made within a specified time.” Fed. R. Civ. P. 4(m). If the plaintiff shows “good cause for the failure,” then “the court must extend the time for service for an appropriate period.” Ibid. “[W]hen a defendant moves to dismiss under Rule 12(b)(5), the plaintiff bears the

burden of proving adequate service.” Dickerson v. Napolitano, 604 F.3d 732, 752 (2d Cir. 2010); see, e.g., Vidurek v. Koskinen, 789 F. App’x 889, 893 (2d Cir. 2019). “Plaintiff must meet this burden by making a prima facie case of proper service through specific factual allegations and any supporting materials.” Sikhs for Justice v. Nath, 850 F. Supp. 2d 435, 440 (S.D.N.Y. 2012) (quotations omitted). A plaintiff’s “conclusory statements are not sufficient to overcome a defendant’s sworn affidavit that service was improper.” Ibid.; see Darden v. DaimlerChrysler N. Am. Holding Corp., 191 F. Supp. 2d 382, 387 (S.D.N.Y. 2002). In evaluating a motion to dismiss based on insufficient service of process, the court “must consider information outside the complaint to determine whether service was sufficient.” Corley v. Vance, 365 F. Supp. 3d 407, 431 (S.D.N.Y. 2019), aff’d sub nom. Corley v. Wittner, 811 F.

App’x 62 (2d Cir. 2020). II. Analysis A. Plaintiff has not shown that defendants were properly served. i. Cornell Rule 4 provides that a domestic corporation may be served in two ways.

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Tung v. Hemmings, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tung-v-hemmings-nyed-2021.