Triumph Foods, LLC v. Campbell
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Opinion
United States Court of Appeals For the First Circuit
No. 24-1759
TRIUMPH FOODS, LLC, CHRISTENSEN FARMS MIDWEST, LLC, THE HANOR COMPANY OF WISCONSIN, LLC, NEW FASHION PORK, LLP, EICHELBERGER FARMS, INC. and ALLIED PRODUCERS' COOPERATIVE, individually and on behalf of its members,
Plaintiffs, Appellants,
v.
ANDREA JOY CAMPBELL, in her official capacity as Attorney General of Massachusetts, and ASHLEY RANDLE, in her official capacity as Commissioner of the Massachusetts Department of Agricultural Resources,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Gelpí, Thompson, and Rikelman, Circuit Judges.
Michael T. Raupp, with whom Ryann A. Glenn, Cynthia L. Cordes, Spencer Tolson, and Husch Blackwell LLP were on brief, for appellants.
Maryanne Reynolds, Assistant Attorney General, Massachusetts Office of the Attorney General, with whom Vanessa A. Arslanian, Assistant Attorney General, and Grace Gohlke, Assistant Attorney General, were on brief, for appellees. October 3, 2025 GELPÍ, Circuit Judge. In 2016, Massachusetts passed the
Act to Prevent Cruelty to Farm Animals (the "Massachusetts Act").
As relevant here, the Massachusetts Act prohibits the use of
certain methods of confinement ("gestation crates") on pig farms
in Massachusetts.1 Mass. Gen. Laws Ann., ch. 129, App. § 1-2. It
also prohibits the sale, in Massachusetts, of pork products derived
from pigs who were confined in gestation crates. See id. § 1-3.
Plaintiffs are out-of-Massachusetts pig farmers and the
slaughterhouse those farmers co-own (collectively, "Plaintiffs").
They sued to challenge the Massachusetts Act, chiefly arguing that
it violated the dormant Commerce Clause and that it was preempted
by federal law. The district court disagreed, first dismissing
most of the claims and later entering summary judgment against
Plaintiffs on the remaining dormant Commerce Clause claim. We
affirm the district court's rulings.
I. Background
A. The Act to Prevent Cruelty to Farm Animals
The Massachusetts Act became enforceable on August 24,
2023, after a series of legal challenges.2 Its stated purpose is
1 Gestation crates are "stalls so small [breeding pigs] cannot lie down, stand up, or turn around" in them. Nat'l Pork Producers Council v. Ross, 598 U.S. 356, 363 (2023). 2 Though enacted in 2016, the Massachusetts Act became effective following the Supreme Court's decision in National Pork, a decision we will invoke later. We note that the parties and the district court refer to that decision as "Ross," we adopt "National
- 3 - to "prevent animal cruelty by phasing out extreme methods of farm
animal confinement, which also threaten the health and safety of
Massachusetts consumers, increase the risk of foodborne illness,
and have negative fiscal impacts on the Commonwealth of
Massachusetts." Mass. Gen. Laws Ann., ch. 129, App. § 1-1. To
that end, the Massachusetts Act prohibits pig farmers within
Massachusetts from knowingly causing a breeding pig "to be confined
in a cruel manner," defined in relevant part as "in a manner that
prevents the animal from lying down, standing up, fully extending
the animal's limbs or turning around freely."3 Id. §§ 1-2, 1-5.
The Massachusetts Act also makes it illegal for a
"business owner or operator to knowingly engage in the sale within
[Massachusetts] of any: . . . Whole pork meat that the business
owner or operator knows or should know is the meat of a covered
animal that was confined in a cruel manner, or is the meat of the
immediate offspring of a covered animal that was confined in a
cruel manner." Id. § 1-3. A sale is defined as "a commercial
sale by a business that sells any item covered by section 3" and
Pork" to conform with recent circuit opinions. See Ass'n to Pres. & Protect Loc. Livelihoods v. Sidman, No. 24-1317, 2025 WL 2304915, at *15 (1st Cir. Aug. 11, 2025). 3The Massachusetts Act also covers other animals and animal products, such as eggs and "veal meat." Id. § 1-3. We focus here only on those provisions relevant to the Plaintiffs' claims.
- 4 - "shall be deemed to occur at the location where the buyer takes
physical possession of" the relevant item. Id. § 1-5.
B. Procedural Background
Plaintiffs are a combination of pig farmers and one pork
processor (Triumph). Triumph Foods, LLC v. Campbell, 715 F. Supp.
3d 143, 148 (D. Mass. 2024). Triumph-produced pork is sold
throughout the country, including in Massachusetts. Plaintiffs
are all located outside of Massachusetts, "in Minnesota, Iowa,
Nebraska, Illinois, South Dakota, Wisconsin, Oklahoma, North
Carolina, Missouri, Wyoming, and Indiana." Id. The pork products
they sell are produced from pigs housed in gestation crates. On
July 25, 2023, Plaintiffs sued to preliminarily and permanently
enjoin the Massachusetts Act. They filed an amended complaint
(hereinafter, "complaint") on July 31, 2023.
Their complaint asserted ten causes of action:
(1) dormant Commerce Clause violations by directly discriminating
and by unduly burdening interstate commerce; (2) Privileges and
Immunities Clause violations; (3) express preemption under the
Federal Meat Inspection Act (the "FMIA"); (4) conflict preemption
under the FMIA; (5) preemption under the Packers and Stockyards
Act (the "PSA"); (6) Full Faith and Credit Clause violations;
(7) Due Process Clause violations; (8) Import-Export Clause
violations; (9) declaratory relief on unconstitutionality; and
(10) judicial review of the Massachusetts Act's regulations. In
- 5 - support of these claims, Plaintiffs pleaded that the Massachusetts
Act "discriminates against out-of-state farmers and pork
processors in purpose and effect," "[g]iven that no Massachusetts
pig farmers confine breeding sows in a manner that is prohibited
by the [Massachusetts] Act."
The district court consolidated Plaintiffs' request for
a preliminary injunction with a trial on the merits, pursuant to
Federal Rule of Civil Procedure 65(a)(1). See Triumph Foods, LLC
v. Campbell, 742 F. Supp. 3d 63, 66 (D. Mass. 2024). The
Massachusetts Office of the Attorney General ("Massachusetts" or
"the Commonwealth") then moved to dismiss the complaint on
September 28, 2023. It argued that the Massachusetts Act did not
discriminate facially, in purpose or effect, and that the Supreme
Court's decision in Nat'l Pork Producers Council v. Ross foreclosed
Plaintiffs' argument under the unlawful burden test set forth in
Pike v. Bruce Church, Inc., 397 U.S. 137 (1970). The district
court granted Massachusetts' motion to dismiss as to all claims,
except for the dormant Commerce Clause claim (Count I).
Plaintiffs then filed a motion for partial summary
judgment on that remaining count, which solely focused on the
direct discrimination claim. Massachusetts opposed that motion
and requested that the district court enter summary judgment sua
sponte. As to Plaintiffs' claim under Count I, the district court
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United States Court of Appeals For the First Circuit
No. 24-1759
TRIUMPH FOODS, LLC, CHRISTENSEN FARMS MIDWEST, LLC, THE HANOR COMPANY OF WISCONSIN, LLC, NEW FASHION PORK, LLP, EICHELBERGER FARMS, INC. and ALLIED PRODUCERS' COOPERATIVE, individually and on behalf of its members,
Plaintiffs, Appellants,
v.
ANDREA JOY CAMPBELL, in her official capacity as Attorney General of Massachusetts, and ASHLEY RANDLE, in her official capacity as Commissioner of the Massachusetts Department of Agricultural Resources,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Gelpí, Thompson, and Rikelman, Circuit Judges.
Michael T. Raupp, with whom Ryann A. Glenn, Cynthia L. Cordes, Spencer Tolson, and Husch Blackwell LLP were on brief, for appellants.
Maryanne Reynolds, Assistant Attorney General, Massachusetts Office of the Attorney General, with whom Vanessa A. Arslanian, Assistant Attorney General, and Grace Gohlke, Assistant Attorney General, were on brief, for appellees. October 3, 2025 GELPÍ, Circuit Judge. In 2016, Massachusetts passed the
Act to Prevent Cruelty to Farm Animals (the "Massachusetts Act").
As relevant here, the Massachusetts Act prohibits the use of
certain methods of confinement ("gestation crates") on pig farms
in Massachusetts.1 Mass. Gen. Laws Ann., ch. 129, App. § 1-2. It
also prohibits the sale, in Massachusetts, of pork products derived
from pigs who were confined in gestation crates. See id. § 1-3.
Plaintiffs are out-of-Massachusetts pig farmers and the
slaughterhouse those farmers co-own (collectively, "Plaintiffs").
