Tri-Valley Cares v. U.S. Department of Energy

671 F.3d 1113, 42 Envtl. L. Rep. (Envtl. Law Inst.) 20043, 2012 WL 373125, 74 ERC (BNA) 1554, 2012 U.S. App. LEXIS 2394
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 7, 2012
Docket10-17636
StatusPublished
Cited by137 cases

This text of 671 F.3d 1113 (Tri-Valley Cares v. U.S. Department of Energy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tri-Valley Cares v. U.S. Department of Energy, 671 F.3d 1113, 42 Envtl. L. Rep. (Envtl. Law Inst.) 20043, 2012 WL 373125, 74 ERC (BNA) 1554, 2012 U.S. App. LEXIS 2394 (9th Cir. 2012).

Opinion

OPINION

M. SMITH, Circuit Judge:

This case arises out of Plaintiffs-Appellants Tri-Valley CAREs’, Marylia Turner’s, and Janis Kate Turner’s (collectively, Tri-Valley CAREs) second challenge to the sufficiency of the United States Department of Energy’s (DOE) Environmental Assessment (EA) of a prospective “bio-safety level-3” (BSL-3) facility at the Lawrence Livermore National Laboratory (LLNL). In an earlier round of litigation, we upheld all aspects of the DOE’s original EA, except for its failure to consider the impact of a possible terrorist attack. Following our remand, on September 30, 2009, the district court entered summary judgment in the DOE’s favor on the grounds that it had sufficiently revised its Final Revised Environmental Assessment (FREA) to adequately consider the environmental impact of an intentional terrorist attack on the BSL-3 facility at LLNL. On November 18, 2010, Tri-Valley CAREs timely appealed the district court’s decision, petitioning us to require the DOE to prepare an Environmental Impact Statement (EIS), or, in the alternative, to revise its EA, in light of the allegations set forth in its original complaint, to determine whether an EIS is required.

We hold that the DOE took the requisite “hard look” at the environmental impact of an intentional terrorist attack in the manner required by the National Environmental Policy Act (NEPA) and San *1119 Luis Obispo Mothers for Peace v. Nuclear Regulatory Commission, 635 F.3d 1109 (9th Cir.2011). We further hold that the district court did not abuse its discretion in denying Tri-Valley GAREs’ motion to supplement the record. Accordingly, we affirm.

I. FACTUAL AND PROCEDURAL BACKGROUND

A. The LLNL Biosafety Level-Three Facility

On December 16, 2002, the National Nuclear Security Administration (NNSA), an agency within the DOE, authorized the construction of a BSL-3 laboratory at LLNL. Center for Disease Control (CDC) and National Institutes of Health (NIH) guidelines divide biosafety lab operations into four levels: BSL-1 (least hazardous) through BSL-4 (most hazardous). BSL-3 laboratories work with agents that may cause diseases in humans with serious or lethal consequences if untreated, and which have the potential of airborne transmission. Common agents found in BSL-3 facilities include West Nile virus, yellow fever virus, Mycobaterium tuberculosis, and SARS virus. There are more than 1,350 BSL-3 laboratories in the United States. Common examples of BSL-3 facilities include hospital surgical suites, laboratories associated with medical schools, and university research laboratories. At the time of construction, the LLNL BSL-3 facility was the only BSL-3 facility operating in the same facility as a nuclear laboratory.

The DOE decided to undertake the construction of an onsite BSL-3 facility at LLNL because limitations in its BSL-1 and 2 laboratories forced LLNL to conduct its BSL-3 research off-site. This off-site research was difficult and costly because LLNL lacked physical control, and shipping and handling increased the risk of cross-contamination and degradation.

For the new BSL-3 facility, LLNL selected a 1,500 square-foot, prefabricated building to be constructed next to existing BSL-2 facilities. The air-handling system comprised a double High Efficiency Particulate Air-Purifying (HEPA) air filtration system, as is consistent with CDC guidelines. Each HEPA filter removes at least 99.97 percent of bioagents. The facility also has additional safeguards against pathogenic breach, including a ventilation system that would draw the contaminated air back into the facility, a backup power system that would enable employees to shut down portions of the contaminated part of the facility, and a “zone-tight” system that would prevent any air flow in the facility in the event of a total power loss.

B. The 2002 Original Environmental Assessment

The DOE performed an EA for the proposed LLNL BSL-3 laboratory, pursuant to NEPA. The EA considered the environmental impacts of the BSL-3 laboratory on a wide range of issues, including human health, ecological resources, transportation, waste management, geology, soils and seismology, noise, and air quality. The EA also discussed how CDC and NIH guidelines govern the facility’s operations and mitigate the risk of infection and accidental release.

In evaluating the public risk potentially caused by the BSL-3 facility, the DOE relied upon three major sources of data: (1) statistics from hundreds of other CDC-registered BSL-3 laboratories; (2) the U.S. Army’s Biological Defense Research Program (BDRP) laboratories; and (3) LLNL’s BSL-1 and -2 laboratories. In addition to examining the normal operations of the aforementioned sources, the EA analyzed potential abnormal impacts *1120 on those sources, using a “catastrophic release” scenario, modeled upon a “Maximum Credible Event” (MCE), simulating the outer bounds of impact caused by a pathogen’s accidental release.

The DOE considered numerous possible methods of assessing the threat of release, but it chose a catastrophic release simulation (a centrifuge analysis), that the Army used to perform a NEPA analysis of its own biological research labs. The catastrophic release model used by the Army also was an MCE type of analysis, which simulated a reasonably foreseeable event with a low likelihood of occurrence, but with high risk. In the Army’s simulated catastrophic release model, a liter of coxiella burnetii (C. burnetii) 1 was hypothetically divided into six centrifuge tubes with loose caps and loose O-rings. When the centrifuge was activated, some of the tubes’ contents would be aerosolized, resulting in the production of almost 10 billion airborne pathogens.

The Army then modeled a plume of the airborne pathogens as it moved through the lab and outside via the ventilation system. In order to produce conservative results, the Army simulated only one HEPA filter, operating at only 95 percent effectiveness. The Army concluded the chance of public exposure to an airborne pathogen, at a 50 percent rate of contracting the disease, was extremely remote.

Using the Army centrifuge model, the DOE concluded that the chances of exposure at the LLNL BSL-3 lab were even more remote than those modeled by the Army because the Army scenario assumed one HEPA filter that was 95 percent effective. The LLNL BSL-3 lab, the DOE reasoned, filters all room air through two HEPA filter banks, each of which is at least 99.97 percent effective. The Army scenario also assumed a lab in close physical proximity to the public, whereas the LLNL BSL-3 lab is one-half mile from the nearest public area. Finally, the Army assumed lower wind speeds than are prevalent at LLNL; higher wind speeds would decrease airborne concentrations more quickly. Based on this analysis, the DOE concluded that even if a catastrophic release were to occur, there would be no significant impact on public health or safety. This conclusion thus led the DOE to issue a Finding of No Significant Impact (FONSI).

C.

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671 F.3d 1113, 42 Envtl. L. Rep. (Envtl. Law Inst.) 20043, 2012 WL 373125, 74 ERC (BNA) 1554, 2012 U.S. App. LEXIS 2394, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tri-valley-cares-v-us-department-of-energy-ca9-2012.