Tradewind Ins. Co., Ltd. v. Stout

938 P.2d 1196, 85 Haw. 177, 1997 Haw. App. LEXIS 41
CourtHawaii Intermediate Court of Appeals
DecidedMay 2, 1997
Docket16697
StatusPublished
Cited by33 cases

This text of 938 P.2d 1196 (Tradewind Ins. Co., Ltd. v. Stout) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tradewind Ins. Co., Ltd. v. Stout, 938 P.2d 1196, 85 Haw. 177, 1997 Haw. App. LEXIS 41 (hawapp 1997).

Opinion

ACOBA, Judge.

We hold in this appeal by Defendant-Appellant Rosemary H. Stout (Stout) from a November 17, 1992 first circuit court (court) *179 order which became final by stipulated order on September 10, 1993 and granted the motion for summary judgment and declaratory relief of Plaintiff-Appellee, Tradewind Insurance Company, Ltd. (Tradewind), that following the conviction of Tradewind’s insured, Romel Castro (Romel), for attempted second degree murder of Stout, Stout was collaterally estopped from litigating the issue of whether Romel “expected or intended” to cause Stout “bodily injury.”

I.

On October 28, 1991, Tradewind and Island Insurance Company, Ltd. (Island) 1 'filed a complaint for declaratory judgment 2 against Romel, Romel’s parents, Abraham and Marcelina Castro (hereinafter referred to collectively as the Castros), and Stout, as Defendants. The complaint sought, among other relief, a judgment declaring that Tradewind, the insurer under the Castros’ homeowner’s insurance policy (the homeowner’s policy), and Island had no duty to defend or indemnify their insured, Romel 3 and the Castros, or to pay Stout benefits for personal injuries suffered when Stout was shot by Romel on June 30, 1988. The complaint alleged that in a lawsuit for such personal injuries Stout had claimed that Romel “negligently and/or grossly negligently and/or recklessly and maliciously assaulted [her]” and that the Castros “knew [Romel] had threatened to cause bodily injury to teachers but failed to warn [her] of [t]his threat.” Tradewind alleged, however, that Stout’s injuries constituted bodily injury “expected or intended by the insured” or “personal injury arising out of the willful violation of a penal statute ... committed by or with the knowledge or consent of any insured,” excluded from coverage under the homeowner’s policy.

On September 3, 1992, Tradewind and Island moved for summary judgment on their complaint. Stout opposed the motion and argued that her injuries were covered under the homeowner’s policy because Romel was under the influence of drugs at the time of the shooting and unable to rationally govern his conduct. Stout thus contended that Ro-mel did not “expect or intend” to cause Stout bodily harm or to willfully violate a penal statute.

On November 17, 1992, the court granted in part and denied in part summary judgment, ruling, in pertinent part, that (1) the motion as to Romel was granted; (2) Trade-wind and Island 4 had no duty to defend or indemnify Romel; (3) the motion as to the Castros was denied. As a result, the court also ruled that Stout was not entitled to benefits under the homeowner’s policy.

Ultimately, only Stout filed an appeal and her appeal pertains only to the summary judgment in Tradewind’s favor, which relieved it from a duty to defend or indemnify Romel and the potential obligation to pay Stout benefits under, the homeowner’s policy. 5

*180 II.

A summary judgment order is reviewed on appeal under the same standard applied by the trial court. State v. Tradewinds Elec. Serv. and Contracting, Inc., 80 Hawai'i 218, 222, 908 P.2d 1204, 1208 (1995). Consequently, we must determine whether viewing all the evidence in a light most favorable to the non-moving party, there is no genuine issue as to any material fact and the moving party has clearly demonstrated that it is entitled to judgment as a matter of law. Id.; Hawai'i Rules of Civil Procedure (HRCP) Rule 56(e).

