Trew v. Shalala

861 F. Supp. 860, 1994 U.S. Dist. LEXIS 12003, 1994 WL 460480
CourtDistrict Court, D. Nebraska
DecidedAugust 24, 1994
Docket4:CV93-3425
StatusPublished
Cited by3 cases

This text of 861 F. Supp. 860 (Trew v. Shalala) is published on Counsel Stack Legal Research, covering District Court, D. Nebraska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Trew v. Shalala, 861 F. Supp. 860, 1994 U.S. Dist. LEXIS 12003, 1994 WL 460480 (D. Neb. 1994).

Opinion

MEMORANDUM AND ORDER

KOPF, District Judge.

When the Appeals Council in a social security ease considers newly submitted evidence not considered by the administrative law judge (ALJ), the reviewing court is presented with “a peculiar task” because the court “must speculate to some extent on how the administrative law judge would have weighed the newly submitted reports if they had been available for the original hearing.” Riley v. Shalala, 18 F.3d 619, 622 (8th Cir.1994). Such is the situation in this ease.

Larry D. Trew (Trew) appeals from the determination by Donna E. Shalala, Secretary of Health and Human Services (the Secretary), denying him disability insurance benefits and supplemental security income. Trew brought this action in this court contending that the ALJ erred by not correctly assessing the credibility of Trew and his wife, particularly because the ALJ discounted Trew’s subjective complaints of pain.

Considering this case as upon cross-motions for summary judgment, (Filing 6), I shall grant summary judgment in favor of Trew. I find that there is not substantial evidence on the record as a whole, particularly after considering the new evidence, to support the ALJ’s credibility assessment. The credibility assessment was critical to the determination of whether Trew was able to work, and since the burden of proof was on the Secretary to establish that Trew could work, given the ALJ’s “step-four” findings, the denial of benefits was erroneous. However, under these “peculiar” circumstances, remand, as opposed to an outright award of benefits, is the appropriate remedy.

I. BACKGROUND

Trew was born November 1,1938, and was 53 years old at the time of the initial hearing. He complained of the following impairments: a right rotator cuff tear, degenerative changes of the cervical spine, and liver sensitivity to certain materials resulting from exposure to chemical solvents. He did not have a high school education. Until 1990 he had worked all of his adult life doing mechanical labor.

A. THE ALJ’S ULTIMATE FINDINGS

Trew filed an application for supplemental security income benefits under Title XVI of the Social Security Act in the fall of 1990. He filed an application for disability insurance benefits under Title II of the Social Security Act soon thereafter. Both applications were initially denied on December 10, 1991, and again on reconsideration on February 19, 1992.

*862 Trew filed a request for hearing on April 14, 1992. The hearing was held before an ALJ on June 4, 1992, and a supplemental hearing was held on March 3, 1993.

On April 16, 1993, the ALJ issued a decision finding that Trew was not eligible for a period of disability insurance benefits or supplemental security income. By reference to the five-step sequential evaluation process, Bowen v. City of New York, 476 U.S. 467, 470-71, 106 S.Ct. 2022, 2025, 90 L.Ed.2d 462 (1986), I shall summarize the ALJ’s finding.

The ALJ first determined that Trew had not engaged in substantial employment on and after November 9, 1990. (Tr. 26, Findings 1, 2.) This, of course, meant that the ALJ was required to proceed to the next step.

The ALJ then determined that Trew had severe impairments. (Tr. 26, Findings 3, 5, 6.) The ALJ specifically found that Trew suffered from a right rotator cuff tear, degenerative changes of the cervical spine, and liver sensitivity to certain materials. (Tr. 26, Finding 3.) This finding in,turn required the ALJ to proceed to the third step.

The ALJ then found that Trew’s impairments did not meet or equal the impairments set forth in the “Listing of Impairments.” (Tr. 26, Finding 3.) Since Trew was not disabled within the meaning of the “Listing of Impairments”, the ALJ was required to proceed to the fourth step.

At step four, the ALJ assessed Trew’s residual functional capacity and concluded that Trew could not perform his past relevant work as a mechanic and auto body worker, crane operator, truck driver, and farmer. (Tr. 26, Finding 6.) This in turn required the ALJ to proceed to step five.

As the ALJ recognized, the step-four finding required the ALJ to shift the burden of proof to the Secretary “to show that there are other jobs existing in significant numbers in the national economy which [Trew] can perform consistent with his medically determinable impairments and symptoms, functional limitations, age, education[,] work experience, and skills, if any.” (Tr. 20.) See Bradshaw v. Heckler, 810 F.2d 786, 789-90 (8th Cir.1987).

At step five, the ALJ requested that a vocational expert state an opinion about whether Trew could perform other work. (Tr. 144-47; 183-85.) The ALJ asked the vocational expert to assume, among other things, that Trew’s pain, while chronic, would not interfere with his sleep and would permit him to drive his car. (Tr. 143-144) The expert concluded that while the jobs that Trew could perform were “very limited” Trew could perform the job of an insurance estimator. (Tr. 144; 185.)

Accordingly, since Trew could perform the job of an insurance estimator (and there were numerous jobs in the economy for insurance estimators) even with his severe disabilities, the ALJ found at step five that Trew was not disabled. (Tr. 27, Findings 10-13.)

B. THE APPEALS COUNCIL DECISION

Trew asked the Appeals Council to review the ALJ’s decision. As discussed more fully later, Trew submitted to the Appeals Council two medical opinions—one by a medical doctor and one by a chiropractor—which had not been provided to the ALJ. Both medical opinions essentially indicated that Trew was disabled and his right arm was useless.

The Appeals Council explicitly considered the new medical information. (Tr. 5-6.) The Council stated that it had “carefully considered ... the reports from Dr. Kevin Howard and Dr. Mark Jobman, but decided that ... the additional evidence [does not establish] a basis for changing the Administrative Law Judge’s decision.” (Id. at 5.)

C. EVIDENCE OF ROTATOR CUFF INJURY BEFORE ALJ

In order to fully understand Trew’s complaints of pain, and the ALJ’s resolution of the pain issue, it is necessary to understand how Trew began to experience pain.

Trew testified that he began experiencing significant pain in his right shoulder while lifting overhead on May 2,1990. Eventually, he could no longer perform mechanical labor and stopped working on November 9, 1990. *863 The following month, he underwent surgery for a right-rotator-euff tear, followed by months of physical therapy and work-hardening.

Insofar as the rotator cuff injury was concerned, the ALJ found that Trew underwent open decompression and repair of his right rotator cuff following several months of conservative treatment. Physical therapy was initiated in January, 1991.

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Cite This Page — Counsel Stack

Bluebook (online)
861 F. Supp. 860, 1994 U.S. Dist. LEXIS 12003, 1994 WL 460480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/trew-v-shalala-ned-1994.