They sued to challenge the Massachusetts Act, chiefly arguing that
it violated the dormant Commerce Clause and that it was preempted
by federal law. The district court disagreed, first dismissing
most of the claims and later entering summary judgment against
Plaintiffs on the remaining dormant Commerce Clause claim. We
affirm the district court's rulings.
I. Background
A. The Act to Prevent Cruelty to Farm Animals
The Massachusetts Act became enforceable on August 24,
2023, after a series of legal challenges.2 Its stated purpose is
1 Gestation crates are "stalls so small [breeding pigs] cannot lie down, stand up, or turn around" in them. Nat'l Pork Producers Council v. Ross, 598 U.S. 356, 363 (2023). 2 Though enacted in 2016, the Massachusetts Act became effective following the Supreme Court's decision in National Pork, a decision we will invoke later. We note that the parties and the district court refer to that decision as "Ross," we adopt "National
- 3 - to "prevent animal cruelty by phasing out extreme methods of farm
animal confinement, which also threaten the health and safety of
Massachusetts consumers, increase the risk of foodborne illness,
and have negative fiscal impacts on the Commonwealth of
Massachusetts." Mass. Gen. Laws Ann., ch. 129, App. § 1-1. To
that end, the Massachusetts Act prohibits pig farmers within
Massachusetts from knowingly causing a breeding pig "to be confined
in a cruel manner," defined in relevant part as "in a manner that
prevents the animal from lying down, standing up, fully extending
the animal's limbs or turning around freely."3 Id. §§ 1-2, 1-5.
The Massachusetts Act also makes it illegal for a
"business owner or operator to knowingly engage in the sale within
[Massachusetts] of any: . . . Whole pork meat that the business
owner or operator knows or should know is the meat of a covered
animal that was confined in a cruel manner, or is the meat of the
immediate offspring of a covered animal that was confined in a
cruel manner." Id. § 1-3. A sale is defined as "a commercial
sale by a business that sells any item covered by section 3" and
Pork" to conform with recent circuit opinions. See Ass'n to Pres. & Protect Loc. Livelihoods v. Sidman, No. 24-1317, 2025 WL 2304915, at *15 (1st Cir. Aug. 11, 2025). 3The Massachusetts Act also covers other animals and animal products, such as eggs and "veal meat." Id. § 1-3. We focus here only on those provisions relevant to the Plaintiffs' claims.
- 4 - "shall be deemed to occur at the location where the buyer takes
physical possession of" the relevant item. Id. § 1-5.
B. Procedural Background
Plaintiffs are a combination of pig farmers and one pork
processor (Triumph). Triumph Foods, LLC v. Campbell, 715 F. Supp.
3d 143, 148 (D. Mass. 2024). Triumph-produced pork is sold
throughout the country, including in Massachusetts. Plaintiffs
are all located outside of Massachusetts, "in Minnesota, Iowa,
Nebraska, Illinois, South Dakota, Wisconsin, Oklahoma, North
Carolina, Missouri, Wyoming, and Indiana." Id. The pork products
they sell are produced from pigs housed in gestation crates. On
July 25, 2023, Plaintiffs sued to preliminarily and permanently
enjoin the Massachusetts Act. They filed an amended complaint
(hereinafter, "complaint") on July 31, 2023.
Their complaint asserted ten causes of action:
(1) dormant Commerce Clause violations by directly discriminating
and by unduly burdening interstate commerce; (2) Privileges and
Immunities Clause violations; (3) express preemption under the
Federal Meat Inspection Act (the "FMIA"); (4) conflict preemption
under the FMIA; (5) preemption under the Packers and Stockyards
Act (the "PSA"); (6) Full Faith and Credit Clause violations;
(7) Due Process Clause violations; (8) Import-Export Clause
violations; (9) declaratory relief on unconstitutionality; and
(10) judicial review of the Massachusetts Act's regulations. In
- 5 - support of these claims, Plaintiffs pleaded that the Massachusetts
Act "discriminates against out-of-state farmers and pork
processors in purpose and effect," "[g]iven that no Massachusetts
pig farmers confine breeding sows in a manner that is prohibited
by the [Massachusetts] Act."
The district court consolidated Plaintiffs' request for
a preliminary injunction with a trial on the merits, pursuant to
Federal Rule of Civil Procedure 65(a)(1). See Triumph Foods, LLC
v. Campbell, 742 F. Supp. 3d 63, 66 (D. Mass. 2024). The
Massachusetts Office of the Attorney General ("Massachusetts" or
"the Commonwealth") then moved to dismiss the complaint on
September 28, 2023. It argued that the Massachusetts Act did not
discriminate facially, in purpose or effect, and that the Supreme
Court's decision in Nat'l Pork Producers Council v. Ross foreclosed
Plaintiffs' argument under the unlawful burden test set forth in
Pike v. Bruce Church, Inc., 397 U.S. 137 (1970). The district
court granted Massachusetts' motion to dismiss as to all claims,
except for the dormant Commerce Clause claim (Count I).
Plaintiffs then filed a motion for partial summary
judgment on that remaining count, which solely focused on the
direct discrimination claim. Massachusetts opposed that motion
and requested that the district court enter summary judgment sua
sponte. As to Plaintiffs' claim under Count I, the district court
severed a provision of the Massachusetts Act, "the slaughterhouse
- 6 - exemption," which the district court determined violated the
dormant Commerce Clause.4 It later entered summary judgment sua
sponte against all Plaintiffs (aside from Triumph Foods).
Plaintiffs assert a slew of challenges on appeal, namely
that the district court erred in: (1) dismissing most of their
claims without a written order; (2) entering summary judgment sua
sponte on their Pike dormant Commerce Clause claim when there were
disputed material facts concerning the Massachusetts Act's burden
on interstate commerce and without notice under FRCP 56(f);
(3) entering summary judgment sua sponte on their
direct-discrimination dormant Commerce Clause claim by holding
that the Act did not discriminate against Plaintiffs and without
notice under FRCP 56(f); and (4) holding that the Massachusetts
Act is not preempted by the FMIA and the PSA.
II. Standard of Review
This court reviews de novo an order dismissing a
complaint under Rule 12(b)(6). See Bazinet v. Beth Israel Lahey
4The district court concluded that one portion of the statute did discriminate against out-of-state farmers, so it severed that portion. The "slaughterhouse exception" provided an "exemption from [the Massachusetts Act's] requirements for pork products when those products are sold on the premises of an FMIA-inspected facility." Triumph Foods, LLC, 715 F. Supp. 3d at 149. The district court held: "The only way Triumph would be able to take advantage of the slaughterhouse exception would be to open its own federally inspected facility within the Commonwealth of Massachusetts, which the Supreme Court has held violates the Commerce Clause." Id. at 153. Neither party argues that severance was inappropriate, so it is not at issue before us.
- 7 - Health, Inc., 113 F.4th 9, 15 (1st Cir. 2024) (citing Rivera v.
Kress Stores of P.R., Inc., 30 F.4th 98, 102 (1st Cir. 2022)). We
review sua sponte grants of summary judgment under the same de
novo standard. See McCoy v. Town of Pittsfield, 59 F.4th 497, 504
(1st Cir. 2023). We affirm where "the record, viewed in the light
most favorable to the [appellants], discloses 'no genuine dispute
as to any material fact'" and shows that Massachusetts is "entitled
to judgment as a matter of law." See id.
III. Procedural Errors
Plaintiffs assert that the district court committed
procedural error in both its order of dismissal and its grant of
summary judgment. We address each argument in turn.
A. Motion to Dismiss
Plaintiffs emphasize that most of their claims were
dismissed "without a written order" and "without any reasoning on
the record." While recognizing there is no "technical requirement
for a court to 'state findings or conclusions when ruling on a
motion under Rule 12,'" they contend that the court "err[ed] both
on substance and procedure." Massachusetts counters by
referencing the district court's "consider[ation of] the
complaint, pars[ing of] the language of the relevant statutes,
and . . . due consideration [of] the parties' arguments."
As Plaintiffs concede, there is no requirement that
district courts state their findings or conclusions when ruling on
- 8 - a motion under Rule 12. Fed. R. Civ. P. 52(a)(3). Rule 52(a)
"explicitly states that district courts are 'not required to state
findings or conclusions when ruling on a motion under Rule 12 or
56.'" Barry v. Moran, 661 F.3d 696, 702 n.9 (1st Cir.
2011)(quoting Fed. R. Civ. P. 52(a)(3)). Accordingly, "[w]e may
quickly dispose of this argument." Id. We find no procedural
error on this issue.