Initially, we note that only Exhibit C of Tradewind’s motion is properly certified under HRCP Rule 56(e). 6 None of the other exhibits submitted by Tradewind, 7 by Romel and the Castros, 8 or by Stout, 9 were properly sworn to or certified. See Fuller v. Pacific *181 Medical Collections, Inc., 78 Hawai'i 213, 891 P.2d 300 (App.1995) (holding that mere statements in affidavits referring to exhibits do not authenticate exhibits referred to unless affidavit indicates affiant was qualified to swear to or certify exhibits); Wolfer v. Mutual Life Ins. Co., 3 Haw.App. 65, 641 P.2d 1349 (1982) (documents unsworn and uncerti-fied to cannot be considered on a motion for summary judgment); Munds v. First Ins. Co., 1 Haw.App. 104, 614 P.2d 408 (1980) (holding that copy of complaint attached to motion for summary judgment, neither sworn to nor certified, violated HRCP Rule 56(e)); DeMund v. Lum, 1 Haw.App. 443, 620 P.2d 270 (1980) (holding that provision of rule requiring that documents forming basis for motion for summary judgment should be either certified or sworn to is mandatory).

However, we may refer to certain material facts alleged in the complaint which were admitted in the Defendants’ answers and are thus not in dispute. Cf. Han v. Yang, 84 Hawai'i 162, 931 P.2d 604 (App.1997) (holding that “factual assertions in a complaint are judicial admissions that bind a party and that the admitted facts in a complaint are removed from the field of controversy”).

The following were such facts in this case.

On June 30, 1988, Romel shot Stout while she was teaching a summer school English class at Aiea High School in Honolulu on the island of O'ahu. At the time of the shooting, Romel was eighteen years old and living with his parents. Following the shooting, Romel was indicted for attempted second degree murder and a firearms violation.

On February 2,1990, Romel was convicted by a jury of attempted second degree murder pursuant to HRS §§ 705-500 (1993), 707-701.5(1) (1993) and 706-656 (Supp.1988), and a firearms violation pursuant to HRS § 134-6 (Supp.1988). On April 24,1990, Romel was sentenced to life imprisonment with the possibility of parole.

On June 26, 1990, Stout filed a civil complaint for personal injuries against Romel, the Castros, and various Doe defendants.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Shores v. Hayashi
D. Hawaii, 2023
Freddy Nobriga Enterprises, Inc. v. State, Department of Hawaiian Home Lands
295 P.3d 993 (Hawaii Intermediate Court of Appeals, 2013)
Remigio v. Ortiz
211 P.3d 90 (Hawaii Intermediate Court of Appeals, 2009)
Nationwide Mutual Fire Insurance v. Stanley
403 F. Supp. 2d 638 (E.D. Tennessee, 2005)
Exotics Hawai'i-Kona, Inc. v. E.I. DuPont De Nemours & Co.
90 P.3d 250 (Hawaii Supreme Court, 2004)
SCI Management Corp. v. Sims
71 P.3d 389 (Hawaii Supreme Court, 2003)
Allstate Insurance v. Takeda
243 F. Supp. 2d 1100 (D. Hawaii, 2003)
Flores v. Barretto
54 P.3d 441 (Hawaii Supreme Court, 2002)
James v. Paul
49 S.W.3d 678 (Supreme Court of Missouri, 2001)
American Family Mutual Insurance v. Savickas
739 N.E.2d 445 (Illinois Supreme Court, 2000)
Nielsen v. American Honda Motor Co., Inc.
989 P.2d 264 (Hawaii Intermediate Court of Appeals, 1999)
Petran v. Allencastre
985 P.2d 1112 (Hawaii Intermediate Court of Appeals, 1999)
Dorrance v. Lee
976 P.2d 904 (Hawaii Supreme Court, 1999)
Zinger v. Terrell
985 S.W.2d 737 (Supreme Court of Arkansas, 1999)
Nakato v. MacHarg
969 P.2d 824 (Hawaii Intermediate Court of Appeals, 1998)
Armed Forces Insurance Exchange v. Transamerica Insurance Co.
966 P.2d 1099 (Hawaii Intermediate Court of Appeals, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
938 P.2d 1196, 85 Haw. 177, 1997 Haw. App. LEXIS 41, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tradewind-ins-co-ltd-v-stout-hawapp-1997.