Britt v. State

260 A.D.2d 6, 698 N.Y.S.2d 852
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 16, 1999
DocketClaim No. 95248
StatusPublished
Cited by14 cases

This text of 260 A.D.2d 6 (Britt v. State) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Britt v. State, 260 A.D.2d 6, 698 N.Y.S.2d 852 (N.Y. Ct. App. 1999).

Opinions

OPINION OF THE COURT

Rubin, J.

The State of New York appeals from an order, inter alia, denying its motion for summary judgment dismissing the claim against it on the ground that claimant fails to meet the statutory criteria to maintain an action for wrongful conviction. Upon review of the record in this case, I find the evidence insufficient to support the proposition, advanced by claimant, that he was coerced by the trial court into entering a plea of guilty to the charge of attempted rape in the first degree. While there is evidence indicating that claimant’s assigned counsel had difficulty communicating with his client, the record reflects that the difficulty resulted from claimant’s vacillation and duplicity, not from counsel’s unwillingness or inability to represent his client’s interests. In any event, ineffective assistance of counsel is not a predicate for a claim under the Unjust Conviction and Imprisonment Act (Court of Claims Act § 8-b; see, Coakley v State of New York, 225 AD2d 477, 478). Furthermore, suit is barred where the conviction was brought about by the claimant’s chosen strategy. Therefore, I conclude that claimant has failed to fulfill the statutory prerequisites to prosecution of this claim.

To maintain an action for unjust conviction against the State within the ambit of Court of Claims Act § 8-b (3) (b) (ii), “claimant must establish by documentary evidence that * * * his judgment of conviction was reversed or vacated, and the accusatory instrument dismissed” on one of the grounds stated in CPL 440.10 (1) (a), (b), (c), (e) or (g). As pertinent to the facts of this case, claimant must show that: “(b) The judgment was [8]*8procured by duress, misrepresentation or fraud on the part of the court or a prosecutor or a person acting for or in behalf of a court or a prosecutor” (CPL 440.10 [1] [b]). As he alleges no prosecutorial misconduct, in order to proceed, claimant must demonstrate that the court employed “duress, misrepresentation or fraud” in obtaining his plea of guilty to the reduced charge. The statutory pleading requirements are explicit: “The claim shall state facts in sufficient detail to permit the court to find that claimant is likely to succeed at trial in proving that (a) he did not commit any of the acts charged in the accusatory instrument or his acts or omissions charged in the accusatory instrument did not constitute a felony or misdemeanor against the state, and (b) he did not by his own conduct cause or bring about his conviction. The claim shall be verified by the claimant. If the court finds after reading the claim that claimant is not likely to succeed at trial, it shall dismiss the claim, either on its own motion or on the motion of the state.” (Court of Claims Act § 8-b [4].) Thus, if it appears that the claimant will not be able either to establish his innocence or to demonstrate that conviction was not the result of “his own conduct”, the claim must be dismissed.

The documentary evidence submitted in connection with the claim includes the record of the proceedings in the criminal prosecution underlying this action, conducted in Supreme Court, New York County. Claimant entered a plea of guilty to the reduced charge of attempted rape in the first degree in satisfaction of indictment number 8209-90, charging him with rape in the first degree, sodomy in the first degree and sexual abuse in the first degree. On March 26, 1991, three weeks after it was entered, claimant moved to vacate his plea on the ground that it “was involuntary and was taken only because of the enormous pressure put upon me by former legal aid counsel and his supervisor from the legal aid society.” The supporting affidavit further alleges that, from the outset, claimant had told his Legal Aid attorney, “I did not want to hear from him about taken [sic] a plea, that I believed my innocence could and would be proven in court.” Claimant describes the performance of his attorneys as “coer[c]ive and also ineffective,” and asserts that counsel should have withdrawn from claimant’s defense. Significantly, the affidavit makes no mention of any coercion on the part of the court.

Mr. Britt’s portrayal of events in general, and particularly those surrounding the entry of his guilty plea, is distorted and self-serving. An examination of the circumstances culminating [9]*9in the motion to vacate his plea demonstrates that claimant’s allegations of coercion, ineffective representation and unfair surprise are contradicted by the record.

On January 14, 1991, defense counsel was asked why he had arrived late. Counsel stated to the court that he “was in the pens with the defendant [claimant] a good part of the morning along with the Legal Aid supervisor.” Asked if his client was considering a guilty plea, counsel stated that “[t]here was an offer that had been made earlier of a D [felony] and three to six,” to which the Assistant District Attorney in attendance responded, “That was made back in July.” Counsel then stated that the prosecutor “told me this morning he could have it if it was before hearings and trial started.” Informed that the defendant “wants to think it over at least overnight,” the court put the matter over to the following day, January 15, 1991, stating, You’ll let me know whether he’s going to take it or not.” The record does not contain the minutes of any proceedings conducted on the stated adjourned date. However, on January 18, the record reflects that claimant was “considering the plea of three to six.” On February 4, 1991, the attorney who appeared for the Legal Aid Society to report that defense counsel was “currently engaged” stated, “I know there was an offer in this case but there’s no possibility of a disposition.”

On Monday, March 4, 1991, claimant was produced for hearing and trial. In answer to the People’s declaration of readiness, claimant’s first words were “I’m not ready yet.” In response to defense counsel’s statement that he would be ready for trial in two days, claimant said, “No we will not. You just told me I — you didn’t want to go to trial.” Counsel then stated, “I will be ready to try this case Wednesday.” Following more accusations by claimant that his attorney “doesn’t seem to want to take this case to trial,” the court asked, You definitely want to go to trial, is that it?”, to which claimant answered, Yes. But I’m not ready to go to trial,” alleging an inability to contact a brother in Virginia who was to locate character witnesses. Acceding to claimant’s request for “a little longer adjournment,” the matter was set down for trial on Wednesday, March 6.

Proceedings on March 6 began with counsel’s announcement that the “defendant has an application to have me relieved from the case.” Asked to make his application, the following colloquy ensued.

“the defendant: Your Honor, if the D.A. [djoesn’t want to stand by the original offer of three to six, which was there, I’m [10]*10thinking considerably about making an application because then the case has to go to trial and [defense counsel] doesn’t — he doesn’t feel he can try this case, he completely told me that.

“[defense counsel]: That’s not true at all. Your Honor, I didn’t say I couldn’t try the case, I’m prepared to try the case. He said I didn’t want to.

“the court: Sir, I have been here almost two hours now, I haven’t done anything waiting for these things to come to pass. These are your choices, I’ll explain your choices.

“the defendant: Thank you. * * *

“the court: You are facing very serious time.

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Cite This Page — Counsel Stack

Bluebook (online)
260 A.D.2d 6, 698 N.Y.S.2d 852, Counsel Stack Legal Research, https://law.counselstack.com/opinion/britt-v-state-nyappdiv-1999.