Tonya Chapman v. Oakland Living Center, Inc.

48 F.4th 222
Court of Appeals for the Fourth Circuit·Decided August 30, 2022·No. 20-2361·Published·Cited by 30 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 20-2361

TONYA R. CHAPMAN, Plaintiff – Appellant,

v.

OAKLAND LIVING CENTER, INC.; ARLENE SMITH; MICHAEL SMITH; STEVE SMITH,

Defendants – Appellees.

------------------------------ EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Amicus Supporting Appellant.

Appeal from the United States District Court for the Western District of North Carolina, at Asheville. Martin K. Reidinger, Chief District Judge. (1:18-cv-00345-MR-WCM)

Argued: December 9, 2021 Decided: August 30, 2022

Before KING and WYNN, Circuit Judges, and KEENAN, Senior Circuit Judge.

Vacated and remanded by published opinion. Judge King wrote the opinion, in which Judge Wynn and Senior Judge Keenan joined.

ARGUED: Kimberly Veklerov, Gregory Eng, UNIVERSITY OF VIRGINIA SCHOOL OF LAW, Charlottesville, Virginia, for Appellant. Jonathan Woodward Yarbrough, CONSTANGY, BROOKS, SMITH & PROPHETE, LLP, Asheville, North Carolina, for Appellees. Jeremy Daniel Horowitz, U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Washington, D.C., for Amicus Curiae. ON BRIEF: J. Scott Ballenger, Jennifer Elchisak, Third Year Law Student, Zev Klein, Third Year Law Student, Jehanne McCullough, Third Year Law Student, Carly Wasserman, Third Year Law Student, Appellate Litigation Clinic, UNIVERSITY OF VIRGINIA SCHOOL OF LAW, Charlottesville, Virginia, for Appellant. Jill S. Stricklin, CONSTANGY, BROOKS, SMITH & PROPHETE, LLP, Winston-Salem, North Carolina, for Appellees. Gwendolyn Young Reams, Acting General Counsel, Jennifer S. Goldstein, Associate General Counsel, Sydney A.R. Foster, Assistant General Counsel, Anne W. King, Appellate Litigation Services, Office of General Counsel, U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Washington, D.C., for Amicus Curiae.

KING, Circuit Judge:

Tonya R. Chapman, the Black plaintiff in this civil rights action on appeal from the Western District of North Carolina, alleges that she was subjected to multiple instances of racial harassment and other discrimination during two periods of employment with the defendant Oakland Living Center, Inc. (“OLC”). According to Chapman, she was compelled to resign for good in the summer of 2018 after repeatedly being called a “n*****” by the six-year-old son of an OLC supervisor, defendant Steve Smith, and grandson of OLC’s owners, defendants Arlene Smith and Michael Smith. 1 In this appeal, Chapman contests the district court’s award of summary judgment to OLC on her hostile work environment and constructive discharge claims under both Title VII of the Civil Rights Act of 1964 and 42 U.S.C. § 1981. See Chapman v. Oakland Living Ctr., Inc., No. 1:18-cv-00345 (W.D.N.C. Nov. 24, 2020), ECF No. 64 (the “Order”). As explained herein, we vacate the judgment and remand for further proceedings on the claims against OLC. 2

1

We have sanitized the racial epithet repeatedly hurled at Chapman by replacing that atrocious term with “n*****” and the “n-word.” In so doing, we do not mean to diminish the impact of that slur.

2

By its Order, the district court also awarded summary judgment to Arlene, Michael, and Steve Smith on § 1981 claims lodged against them in their individual capacities. Although Chapman designated each of the Smiths as an appellee, she does not ask this Court to reinstate those claims.

I.

A.

The record reflects that OLC, owned by Arlene and Michael Smith, operates an assisted living facility in Rutherfordton, North Carolina. During the summer of 2018, Arlene and Michael’s son Steve Smith served as a supervisor at the facility while training to take over his parents’ business. Three of Steve’s sons (Arlene and Michael’s grandsons) — the six-year-old boy who called Chapman the n-word and his older twin brothers — were regularly present at the facility. The Smiths are white.

During her first period of employment with OLC, from 2004 to 2015, Chapman had worked as a housekeeper, cook, and personal care aide at the assisted living facility. According to Chapman, she experienced racial harassment and other discrimination perpetrated by members of the Smith family in that 11-year span. The alleged discrimination included the following:

● In 2009 or 2010 when photographing Chapman for an employee identification badge, Arlene Smith insisted on shooting Chapman from both the front and the side (unlike other employees only photographed from the front), commented “I’m going to take a picture of you from the side and I’m going to give you some slave numbers,”

and then wrote the so-called “slave numbers” on Chapman’s badge (the “badge incident”), see J.A. 52; 3

● In 2012 or 2013, Chapman overheard Arlene’s teenage niece, who was then employed by OLC as a “med tech,” tell another employee that Arlene and Michael Smith “had to buy another condo because there were too many blacks at Myrtle Beach” (the “condo comment”), see id. at 84;

3

Citations herein to “J.A. __” refer to the contents of the Joint Appendix filed by the parties in this appeal.

● In February 2014, on the birthday Chapman shared with Steve Smith’s twin sons, Chapman had to clear the facility’s dining room for a monkey-themed birthday party for the twins, and then Steve and his wife gave Chapman a cake arguably depicting a Black figure hanging from a noose and told her to leave so the children could enjoy the party (the “birthday incident”); and

● Despite Chapman’s repeated requests for support to advance at the facility by obtaining a med tech license, Arlene never gave Chapman or any other Black employee such support, finally prompting Chapman to quit (the “lack-of-advancement issue”).

An OLC employee named Patricia Warner contacted Chapman in 2018 and persuaded her to return to work at the assisted living facility. Chapman then resumed employment with OLC, as a weekend cook. Although OLC denies that Warner was Chapman’s supervisor in the kitchen, Chapman understood Warner to have that role, with the authority to set Chapman’s schedule, give instructions for meal preparation, and recommend employee discipline to Arlene and Michael Smith. Higher-level supervision was provided by Steve Smith, who had not been working for his parents’ business during Chapman’s first period of employment with OLC.

One day in July 2018, Chapman was preparing cupcakes for the assisted living facility’s residents and set some aside for Steve Smith’s sons to decorate. Chapman knew without being told that the boys would spend time in the kitchen that day because they were at the facility “all the time” and “always in the kitchen with [her].” See J.A. 62, 64. When the six-year-old boy finished decorating his cupcakes and Chapman refused to give him more, he hit and kicked Chapman and told her, “My daddy called you a lazy ass black n*****, because you didn’t come to work.” Id. at 67 (the “July 2018 n-word incident”).

Chapman’s evidence is that she reported the July 2018 n-word incident to Warner the next day but did not say anything about it to Steve, Arlene, or Michael Smith. Chapman explained that Arlene and Michael were absent from the facility that day, and that she opted to report the incident to Warner as an intermediary rather than to Steve directly because she “figured it probably would sound better coming from, you know, another [supervisor].” Id. at 70. Warner apparently did not, however, share Chapman’s report of the July 2018 n-word incident with any of the Smiths.

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Tonya Chapman v. Oakland Living Center, Inc., 48 F.4th 222 (4th Cir. 2022).

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