B. Summary Judgment
Plaintiffs also argue that the district court committed
procedural error in granting summary judgment on their Pike claim
and on the farmers' direct discrimination claim. To understand
this argument, it is important to note that Plaintiffs divide their
dormant Commerce Clause claim into two legal theories:
(1) intentional discrimination against interstate commerce and
(2) a substantial burden on interstate commerce under the Pike
test. Plaintiffs contend that they moved for partial summary
judgment only as to the first legal theory, and not as to the
second. Thus, Plaintiffs tell us, their motion for partial summary
judgment contained no evidence in support of their Pike claim.
However, in Massachusetts' opposition brief below, it requested
summary judgment sua sponte as to both legal theories. The
district court then entered judgment sua sponte against Plaintiffs
on both dormant Commerce Clause theories. In doing so, it held
- 9 - that Massachusetts' opposition motion was an "outright"
opposition, such that both issues were properly before the court.
Under Federal Rule of Civil Procedure 56(f), a district
court may grant a motion for summary judgment "on grounds not
raised by a party" after "giving notice and a reasonable time to
respond." Fed. R. Civ. P. 56(f). In other words, "[a] district
court can enter summary judgment even though none of the parties
asks for it." Sanchez v. Triple-S Mgmt., Corp., 492 F.3d 1, 7
(1st Cir. 2007). "A district court must meet two criteria before
entering summary judgment sua sponte: (1) discovery must be
sufficiently advanced to afford the parties a reasonable
opportunity to glean the material facts; and (2) the targeted party
must have been given notice and a chance to present its evidence
on the essential elements of the claim or defense." McCoy, 59
F.4th at 504 (citation modified).
On appeal, Plaintiffs argue that Massachusetts did not
move for summary judgment and that the district court did not
provide the required notice of a sua sponte ruling. Plaintiffs
assert that the district court "never received any evidence with
respect to [the Pike] theory." Massachusetts disagrees. According
to the Commonwealth, the court (1) gave pre-summary judgment
notice that the Pike theory was in jeopardy and (2) made the same
- 10 - clear at the hearing. Massachusetts also claims that the parties
had "fully briefed" the Pike issue and theory (twice).
We first examine whether the first requirement for sua
sponte summary judgment -- that discovery must be sufficiently
advanced to afford the parties a reasonable opportunity to glean
the material facts -- has been met. "[W]hat amounts to a
'reasonable opportunity' largely depends on the state of the
particular litigation and the nature of the issue decided by the
sua sponte summary judgment procedure." Sanchez, 492 F.3d at 8.
We have previously held that summary judgment sua sponte is proper
once "'discovery had proceeded to the point where the parties
understood the material facts' at issue." Id. at 7 (quoting
Penobscot Indian Nation v. Key Bank of Me., 112 F.3d 538, 562 (1st
Cir. 1997)). We have "affirmed summary judgment entered sua sponte
[even] before any discovery had taken place, where the decision
was based on legal conclusions independent of any potentially
available evidence." Id. (emphasis added) (citing Bank v. Int'l
Bus. Machs. Corp., 145 F.3d 420, 431 (1st Cir. 1998)).
Here, we find that discovery did occur. When the
district court issued the summary judgment, Plaintiffs' counsel
had noted that "extensive discovery [was] going back and forth on
issues related to" the Pike claim. Moreover, as Massachusetts
points out, at the beginning of the case, Plaintiffs asserted that
- 11 - "discovery was unnecessary." In our view, Plaintiffs' concession
belies their own claims regarding lack of discovery.
Further, the district court reached legal conclusions,
which informed its summary judgment decision on the Pike issue,
independent of available evidence. The court stated that the
"legal issue had been fully briefed and the [c]ourt's resolution
obviated the need for evidence." Triumph Foods, LLC, 715 F. Supp.
3d at 152. Considering the briefing and record before it, the
district court determined that the Supreme Court's Nat'l Pork
decision foreclosed Plaintiffs' claim, as a legal matter. Id. at
151. We find no procedural error here, where the district court
based its summary judgment ruling on independent legal
conclusions.
We next review the second requirement for sua sponte
summary judgment: the targeted party must have been given notice
and a chance to present its evidence on the essential elements of
the claim or defense. "In the context of a sua sponte summary
judgment, 'notice' means that the targeted party 'had reason to
believe the court might reach the issue and received a fair
opportunity to put its best foot forward.'" Leyva v. On the Beach,
Inc., 171 F.3d 717, 720 (1st Cir. 1999) (citation omitted).
"Notice" does not require that the opposing party "receive a formal
document called 'notice' or that the district court had to say the
words 'you are on notice' or even that the court had to explicitly
- 12 - tell [the opposing party], 'I am thinking of ordering summary
judgment for [the winning party] sua sponte.'" Nat'l Expositions,
Inc. v. Crowley Mar. Corp., 824 F.2d 131, 133 (1st Cir. 1987).
Rather, the question is simply whether, "given the procedural
circumstances of the case, the original movant [i.e., Plaintiffs]
has had an adequate opportunity to show that there is a genuine
issue and that his opponent is not entitled to judgment as a matter
of law." Id. at 133–34 (quoting 10A C. Wright, A. Miller & M.
Kane, Federal Practice and Procedure § 2720, at 34 (1983)).
Indeed, the district court provided adequate notice that
it might reach the Pike claim. First, in an October 25, 2023
order -- in response to requests from both parties for "sweeping
discovery" -- the district court said it "must say frankly that
the more it examines the jurisprudence of the 'dormant [C]ommerce
[C]lause,'" the less it understood why certain aspects of discovery
were necessary. There, the district court also cited National
Pork, noting that Plaintiffs "frequently" relied on the National
Pork Court's dissent. Further, during the November 14, 2023
hearing, the district court recognized that Massachusetts
requested "summary judgment taken against" the Plaintiffs, which
put Plaintiffs "on notice that summary judgment may be taken
against them." Perhaps most importantly, in Plaintiffs' reply in
support of their motion for partial summary judgment (in response
to Massachusetts' opposition motion), Plaintiffs clearly
- 13 - recognized that Massachusetts requested summary judgment sua
sponte on the Pike claim. There, Plaintiffs affirmatively
responded to Massachusetts' request for summary judgment sua
sponte, indicating Plaintiffs were aware that summary judgment on
the Pike claim was a possibility. Thus, Plaintiffs had an
"adequate opportunity," in their response in support of their
motion for partial summary judgment, to show that there was a
genuine issue of material fact. See Crowley Mar. Corp., 824 F.2d
at 133.
In their brief, Plaintiffs rely on Leyva v. On the Beach,
Inc. to suggest that, as in the facts in that case, they did not
"receive[] a fair opportunity to put [their] best foot forward."
171 F.3d at 720. The facts here are clearly distinguishable from
those in Leyva, where the district court, "[p]rior to making [a]
spontaneous ruling[,] . . . never informed the plaintiffs that it
was considering [rendering] a judgment" on certain claims. Id.
Instead, "the court's margin order . . . stated in no uncertain
terms that its decision would conform to the limited scope of the
motion." Id. The court in Leyva thus found that the district
court "did not afford the plaintiffs adequate notice and a suitable
opportunity to be heard before it exceeded the scope of the motion
that was pending before it." Id. at 721. It is clear from the
facts presented to us that, as opposed to the court's actions in
Leyva, the district court made various pronouncements that
- 14 - suggested the possibility that summary judgment might be taken
against the Plaintiffs. Plaintiffs' reliance on Leyva is therefore
incorrect.
Equally unconvincing is Plaintiffs' argument that the
district court committed procedural error in granting summary
judgment in favor of the Commonwealth on the farmers' direct
discrimination claim. Plaintiffs acknowledged that the direct
discrimination claim was fully briefed. Plaintiffs also asserted
in their motion for partial summary judgment that the
discrimination claim "[could] be decided by [the] Court without
any fact finding," as it was "based on the statute itself" as well
as on "publicly available uncontroverted material." Given
Plaintiffs' representations, the sua sponte grant of summary
judgment on the direct discrimination claim was proper. See Bank
v. Int'l Bus. Mach. Corp., 145 F.3d 420, 431 (1st Cir. 1998).
For these reasons, we conclude that the district court
did not procedurally err in entering summary judgment sua sponte.
IV. Substantive Errors
Finding no procedural error, we next analyze the claims
on the merits. We affirm both the district court's dismissal of
Counts II-X and its entry of summary judgment on Count I.
A. Privileges and Immunities Clause
Plaintiffs argue that the Massachusetts Act "directly
and intentionally targets and seeks to regulate out-of-state
- 15 - activity that is permissible in the states in which it occurs" and
represents an attempt to "effectively regulate pig farming,
manufacturing, and production in other states." They posit that
the Massachusetts Act therefore offends the Privileges and
Immunities Clause of the Constitution because that Clause protects
the "right to practice a trade or profession." In support of these
assertions, Plaintiffs argue that because "Massachusetts pig farms
did not use gestation crates for housing breeding sows," the
"burden of compliance with the [Massachusetts] Act's Minimum Size
Requirements falls almost entirely on out-of-state pig farmers and
pork processors to the benefit of in-state farmers and pork
processors."
