Tortorello v. Carlin

260 A.D.2d 201, 688 N.Y.S.2d 64, 1999 N.Y. App. Div. LEXIS 3959
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 13, 1999
StatusPublished
Cited by18 cases

This text of 260 A.D.2d 201 (Tortorello v. Carlin) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tortorello v. Carlin, 260 A.D.2d 201, 688 N.Y.S.2d 64, 1999 N.Y. App. Div. LEXIS 3959 (N.Y. Ct. App. 1999).

Opinion

—Order, Supreme Court, New York County (Beverly Cohen, J.), entered on or about May 26, 1998, which, upon plaintiff’s default, denied the motion of defendants Larry M. Carlin and Michael F. Newton for summary judgment dismissing the complaint and, to the extent appealed from, declined to dismiss the first [202]*202through third, sixth through tenth and fifteenth and sixteenth causes of action, unanimously reversed, on the law, without costs, the motion granted and the complaint dismissed, with leave to plaintiff to make application to vacate her default upon a proper showing. The Clerk is directed to enter judgment in favor of the defendants-appellants dismissing the complaint.

This action for attorney malpractice arises out of a bitterly contested divorce action between plaintiff and her ex-husband, Richard Tortorello. Defendants Larry M. Carlin and Michael F. Newton are among seven different law firms that provided counsel to plaintiff Margaret Tortorello since 1982. Carlin & Newton were engaged in October 1982 to represent plaintiff in ongoing matrimonial litigation, which included two related actions, (1) a fraudulent conveyance action seeking the return of three vacant lots conveyed by Richard Tortorello to his brother, Joseph, shortly before the matrimonial action was begun, and (2) a foreclosure action brought by a company that had extended a loan, secured by the marital residence, to a business owned by Richard and Joseph Tortorello.

Defendants were able to conclude the actions on terms favorable to plaintiff. Two of the three lots were reconveyed to plaintiff and the third, which was under contract, was sold to a vendee for $67,000 by Joseph Tortorello. Of the proceeds from this, sale, plaintiff received $15,000, of which $5,000 was applied to her bill for legal services rendered by Carlin & Newton. Following trial of the divorce action, plaintiff received the marital residence and its contents, including furs and jewelry, a judgment of $46,000 for her share of certain real estate investments, maintenance of $150 a week for seven years, child support of $100 a week until each child attains 21 years of age and a judgment against Richard Tortorello in the amount of $21,289 for arrears.

During the course of plaintiff’s deposition, both plaintiff and her attorney, who is also appellate counsel, conceded that Richard Tortorello had been especially uncooperative. Plaintiff testified that her husband was not “going to give me a penny no matter what it cost, not even for the children”, and counsel stated, “He just wasn’t going to sign the deed that was required by the divorce judgment because he was that kind of guy.” Defendants relate that, prior to trial of the divorce action, they were obliged to initiate four contempt proceedings against Mr. Tortorello for failure to comply with pendente lite orders of support. Just how intractable an opposing party Mr. Tortorello was is clear from the affidavit of his former attorney who, in an [203]*203application to withdraw as counsel, stated that his client “intentionally and/or recklessly failed to cooperate”, resulting in “wage attachments, a preclusion order regarding financial matters, a warrant of arrest and untold directives to appear in court for contempt motions and/or hearings.”

Plaintiff also proved to be an obstructive litigant. Richard Tortorello appealed and plaintiff cross appealed from the divorce judgment. On March 25, 1987, the Appellate Division, Second Department, granted plaintiff’s motion to relieve defendants as her appellate counsel and directed an immediate hearing on the amount of defendants’ charging lien. On the hearing date, plaintiff’s attorney and present appellate counsel informed the court that his client had “informed me that she was leaving the courthouse and that I was not authorized to proceed further on her behalf’. On plaintiff’s default, judgment in favor of defendants was entered in the amount of $69,266. However, the judgment was ultimately vacated by the Appellate Division, Second Department. The Court agreed that plaintiff had “totally failed” to proffer a valid excuse for her default (CPLR 5015 [a] [1]) but ruled that defendants’ failure to advise the Special Referee at inquest that they had entered into a modified retainer agreement with plaintiff warranted vacating the judgment on the grounds of “misconduct” pursuant to CPLR 5015 (a) (3) (Tortorello v Tortorello, 161 AD2d 633).

