Tritek Technologies, Inc. v. United States

63 Fed. Cl. 740, 2005 WL 318688
CourtUnited States Court of Federal Claims
DecidedFebruary 7, 2005
DocketNo. 02-255C
StatusPublished
Cited by26 cases

This text of 63 Fed. Cl. 740 (Tritek Technologies, Inc. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tritek Technologies, Inc. v. United States, 63 Fed. Cl. 740, 2005 WL 318688 (uscfc 2005).

Opinion

OPINION AND ORDER

DAMICH, Chief Judge.

This matter is before the Court on the Plaintiffs Motion to Preclude Defendants from Relying Upon Summary Judgment Arguments Not Identified in Response to Plaintiffs Contention Interrogatories or in the Alternative, Motion for Reconsideration. For the reasons discussed below, the Court GRANTS-IN-PART and DENIES-IN-PART Plaintiffs motion.

I. Background

Tritek Technologies, Inc. (hereinafter “Plaintiff’) owns U.S. Pat. No. 5,398,922 (“the ’922 patent”) directed to a feeder system for a mail sorter. Plaintiff filed a complaint for patent infringement on April 2, 2002, alleging the use or manufacture by the United States Postal Service (“USPS”) of the invention claimed in the ’922 patent. Defendant noticed third-party Defendants Northrop Grumman Corporation and Siemens Dematic Corporation, who entered this lawsuit pursuant to rules 14(b) and 14(c) of the Rules of the U.S. Court of Federal Claims (“RCFC”).

On August 15, '2002, the Court issued its Standard Special Procedures for Cases Under 28 U.S.C. § 1498 (hereinafter “SSPO”) which included various procedural requirements intended to promote inexpensive, efficient, and just litigation. Paragraph 11(a) of the SSPO imposes a requirement that “any party claiming patent infringement ... shall serve upon all parties a ‘Claim Chart.’ ” The SSPO further requires that the Claim Chart “identify] ... each ... apparatus ... which allegedly infringes each claim [and] whether such infringement is claimed to be literal or under the doctrine of equivalents.” Subsequent amendments to the Claim Chart are governed by paragraph 11(c), which states the “[a]mendments of a Claims [sic] Chart ... may be made only on stipulation of all parties or by order of the court, which shall be entered only upon a showing of excusable subsequent discovery of new information or clearly excusable neglect.” (SSPO ¶ 11(c).)

On November 7, 2002, a preliminary status conference was held, during which Defendants stated that “in whatever construction Plaintiff wishes to advance, it is clear that there are certain claim limitations missing in the accused equipment.” (Tr. for November 7, 2002 Joint Prelim. Status Conf. at 7.) On November 15, 2002, Plaintiff served a set of interrogatories on the government. Among the interrogatories were contention interrogatories 10 and 11, which generally sought the government’s non-infringement contentions. More specifically, interrogatory 10 stated:

With respect to each Flat Sorter Product or service identified or listed in the answers to these Interrogatories, as to which infringement is denied by USPS, identify each element, feature, functional characteristic or other matter, if any, upon which USPS intends to rely as a point of difference from the products or methods disclosed and claimed in the ’922 Patent and describe the purpose and use of such feature, element [sic] functional characteristic or other matter.

Interrogatory 11 requested:

Identify and describe fully and in detail each and every feature, limitation, and element, if any, of each of the claims of the ’922 Patent which USPS contends is omitted from each of the products or services identified in the answers to these Interrogatories, and upon which USPS intends to rely as a point of difference in the defense of the plaintiffs charge of patent infringement.1

[742]*742On December 16, 2002, the government responded to the interrogatories, making several objections. In responding to interrogatory 10, the government provided general objections and also specifically stated:

Further, defendant objects to this interrogatory because it is premature for the Government to produce a non-infringement analysis before it has received plaintiffs Claim Chart and Proposed Claim Construction Statement, both due December 26, 2002. The Government needs to have plaintiffs construction as to each limitation of each asserted claim contained in the Proposed Claim Construction Statement before it could properly prepare any non-infringement analysis. Because plaintiff bears the burden of proving infringement, it would be premature for defendant to produce any non-infringement analysis before it has received plaintiffs comprehensive responses to at least Interrogatory Nos. 1 and 2 of Third Party Defendants’ First Set of Interrogatories to Plaintiff Tritek Technologies, Inc., served on November 22, 2002. Defendant will seasonably supplement this interrogatory response.

With regard to interrogatory number 11, Defendant stated that “the Government’s response to this interrogatory is the same as its response to Interrogatory No. 10 above.”

On December 26, 2002, pursuant to paragraph 11 of the SSPO, Plaintiff filed its Claim Chart identifying each claim of the ’922 patent Plaintiff believed was infringed. In the Claim Chart, Plaintiff stated:

[T]he accused devices literally infringe each of the asserted claims. This is true regardless of whether the claims are construed as ‘means plus function’ claims pursuant to 35 U.S.C. § 112, ¶ 6 [sic]. To the extent that the defendants seek to wrongfully limit the claims under the guise of claim construction, there may be an issue as to whether some elements of the claims are found in the accused device under the doctrine of equivalents.

(Plaintiffs Claim Chart at 2.) Plaintiff then proceeded to specifically identify seven claim elements which Plaintiff believed were found equivalently in the accused device, the AFSM-100.

On January 31, 2003, Defendants filed a Motion for Summary Judgment of Non-infringement (hereinafter “the Original MSJ”). This motion was filed prior to claim construction proceedings. On June 9, 2003, the Court issued an order staying the Original MSJ, because the Defendants’ non-infringement arguments relied on claim limitations containing terms with disputed meanings. After receiving briefs and conducting oral argument on claim construction, the Court issued an Opinion & Order on Claim Construction (“the Markman Order”) on December 9, 2003. The Markman Order detailed the meanings of disputed terms in the ’922 patent, and also required the parties to file a joint status report no later than December 23, 2003. Tritek Technologies, Inc. v. United States, 2004 WL 1299571 (Fed.Cl.). The status report was filed, and included among other things, a stipulation by the parties that Plaintiff would be permitted to serve amendments to the Claim Chart, and Defendants would be permitted to serve amendments to their Response Chart until January 9, 2004. Neither an amended Claim Chart nor an amended Response Chart was filed.

In light of the Markman Order, Defendants filed a Renewed Motion for Summary Judgment (hereinafter “the Renewed MSJ”) on April 2, 2004. In the Renewed MSJ, Defendants argued for precluding Plaintiff from offering any argument of infringement under the doctrine of equivalents not specifically set forth in the Claim Chart. Defendants contended that because Plaintiff specifically listed only five limitations in the original Claim Chart for which it alleged infringement under the doctrine of equivalents, Plaintiff was barred from asserting the doctrine for any additional limitations. (See

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Bluebook (online)
63 Fed. Cl. 740, 2005 WL 318688, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tritek-technologies-inc-v-united-states-uscfc-2005.