The Privileges and Immunities Clause provides that
"Citizens of each State shall be entitled to all Privileges and
Immunities of Citizens in the several States." U.S. Const. art.
IV, § 2, cl. 1; Nat'l Pork, 598 U.S. at 370. "[T]he Privileges
and Immunities Clause is inapplicable to corporations[.]" W. & S.
Life Ins. Co. v. State Bd. of Equalization of California, 451 U.S.
648, 656, (1981); see also Tennessee Wine & Spirits Retailers Ass'n
v. Thomas, 588 U.S. 504, 516 (2019). Because Plaintiffs are
corporations, their argument fails.5
5Plaintiffs describe themselves, in their complaint, as a "farmer-owned company" and a series of member-owners, who are LLCs, an LLP, a corporation, and a cooperative. In their briefing on
- 16 - B. Dormant Commerce Clause Claim
Plaintiffs articulate two theories under the dormant
Commerce Clause: (1) intentional discrimination against interstate
commerce and (2) a substantial burden on interstate commerce under
the Pike test. We address each argument in turn.
i. Intentional Discrimination
The Constitution's Commerce Clause gives Congress the
power to "regulate Commerce . . . among the several
States . . . ." U.S. Const. art. I, § 8, cl. 3. It also "embodies
a negative aspect" which "prevents state and local governments
from impeding the free flow of goods from one state to another."
All. of Auto. Mfrs. v. Gwadosky, 430 F.3d 30, 35 (1st Cir. 2005)
(quoting Houlton Citizens' Coal. v. Town of Houlton, 175 F.3d 178,
184 (1st Cir. 1999)). This so-called dormant Commerce Clause "bars
states and localities from pursuing 'economic
protectionism -- that is, regulatory measures designed to benefit
in-state economic interests by burdening out-of-state
competitors.'" Becky's Broncos, LLC v. Town of Nantucket, 138
F.4th 73, 78 (1st Cir. 2025) (quoting New Energy Co. of Ind. v.
Limbach, 486 U.S. 269, 273 (1988)). "To ascertain whether a
regulatory measure is so designed, we look for evidence of 'either
discriminatory purpose or discriminatory effect,' recognizing 'the
appeal, they also describe themselves as "several limited liability companies, a limited partnership and cooperative."
- 17 - primacy of [the latter] in the dormant Commerce Clause analysis of
facially neutral legislation.'"6 Id. (alteration in original)
(quoting Am. Trucking Ass'ns v. R.I. Tpk. & Bridge Auth., 123 F.4th
27, 36–37 (1st Cir. 2024)). "[T]he Supreme Court has cautioned
that the dormant Commerce Clause inquiry should be undertaken by
'eschew[ing] formalism for a sensitive, case-by-case analysis of
purposes and effects.'" Walgreen Co. v. Rullan, 405 F.3d 50, 55
(1st Cir. 2005) (alteration in original) (quoting West Lynn
Creamery, Inc. v. Healy, 512 U.S. 186, 201 (1994)).
This court has "discussed the methodology for
determining legislative purpose when a state statute is allegedly
motivated by an intent to discriminate against interstate
commerce." Fam. Winemakers of Cal. v. Jenkins, 592 F.3d 1, 13
(1st Cir. 2010) (citing All. of Auto. Mfrs., 430 F.3d at 37). This
methodology requires us to "look to 'the statute as a whole,'
including statutory text, context, and legislative history" and to
"consider whether the statute was 'closely tailored to achieve the
legislative purpose' the state asserted." Id. (quoting All. of
Auto. Mfrs., 430 F.3d at 37-38).
In determining whether a state law is discriminatory in
effect, we must analyze whether "in practice, it affects similarly
situated entities in a market by imposing disproportionate burdens
Plaintiffs here have not claimed that the Massachusetts Act 6
discriminates on its face.
- 18 - on out-of-state interests and conferring advantages upon in-state
interests." Id. at 10 (citing Or. Waste Sys., Inc. v. Dep't of
Envtl. Quality, 511 U.S. 93, 99 (1994)). Cf. Ass'n to Pres. and
Protect Loc. Livelihoods v. Sidman, 147 F. 4th 40, 59-60 (1st Cir.
2025) ("[A] plaintiff must first show that the measure does
discriminate. To do so, a plaintiff must do more than show that
the measure burdens out-of-state entities more than local ones."
(internal citations omitted)). When challenging a statute as
discriminatory in effect, plaintiffs "must present evidence as to
why the law discriminates in practice." Jenkins, 592 F.3d at 11
(citing Cherry Hill Vineyard, LLC v. Baldacci, 505 F.3d 28, 36-37
(1st Cir. 2007)). When "a statute is evenhanded on its face and
wholesome in its purpose," such showing of discriminatory effect
must be "substantial." Cherry Hill, 505 F.3d at 36.
Before a district court, "[t]he proponent of a dormant
Commerce Clause claim bears the burden of proof as to
discrimination." All. of Auto. Mfrs., 430 F.3d at 40. "To block
summary judgment, the party having the burden of proof on a
critical issue must present evidence on that issue that is
'significantly probative,' not 'merely colorable.'" Id. (quoting
Cadle Co. v. Hayes, 116 F.3d 957, 960 (1st Cir. 1997))(finding
appellant's evidence "inadequate to make out a genuine issue of
material fact" as to discrimination).
- 19 - We hold that the district court did not err in finding
insufficient evidence of discriminatory effect and of
discriminatory purpose. To show discriminatory purpose,
Plaintiffs identify supposed "legislative underpinnings" to argue
that the Massachusetts Act was intended to discriminate against
out-of-state pork producers. The "underpinnings" Plaintiffs
identify -- a comment that gestation crates are not used in
Massachusetts, a comment that Massachusetts uses meat produced out
of state on farms that use "these cruel tactics," and a comment
that the Massachusetts Act would protect animals outside of
Massachusetts -- do not support the purported conclusion they
draw. In reality, none of these comments make reference to
supporting in-state farmers to the detriment of out-of-state
farmers.7 As Massachusetts tells us, the Act's nondiscriminatory
purpose is plain from its text: "The purpose of this Act is to
prevent animal cruelty by phasing out extreme methods of farm
Plaintiffs also cite a 2016 Massachusetts Supreme Judicial 7
Court (SJC) decision -- Dunn v. Attorney General, 474 Mass. 675, 681 (2016) -- for the proposition that "in-state farmers' economic benefit is a central purpose of the [Massachusetts] Act." Contrary to this contention, the SJC stated that the purpose was "prevent[ion of] farm animals from being caged in overly cramped conditions, consistent with the statement of purpose in section 1 of [the Massachusetts Act], 'to prevent animal cruelty by phasing out extreme methods of farm animal confinement.'" Id. The SJC also recognized that the Massachusetts Act "protects" Massachusetts farmers, without holding that was a purpose of the Massachusetts Act or that the protection ran afoul of the dormant Commerce Clause. See id.
- 20 - animal confinement[.]" Further, because the Massachusetts Act was
enacted as a result of a ballot initiative passed by Massachusetts
voters, and not as a bill passed by the Massachusetts State
Legislature, statements made during legislative hearings do not
constitute an ideal "source of context." See Simmons v. Galvin,
575 F.3d 24, 45 (1st Cir. 2009)("[S]ince [the challenged statute]
was put before the voters, the Information for Voters Guide is a
better source of context" than "sporadic" comments from
legislators). Plaintiffs, therefore, did not present
"significantly probative" evidence to create a genuine issue of
material fact concerning the discriminatory purpose of the
Massachusetts Act. See All. of Auto. Mfrs., 430 F.3d at 40
(quoting Cadle Co., 116 F.3d at 960).
On discriminatory effect, Plaintiffs contend that the
Massachusetts Act regulates conduct occurring only at out-of-state
farms, which provides a "distinct advantage to in-state farmers."
They, again, reference the legislative history of the
Massachusetts Act, stating that "legislative committee hearing
members had direct knowledge of" the alleged discrimination. Their
sole factual allegation in support of this claim is that no
Massachusetts farmers used gestation crates at the time the
Massachusetts Act passed. Massachusetts counters that Plaintiffs
failed to demonstrate that the Massachusetts Act imposes
differential treatment on in-state and out-of-state economic
- 21 - interests. Massachusetts also tells us that the Supreme Court's
opinion in National Pork is instructive in evaluating Plaintiffs'
discrimination claim here, even though that case involved only a
Pike claim.