An expression of “satisfaction” with the outcome of the divorce litigation notwithstanding, plaintiff found many faults with defendants’ representation of her legal interests. Her malpractice complaint, dated December 27, 1988, comprises 45 pages and contains 22 causes of action, with each alleged act of malpractice duplicated by a cause of action for breach of contract. In addition to malpractice, the complaint charges that defendants unnecessarily delayed resolution of the divorce proceedings for the sole purpose of inflating their fees and seeks treble damages pursuant to section 487 of the Judiciary Law. Defendants served an answer, verified on November 28, 1989, denying the material allegations of the complaint. This Court affirmed the consolidation of the malpractice action with the pending claim by defendants for legal fees in the divorce action (Tortorello v Carlin, 182 AD2d 524).

Plaintiff’s attorney has withdrawn his appeal from the denial of his motion to be relieved (260 AD2d 996 [decided herewith]). What remains is defendants’ appeal from the denial of their motion to dismiss the complaint.

Significantly, plaintiff defaulted in appearance on this mo[204]*204tion, as acknowledged in Supreme Court’s memorandum decision. The court further notes its denial of counsel’s motion to be relieved (order dated February 25, 1998) and alludes to a letter, contained in the record of counsel’s withdrawn appeal, advising him that his time to submit responding papers had been extended to March 27, 1998. In a letter reply, also included in the record accompanying the withdrawn appeal, counsel informed the court, “since Ms. Tortorello and I do not speak and since she has many of the documents which responsive papers would annex, this attorney is certainly not able to comply with your request.” Rather than grant defendants’ motion on default, Supreme Court examined the various causes of action, sustaining some and dismissing others for failure to state a cause of action.

Defendants’ application for summary judgment is made under CPLR 3212, except as to those causes of action that seek treble damages (3rd and 10th) and that merely restate the malpractice cause of action as a fraud claim, seeking punitive damages (21st and 22nd). The motion court, although stating its disposition as a grant of partial summary judgment, analyzed the pleadings on CPLR 3211 grounds. Defendants contend that, in the absence of opposition to the motion, the court was obliged to enter a default judgment dismissing the complaint. Plaintiff does not address this point in her brief, but asserts that Supreme Court “properly refused” to dismiss the ten causes of action that are at issue on this appeal.

Entry of a judgment against a party defaulting in appearance is not mandatory (Uniform Rules for Trial Cts [22 NYCRR] § 202.27). However, no authority has been brought to this Court’s attention, and the Court has found none, to support the practice of deciding an application for accelerated judgment pursuant to CPLR 3212 on the merits in the absence of opposing papers.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

U.S. Bank N.A. v. Cogen
2024 NY Slip Op 31938(U) (New York Supreme Court, New York County, 2024)
Crimlis v. City of New York
2020 NY Slip Op 514 (Appellate Division of the Supreme Court of New York, 2020)
ID Beauty S.A.S. v. Coty Inc. Headquarters
2018 NY Slip Op 6322 (Appellate Division of the Supreme Court of New York, 2018)
Vista Eng'g Corp. v. Everest Indem. Ins. Co.
2018 NY Slip Op 3730 (Appellate Division of the Supreme Court of New York, 2018)
Castillo v. Schriro
49 Misc. 3d 774 (New York Supreme Court, 2015)
HSBC Bank USA, National Ass'n v. Baptiste
128 A.D.3d 773 (Appellate Division of the Supreme Court of New York, 2015)
Botfeld v. Wong
104 A.D.3d 433 (Appellate Division of the Supreme Court of New York, 2013)
Gregware v. City of New York
94 A.D.3d 470 (Appellate Division of the Supreme Court of New York, 2012)
Futersak v. Perl
27 Misc. 3d 897 (New York Supreme Court, 2010)
Espinoza v. 373-381 Park Avenue South, LLC
68 A.D.3d 532 (Appellate Division of the Supreme Court of New York, 2009)
Crawford v. Liz Claiborne, Inc.
45 A.D.3d 284 (Appellate Division of the Supreme Court of New York, 2007)
Worldwide Asset Purchasing, LLC v. Karafotias
9 Misc. 3d 390 (Civil Court of the City of New York, 2005)
Woodson v. Mendon Leasing Corp.
292 A.D.2d 159 (Appellate Division of the Supreme Court of New York, 2002)
Dufresne v. Cestra
185 Misc. 2d 383 (New York Supreme Court, 2000)
Antonious v. Muhammad
95 F. Supp. 2d 156 (S.D. New York, 2000)
Britt v. State
260 A.D.2d 6 (Appellate Division of the Supreme Court of New York, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
260 A.D.2d 201, 688 N.Y.S.2d 64, 1999 N.Y. App. Div. LEXIS 3959, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tortorello-v-carlin-nyappdiv-1999.