Plaintiffs contend that National Pork is distinguishable
from the present case because there was no discrimination claim in
that case. It is true that National Pork did not deal directly
with a discrimination claim. The National Pork plaintiffs conceded
that the California law imposed "the same burdens on in-state pork
producers that it impose[d] on out-of-state ones." 598 U.S. at
370; see also Ass'n to Pres. & Protect Loc. Livelihoods, 147 F.4th
at 61 ("[T]he plaintiffs in National Pork explicitly disclaimed
any discrimination-based arguments . . . . ").8 The Court also
accepted this concession. See Truesdell v. Friedlander, 80 F.4th
762, 769 (6th Cir. 2023), cert. denied, 144 S. Ct. 1344 (2024),
and cert. denied, 144 S. Ct. 1346 (2024) (citing Nat'l Pork, 598
U.S. at 367).
8 The Court in National Pork referred to the Massachusetts Act, stating that "Massachusetts prohibits the sale of pork products from breeding pigs (or their offspring) if the breeding pig has been confined 'in a manner that prevents [it] from lying down, standing up, fully extending [its] limbs or turning around freely.'" 598 U.S. at 365 (alterations in original) (quoting Mass. Gen. Laws Ann., ch. 129, App. §§ 1-3, 1–5 (Cum. Supp. 2023)). It also noted that Florida, Arizona, Maine, Michigan, Oregon, and Rhode Island all have similar laws that regulate animal confinement practices. Id.
- 22 - The National Pork Court addressed a California law
"banning the in state sale of certain pork products derived from
breeding pigs confined in stalls so small they cannot lie down,
stand up, or turn around." Id. at 363. Much like the case before
us, National Pork involved out of state pork producers filing suit,
alleging that the law was in violation of the dormant Commerce
Clause. Id. at 364. The Court "synthesized decades of dormant
Commerce Clause jurisprudence into a few key principles. Chief
among them is that economic 'antidiscrimination . . . lies at the
very core of [the Court's] dormant Commerce Clause
jurisprudence.'" New Jersey Staffing All. v. Fais, 110 F.4th 201,
205 (3d Cir. 2024) (alteration in original) (quoting Nat'l Pork,
598 U.S. at 369).
While the similar California law at issue in National
Pork ultimately did not offend the dormant Commerce Clause, see
598 U.S. at 390-91, we acknowledge that the petitioners' concession
in that case limits its instructive value for the present
discrimination claim. The Court in National Pork, however, relied
on an older case that defeats Plaintiffs' claim. See Exxon Corp.
v. Governor of Maryland, 437 U.S. 117, 119-120 (1978) (addressing
a Maryland law that prevented producers or refiners of petroleum
products from operating retail service stations in Maryland).
There, Exxon argued that the "effect of the [Maryland law was] to
protect in-state independent dealers from out-of-state
- 23 - competition." Id. at 125. The Court recognized that all of
Maryland's gasoline supply "flows in interstate commerce" and
there were "no local producers," and, as such, "claims of disparate
treatment between interstate and local commerce would be
meritless." Id. "The Court rejected the refiners' dormant
Commerce Clause challenge because the statute did not affect the
right of only out-of-state entities to compete in the Maryland
market; rather, all independent dealers (in and out-of-state) were
permitted to compete and all refiners were excluded." Walgreen
Co., 405 F.3d at 59 (citing Exxon, 437 U.S.at 127).
So too, here. "[A] neutral law that 'regulates
even-handedly' by treating interstate and intrastate commerce the
same does not discriminate against interstate commerce simply
because it affects more out-of-state businesses than in-state
ones." Truesdell, 80 F.4th at 769 (citations omitted); see also
Pike, 397 U.S. at 142; Exxon, 437 U.S. at 126. Plaintiffs'
arguments on this point are no different than those the Court
squarely rejected in Exxon over 40 years ago. The mere fact that
a statute's requirements fall solely on interstate companies does
not lead "to a conclusion that the State is discriminating against
interstate commerce." Exxon, 437 U.S. at 125. Plaintiffs have
not demonstrated that the Massachusetts Act affirmatively grants
in-state pork producers a "competitive advantage over out of state
dealers." See id. at 126. Thus, Plaintiffs have not "satisfied
- 24 - their initial burden of showing that [the Massachusetts Act] is
discriminatory in effect." See Cherry Hill, 505 F.3d at 34.
Still, Plaintiffs urge us that this case is factually
similar to Jenkins. There, we held unconstitutional a
Massachusetts statute ("Section 19F") which established
differential methods for distribution of wine within
Massachusetts. Jenkins, 592 F.3d at 5. That statute provided
that "large" wineries, that is, those producing more than 30,000
gallons of grape wine annually, could only sell their wine either
through wholesalers or directly to consumers. Id. at 8. By
contrast, "small" wineries could simultaneously sell their wine
through wholesaler distribution, through retail distribution, and
by shipping directly to consumers. Id. Section 19F was "neutral
on its face," as it "[did] not, by its terms, allow only
Massachusetts wineries to distribute their wines through a
combination" of the methods mentioned above. Id. at 5.
"Section 19F instead use[d] a very particular gallonage cap to
confer [a] benefit upon 'small'" wineries, which included all
Massachusetts wineries, "as opposed to 'large' wineries," which
were all located outside of Massachusetts. Id. We held that
Section 19F violated the dormant Commerce Clause chiefly because
the gallonage cap (1) had the ultimate effect of "enabl[ing]
Massachusetts's wineries to gain market share against their
out-of-state competitors," while simultaneously "burden[ing] all
- 25 - the larger out-of-state competitors" and (2) "conferred a
competitive advantage upon Massachusetts wineries by design."9 Id.
at 12-13.
Jenkins is distinguishable from the instant case.
There, we found that the evidence presented by the plaintiffs
demonstrated that Section 19F created a "competitive advantage" to
in-state wineries, and a "comparative disadvantage" for
out-of-state wineries. See id. at 11. Massachusetts wineries
did, in fact, take advantage of the benefits conferred by
Section 19F, with most Massachusetts' wineries obtaining the
"small" wineries license and distributing "71 percent [of their
annual production] through retail outlets," a benefit not
conferred to "large" wineries. Id. at 4, 11-12. We also found
that, by "[c]ombining [] distribution methods," Massachusetts
wineries could sell wines "at maximum efficiency because they
serve[d] complementary markets." Id. at 11. "'[S]mall' wineries'
distribution costs [were also lowered] because they [could] choose
Plaintiffs cite Hunt v. Washington State Apple Advert. 9
Comm'n for the same proposition. See 432 U.S. 333, 340 (1977). There, North Carolina adopted a regulation, "unique in the 50 States," which required all closed containers of apples sold in the state to display either the "applicable USDA grade or none at all." Id. at 337. But that case, too, is inapposite, as the statute at issue there "ha[d] the effect of stripping away from [another state's] apple industry the competitive and economic advantages it ha[d] earned for itself through its expensive inspection and grading system." Id. at 351. Plaintiffs do not, and cannot, point to any similar reputational "leveling effect" here. See id.
- 26 - which method or combination of methods [would] be most
cost-effective for a particular wine." Id. By contrast,
out-of-state, "large" wineries faced "comparatively greater
distribution costs because they [could not] always distribute a
given wine through the most cost-effective method." Id. at 12.
"Large" wineries' option to choose between wholesaler distribution
or direct shipping also implied a "significant loss of potential
profits, since using a single method result[ed] in a comparative
loss of consumer sales." Id.; contrast id. with Cherry Hill, 505
F.3d at 38-39 (finding that plaintiffs did not satisfy their burden
of showing that a Maine law that allowed wineries to conduct direct
sales to consumers only in face-to-face transactions was
discriminatory in effect, as plaintiffs failed to present evidence
that the law protected Maine vineyards or harmed out-of-state
wineries).
No "substantial" evidence of discriminatory effect,
either of advantage to in-state producers or disadvantage to
out-out-state producers, is present here. See Cherry Hill, 505
F.3d at 36. Plaintiffs contend that Massachusetts farmers will
obtain competitive advantage from the Massachusetts Act, as they
will "gain[] a larger market share [in Massachusetts]
uninterrupted by any cost, delay, or burden associated with the
Act." Plaintiffs' contention that the Act substantially
disadvantages out of state farmers, however, is not supported by
- 27 - specific citations to record material. The summary judgment
record, in fact, squarely refutes this allegation: Massachusetts
pork production decreased from 2021 to 2022, the year the
Massachusetts Act went into effect.10
In Cherry Hill, we highlighted the important distinction
between regulatory schemes that "explicitly discriminate against
out-of-state goods or products" and those that do not. 505 F.3d
at 36. Because the Maine statute at issue "flatly outlaw[ed] any
and all direct shipping of wine" for both "in-state" and
"out-of-state wineries," we rejected plaintiffs' dormant Commerce
Clause challenge. Id. at 30; 35-36.11 Like Maine, Massachusetts
has flatly outlawed a particular practice. Both Massachusetts and
out-of-state producers must abide by the same regulations, and the
Massachusetts Act does not favor local groups over similarly
We note that an amicus brief filed by another major pork 10
producer presents data that is consistent with the record in this case. See Br. for Perdue Premium Meat Company, Inc. D/B/A Niman Ranch as Amicus Curiae Supporting Appellees at 11-14 (explaining that Tysons Foods, one of the world's largest meat processing companies, conceded that the materially identical California law discussed in National Pork did not harm the company's operations and Seaboard Foods, which maintains a herd of 7.2 million hogs, reported increased sales after the California law took effect). "[Cherry Hill] only addressed the kind of showing required 11
when a statute is challenged as discriminatory in effect but is concededly non-discriminatory in purpose." Jenkins, 592 F.3d at 11 n.11 (citing Cherry Hill, 505 F.3d at 36). Here, we need not, and do not, comment on "whether a lesser showing might suffice when a law is allegedly discriminatory in both effect and purpose," as we have already concluded that the Massachusetts Act is not discriminatory in purpose. See id.
- 28 - situated out-of-Commonwealth farmers or producers. Cf. Walgreen
Co., 405 F.3d at 55-60 (invalidating, on dormant Commerce Clause
grounds, a Commonwealth of Puerto Rico statute requiring all
pharmacies seeking to open or relocate within Puerto Rico to obtain
a "certificate of necessity and convenience," but exempting
existing pharmacies from such certificate requirement).12 In
short, the Massachusetts Act does not establish different "playing
fields" for in and out-of-state interests. See id. at 58.
Massachusetts "market share previously enjoyed by one group of
profit-seeking, out-of-state businesses (farmers who stringently
confine pigs and processors who decline to segregate their
products) [may] be replaced by another (those who raise and trace
[the Massachusetts Act]-compliant pork)." See Nat'l Pork, 598
U.S. at 385. The dormant Commerce Clause does not protect against
this reality. See id. (citing Exxon, 437 U.S. at 127).
We thus discern no error in the district court's decision
on this issue.
12In fact, Massachusetts asserts that the Massachusetts Act is, taken as a whole, more burdensome on Massachusetts farmers than out-of-state farmers. Massachusetts farmers can neither confine pigs in gestation crates nor sell those pigs. Mass. Gen. Laws Ann., ch. 129, App. §§ 1-2, 1-3. Out-of-state farmers can still confine pigs in gestation crates, they just cannot sell those specific, non-compliant pork products within Massachusetts.
- 29 - ii. Pike
The Supreme Court has recognized that, even where a state
law is not facially discriminatory, its "practical effects may
also disclose the presence of a discriminatory purpose." Nat'l
Pork, 598 U.S. at 377. The Court articulated the "practical
effects" test in Pike v. Bruce Church, Inc., holding that "[w]here
the statute regulates even-handedly to effectuate a legitimate
local public interest, and its effects on interstate commerce are
only incidental, it will be upheld unless the burden imposed on
such commerce is clearly excessive in relation to the putative
local benefits." See 397 U.S. at 142. Such a statute "engenders
a lower level of scrutiny." All. of Auto. Mfrs., 430 F.3d at 35
(citing Pharm. Rsch. & Mfrs. of Am. v. Concannon, 249 F.3d 66, 80
(1st Cir. 2001), aff'd sub nom. Pharm. Rsch. & Mfrs. of Am. v.
Walsh, 538 U.S. 644, (2003)).
Plaintiffs contend that the district court improperly
entered summary judgment on their Pike claim. To succeed on a
Pike theory, Plaintiffs "must demonstrate that a challenged law
imposes a 'substantial' or 'significant' burden on interstate
commerce before Pike balancing can occur." Flynt v. Bonta, 131
F.4th 918, 925 (9th Cir. 2025). "Plaintiffs here face a heavy
burden: 'the Supreme Court has not invalidated a law under Pike in
- 30 - more than 30 years.'" Id. at 931 (quoting Truesdell, 80 F.4th at
773) (citation modified).
The district court relied on National Pork in ruling on
the Pike issue, noting:
The Supreme Court ruled that "harm to some producers' favored methods of operation" did not rise to a "substantial harm to interstate commerce," and that "increased production expenses" cannot be compared by a court to "noneconomic" state benefits. Further, the Court explained, "judges often are 'not institutionally suited to draw reliable conclusions of the kind that would be necessary . . . to satisfy [the] Pike' test as petitioners conceive it."
Triumph Foods, LLC, 715 F. Supp. 3d at 151 (first quoting Nat'l
Pork, 598 U.S. at 385-87; then quoting id. at 380-81; and then
quoting id. at 380).
Plaintiffs argue that the district court incorrectly
relied on a portion of the National Pork opinion that was joined
by "only three justices." Because that portion was not the
majority's opinion, the argument goes, the district court erred in
"refus[ing] to engage in any Pike analysis." In response,
Massachusetts avers that "[a] majority of the [National Pork] Court
affirmed the Rule 12(b)(6) dismissal of a Pike challenge to
California's materially identical law. Appellants' Pike
challenge, based on indistinguishable allegations and evidence,
was therefore correctly rejected." We agree.
- 31 - The record makes clear that the district court engaged
with Plaintiffs' Pike claims both at oral argument and in its
February 5, 2024 Order. Triumph Foods, LLC, 715 F. Supp. 3d at
151. While the district court did not apply the Pike balancing
test, it did determine that the California state statute at issue
in National Pork was "nearly identical" to the Massachusetts Act
at issue here. Id. (citing Nat'l Pork, 598 U.S. at 367). Having
reached that conclusion, the district court was under no obligation
to apply the Pike test.13 Because we hold that the Massachusetts
Act is not discriminatory, the National Pork holding is
dispositive.
In National Pork, five justices concluded that the
petitioners' Pike claim failed, but they were unable to agree on
a single rationale for that holding. 598 U.S. at 390-91. Justice
Gorsuch, in a plurality opinion joined by Justices Thomas,
Sotomayor, and Kagan, reasoned that, because the petitioners
"The Justices in [National Pork] . . . agreed that whether 13
a law imposes a substantial burden on interstate commerce is a threshold inquiry, although given the fractured nature of the Court's decision on the Pike question, there is no portion of any opinion on this point that commanded a majority." Flynt, 131 F.4th at 925 (first citing Nat'l Pork, 598 U.S. at 383 (plurality); then citing id. at 393 (Sotomayor, J., concurring) ("Alleging a substantial burden on interstate commerce is a threshold requirement that plaintiffs must satisfy before courts need even engage in Pike's balancing and tailoring analyses."); then citing id. at 394 (Barrett, J., concurring) (similar); and then citing id. at 395 (Roberts, C.J., concurring in part and dissenting in part) (similar)).
- 32 - failed to "plead facts 'plausibly' suggesting a substantial harm
to interstate commerce," the Pike claim could not proceed. Id. at
385. In a separate plurality, Justice Gorsuch, joined by Justices
Thomas and Barrett, concluded that this claim failed because the
alleged "costs" and "benefits" of the California law were
incommensurable, as economic burdens could not be weighed against
noneconomic benefits. Id. at 380-82.
Plaintiffs claim, however, that five justices would have
upheld the Pike claim in National Pork: the four justices in
dissent, Chief Justice Roberts, along with Justices Alito,
Kavanaugh, and Jackson, as well as Justice Barrett in her
concurrence. Plaintiffs cite United States v. Johnson, 467 F.3d
56 (1st Cir. 2006), to suggest that we should combine their
separate opinions to uphold a Pike claim here. But putting aside
any lurking issues regarding the application of the framework set
forth in Marks v. United States, 430 U.S. 188 (1977), see Johnson,
467 F.3d at 62-64, Plaintiffs are simply incorrect that there were
five votes to uphold a Pike claim in National Pork. See 467 F.3d
56, 62-64 (1st Cir. 2006). Justice Barrett did agree with the
dissenters that the complaint in National Pork plausibly alleged,
as a matter of fact, a substantial burden on interstate commerce.
598 U.S. at 393-94 (Barrett, J., concurring). Nevertheless, she
concurred in the judgment that the petitioners there failed to
state a Pike claim as a matter of law because the benefits and
- 33 - burdens of the state law were incommensurable. Id. The benefits
and burdens Plaintiffs point to here are indistinguishable from
those alleged in National Pork, so Justice Barrett's concurrence
cannot be combined with the dissenting opinion to save the day for
Plaintiffs.
The Court in National Pork ultimately declined the
"petitioners' incautious invitation[]" to "prevent a State from
regulating the sale of an ordinary consumer good within its own
borders on nondiscriminatory terms." Id. at 390-91. We follow
the rationale in National Pork to resolve the matter before us.
Because the Massachusetts Act is not discriminatory, we find that
Plaintiffs' claim also "falls well outside Pike's heartland." See
id. at 380. For these reasons, we agree with the district court's
decision to enter summary judgment against the Plaintiffs on the
C. Preemption
Plaintiffs alleged that both the FMIA and the PSA preempt
the Massachusetts Act's enforcement. At summary judgment, the
district court held that the Massachusetts Act was not preempted.
Triumph Foods, LLC, 742 F. Supp. 3d at 66. We review the district
court's entry of summary judgment de novo to determine whether
Massachusetts is entitled to judgment as a matter of law. See
- 34 - McCoy, 59 F.4th at 504 (citing Cruz v. Mattis, 861 F.3d 22, 24
(1st Cir. 2017)).
"[C]ongressional enactments may preempt conflicting
state laws." Nat'l Pork, 598 U.S. at 368 (citing U.S. Const. art.
VI, cl. 2). "Federal preemption of a state law . . . 'may be
either express or implied.'" Nw. Selecta, Inc. v. González-Beiró,
145 F.4th 9, 15 (1st Cir. 2025) (quoting Bower v. Egyptair Airlines
Co., 731 F.3d 85, 92 (1st Cir. 2013)). "When a federal statute
has an express preemption clause, 'we do not invoke any presumption
against [preemption].'" Id. (alteration in original) (quoting
Puerto Rico v. Franklin Cal. Tax-Free Tr., 579 U.S. 115, 125
(2016)). Rather, we focus on the plain wording of the clause.
See id. (quoting Chamber of Com. of U.S. v. Whiting, 563 U.S. 582,
594 (2011)). We also look to the "preemption clause's statutory
context and the statute's overall purpose." Id.
"Conflict preemption," on the other hand, "may occur
'where the challenged state law stands as an obstacle to the
accomplishment and execution of the full purposes and objectives
of Congress.'" Pub. Int. Legal Found., Inc. v. Bellows, 92 F.4th
36, 52 (1st Cir. 2024) (quoting Arizona v. United States, 567 U.S.
387, 399 (2012)). "What is a sufficient obstacle is a matter of
judgment, to be informed by examining the federal statute as a
whole and identifying its purpose and intended effects." Me.
Forest Prods. Council v. Cormier, 51 F.4th 1, 6 (1st Cir. 2022)
- 35 - (quoting Crosby v. Nat'l Foreign Trade Council, 530 U.S. 363, 373
(2000)).
i. The FMIA
As we have previously explained, the district court
ruled that one portion of the Massachusetts Act -- the
"slaughterhouse exception" -- violated the dormant Commerce
Clause. Accordingly, it severed that provision. Plaintiffs argue
that, given that severance, the Massachusetts Act is expressly
preempted and preempted by conflict under the FMIA. Hearing
Plaintiffs' arguments post-severance, the district court held that
"Congress ha[d] not preempted the state law in question" and
granted summary judgment to Massachusetts. Triumph Foods, LLC,
742 F. Supp. 3d at 66.
The FMIA is a federal statute which "regulates the
inspection, handling, and slaughter of livestock for human
consumption." Nat'l Meat Ass'n v. Harris, 565 U.S. 452, 455
(citing 21 U.S.C. § 601 et seq.). "The FMIA regulates a broad
range of activities at slaughterhouses to ensure both the safety
of meat and the humane handling of animals." Id. Meat processing
facilities are inspected under the FMIA and the United States
Department of Agriculture Food Safety and Inspection Service
- 36 - examines the product, facilities, and records of the processing
facilities. The FMIA's express preemption clause provides:
Requirements within the scope of [the FMIA] with respect to premises, facilities and operations of any [FMIA-inspected] establishment . . . which are in addition to, or different than those made under [the FMIA] may not be imposed by any State . . . .
21 U.S.C. § 678.
The district court concluded that the Massachusetts Act
is not preempted because it does not regulate how a slaughterhouse
operates or prohibit a slaughterhouse from processing meat that
does not comply with the Massachusetts Act. Triumph Foods, LLC,
742 F. Supp. 3d at 70. In so holding, the district court provided
an overview of National Meat Ass'n v. Harris, 565 U.S. 455, a 2012
case in which the Court reviewed whether the FMIA expressly
preempted a California provision (the "California Act") that
regulated slaughterhouses within the state. 565 U.S. at 452.
There, the California Act contained, in relevant part, a provision
that banned the "process, butcher, or [sale of] meat or products
of nonambulatory animals for human consumption." See id. at 459
(quoting Cal. Penal Code § 599f(b)). The Court held that the
California Act was expressly preempted by the FMIA because the
California Act "substitute[d] a new regulatory regime" for the one
the FMIA prescribed. Id. at 460. The Court further held that
although "the FMIA's preemption clause does not usually foreclose
- 37 - 'state regulation of the commercial sales activities of
slaughterhouses,' the California Act's sales ban was "a criminal
proscription calculated to help implement and enforce each of the
section's other regulations," and was thus preempted by the FMIA.
Id. at 463-64.
Plaintiffs rely on the National Meat holding for much of
their preemption argument. Because the Massachusetts Act
"directly regulates FMIA regulated facilities," the argument goes,
the Massachusetts Act is prohibited by the Supremacy Clause and
the FMIA's express preemption clause. In advancing these
arguments, Plaintiffs suggest that the Massachusetts Act functions
in the same way as the California Act struck down in National Meat.
By contrast, Massachusetts argues that Plaintiffs' "express
preemption argument fails because they identify no 'requirements'
'within the scope' of the FMIA that the [Massachusetts] Act imposes
on slaughterhouses." Plaintiffs also contend that the
Massachusetts Act "adds a class of adulteration unrecognized in
federal law by predetermining what meat may be sold."
Again, the California Act examined by National Meat
specifically provided: "No slaughterhouse shall process, butcher,
or sell meat or products of nonambulatory animals for human
consumption." Nat'l Meat Ass'n, 565 U.S. at 459 (quoting Cal.
Penal Code Ann. §599f (West 2010)). This language was in direct
contention with the FMIA's proscriptions, which include that a
- 38 - "slaughterhouse may hold (without euthanizing) any nonambulatory
pig that has not been condemned [a]nd the slaughterhouse may
process or butcher such an animal's meat for human
consumption . . . ." Id. at 460 (internal citation omitted).
The California Act at issue in National Meat is
fundamentally different than the Massachusetts Act. See Triumph
Foods, LLC, 742 F. Supp. 3d at 70. "[T]he Act here only bans the
sale of noncompliant pork meat; it does not regulate how a
slaughterhouse operates." Id. Plaintiffs do not identify any
operational requirement in the Massachusetts Act, nor could they.
And the FMIA's express preemption provision applies only to
"[r]equirements within the scope of [the FMIA]." See 21 U.S.C.
§ 678.
Indeed, the Supreme Court in National Meat expressly
disavowed that its holding means what Plaintiffs now say it means.
See 565 U.S. at 462-463. The Court stated that the record before
it did not "disclose whether [the California Act's] ban on purchase
ever applies beyond the slaughterhouse gate." Id. "And because
that [was] so, [the Court had] no basis for deciding whether the
FMIA would preempt it." Id. By contrast, the Massachusetts Act
explicitly applies "beyond the slaughterhouse gate." See id.; see
also Mass. Gen. Laws Ann., ch. 129, App. § 1-4(c) ("[A] covered
animal shall not be deemed to be 'confined in a cruel manner'
during: . . . Slaughter in accordance with any applicable
- 39 - laws . . . ."). In short, unlike National Meat California Act,
the Massachusetts Act regulates pork production, rather than pork
inspection. The FMIA regulates only the latter and "Congress has
yet to adopt any statute that might displace . . . laws regulating
pork production . . . ." See Nat'l Pork, 598 U.S. at 368.
We also conclude that the Massachusetts Act does not
create a "class of adulteration unrecognized in [the FMIA]." See
Va. Uranium, Inc. v. Warren, 587 U.S. 761, 790-91 (2019) (Ginsburg,
J., concurring)(citing Nat'l Meat Ass'n, 565 U.S. at 465, 467)("The
distinction drawn in National Meat . . . supports this conclusion:
A state law regulating an upstream activity within the State's
authority is not preempted simply because a downstream activity
falls within a federally occupied field."); see also Br. for Perdue
Premium Meat Company, Inc. D/B/A Niman Ranch as Amicus Curiae
Supporting Appellees at 9 ("Producers have used segregation and
tracing mechanisms for years to provide consumers with premium
pork products that follow organic, non-GMO, specific breeds, and
other unique specifications.").
As for Plaintiffs' conflict preemption claim, we find
that the Massachusetts Act is not preempted by conflict with the
FMIA. The Massachusetts Act does not "render it impossible to
comply with the [FMIA], nor serve as an obstacle to its purposes
and objectives." See Iowa Pork Producers Ass'n v. Bonta, No.
- 40 - 22-55336, 2024 WL 3158532, at *5 (9th Cir. June 25, 2024), cert.
denied, No. 24-728, 2025 WL 1787818 (June 30, 2025).
Accordingly, we hold that the Massachusetts Act is not
preempted by the FMIA.
ii. The PSA
Plaintiffs also alleged that the Massachusetts Act is
preempted by the Packers and Stockyard Act ("PSA") based on
principles of conflict preemption. The PSA "makes it unlawful
'for any packer or swine contractor' to '[m]ake or give any undue
or unreasonable preference or advantage to any particular person
or locality in any respect, or subject any particular person or
locality to any undue or unreasonable prejudice or disadvantage in
any respect.'" Id.14
Plaintiffs argue that the PSA prevents "'unfair,
discriminatory, or deceptive practices' in the packing
industry . . . ." Re-emphasizing their earlier arguments on
discrimination, Plaintiffs state they must now "source compliant
pigs to gain access to the Massachusetts marketplace and thus must
pay a premium to farmers who meet the demand." Because the
Massachusetts Act does not discriminate, it follows that
14We need not address other claims dismissed by the district court -- including injunctive and declaratory relief -- to which Plaintiffs perfunctorily aver. See United States v. Zannino, 895 F.2d 1, 17 (1st Cir. 1990). As those claims are underdeveloped on appeal, they are waived. See id.
- 41 - Plaintiffs' PSA preemption claim, based wholly on discrimination
grounds, fails. The Massachusetts Act "does not require packers
or wholesalers to favor or disfavor any pork producers based on
their location. It instead prohibits packers and wholesalers from
selling non-compliant pork meat in [Massachusetts], regardless of
where such meat originates." Id. The Massachusetts Act does not
"render it impossible to comply with the [PSA], nor serve as an
obstacle to its purposes and objectives." See id.
Accordingly, we hold that neither the FMIA nor the PSA
preempts the Massachusetts Act.
D. Full Faith and Credit Clause
Plaintiffs allege that the Massachusetts Act is in
"direct conflict" with the "Right to Farm" laws that exist in
several states where the Plaintiffs operate, such as in Missouri,
Wyoming, and Indiana. See Mo. Const. art. I, § 35; Wyo. Stat.
Ann. § 11-44-104 (2025); 345 Ind. Admin. Code 14-2-3, 14-2-4
(2025). For this reason, Plaintiffs contend that the Massachusetts
Act violates the Full Faith and Credit Clause.
The Full Faith and Credit Clause of the United States
Constitution provides, in pertinent part, that "Full Faith and
Credit shall be given in each State to the public Acts, Records,
and judicial Proceedings of every other State." U.S. Const. art.
IV, § 1. "A statute is a public Act within the meaning of the
Full Faith and Credit Clause." Franchise Tax Bd. v. Hyatt, 578
- 42 - U.S. 171, 176 (2016) (internal citations and quotations omitted).
A State, however, is not required to "substitute for its own
statute, applicable to persons and events within it, the statute
of another State reflecting a conflicting and opposed policy."
Id. (quoting Carroll v. Lanza, 349 U.S. 408, 412 (1955)). The
Supreme Court has noted that a State's decision to decline to apply
another State's statute cannot be preceded by that State's adoption
of a "policy of hostility to the public Acts of [the] other State."
Id. (citation modified).
The Massachusetts Act does not ban farming practices in
the states Plaintiffs have cited as having Right to Farm laws.
Rather, the Massachusetts Act bans the sale of products resulting
from certain practices in Massachusetts. Mass. Gen. Laws Ann.,
ch. 129, App. § 1-3. Because these out-of-state farmers are free
to continue with their current farming practices, it is our view
that the Massachusetts Act does not constitute a "policy of
hostility" to their "Right to Farm" laws. See Hyatt, 578 U.S. at
176.
We thus find that the Massachusetts Act does not violate
the Full Faith and Credit Clause.
E. Due Process Clause
Plaintiffs argue that the Massachusetts Act is
"unconstitutionally vague" in violation of the Due Process Clause
because (i) "it fails to define what it means to 'engage in the
- 43 - sale' of the prohibited pork product" and (ii) it fails "to specify
the square footage requirements for a breeding pig to 'turn around
freely.'" They posit that it is unclear whether "engaging" in a
sale refers only to those who "sell" or includes all those who
participate in the supply chain. Plaintiffs also allege that,
because sows are not "one size fits all," their ability to "turn
around freely" varies. As such, Plaintiffs are unable to discern
whether the shipment of their pork products into Massachusetts
will be compliant with the Massachusetts Act.
A statute can be unconstitutionally vague in two
circumstances. "First, if it fails to provide people of ordinary
intelligence a reasonable opportunity to understand what conduct
it prohibits. Second, if it authorizes or even encourages
arbitrary and discriminatory enforcement." Hill v. Colorado, 530
U.S. 703, 732 (2000) (citing Chicago v. Morales, 527 U.S. 41, 56-57
(1999)). Specifically, "'enactments with civil rather than
criminal penalties' are held to a less exacting vagueness standard
'because the consequences of imprecision are qualitatively less
severe.'" McCoy, 59 F.4th at 509 (quoting Vill. of Hoffman Estates
v. Flipside, Hoffman Ests., Inc., 455 U.S. 489, 495 (1982)).
The Massachusetts Act defines a "sale" as "a commercial
sale by a business that sells any item covered [by the
Massachusetts Act]," subject to certain exceptions. Mass. Gen.
Laws Ann., ch. 129, App. § 1-5 (emphasis added). Moreover, a sale
- 44 - "shall be deemed to occur at the location where the buyer takes
physical possession of an item covered by [the Act]." Id. In our
view, a person of "ordinary intelligence" will most likely
understand from this definition that the Massachusetts Act
specifically prohibits sellers from "engaging in the sale" of the
products prohibited by the Act. See id. We find it unlikely for
this provision to be interpreted as being applicable to all those
who participate in the supply chain, as Plaintiffs argue in their
Brief. We thus disagree with Plaintiffs' argument that this phrase
renders the Massachusetts Act unconstitutionally vague.
We also disagree with Plaintiffs' contention that the
requirement that sows must be able to "turn around freely" is
unconstitutionally vague. As contended by Massachusetts, the
Massachusetts Act clearly defines "turning around freely" as
"turning in a complete circle without any impediment, including a
tether, and without touching the side of an enclosure or another
animal." Mass. Gen. Laws Ann., ch. 129, App. § 1-2. We find that
this definition clearly states the standard that pig farms must
follow to comply with this requirement. The lack of square footage
requirements in this provision, therefore, does not render it
unconstitutionally vague.
Accordingly, we find that the Massachusetts Act is not
- 45 - F. Import-Export Clause
Plaintiffs argue that "the [Massachusetts] Act
essentially imposes a duty or tax on out-of-state goods through
its imposition of a particular method of raising pigs," in
violation of the Import-Export Clause of the United States
Constitution. See U.S. Const. art I, § 10, cl. 2. In its response,
Massachusetts explains that the application of the Import-Export
Clause is limited to products imported from foreign countries, not
other states.
We agree with Massachusetts. The Import-Export Clause
prohibits States from "lay[ing] any Imposts or Duties on Imports
or Exports" without the consent of Congress. U.S. Const. art I,
§ 10, cl. 2. "[T]he Import-Export Clause was long ago held to
refer only to international trade." Tenn. Wine and Spirits Retail.
Ass'n v. Thomas, 588 U.S. 504, 516 (2019) (citing Woodruff v.
Parham, 75 U.S. 123, 136-137 (1869)). In a textual and historical
analysis of the Constitution, the Court in Woodruff explained that
"the words imports and imposts were used with exclusive reference
to articles imported from foreign countries." 75 U.S. at 133.
The Supreme Court therefore concluded that "no intention existed
to prohibit, by [the Export-Import Clause], the right of one State
to tax articles brought into it from another." Id. at 136.
Plaintiffs ask us to apply the Import-Export Clause to prevent
Massachusetts from "essentially impos[ing] a duty or tax" on goods
- 46 - imported by other States. Because the Import-Export Clause does
not bar states from imposing taxes or duties on imports from other
States, we conclude that the Massachusetts Act does not violate
the Import-Export Clause. Id. at 133.
V. Conclusion
For the foregoing reasons, we affirm.
- 47 -
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