Tolbert v. Page

182 F.3d 677, 1999 WL 427449
Court of Appeals for the Ninth Circuit·Decided June 28, 1999·No. No. 97-55004·Published·Cited by 192 cases

Opinions

O’SCANNLAIN, Circuit Judge:

We must decide the standard by which we review a trial court’s determination of whether there was unconstitutional prose-cutorial discrimination in exercising a peremptory challenge of a juror in a criminal case.

I

California state prisoner Darryl Tolbert appeals the district court’s denial of his habeas petition challenging his California state court conviction for first-degree robbery. Tolbert contends his conviction should be set aside because the prosecution impermissibly used a peremptory challenge to strike a black man from the petit jury in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). At trial, defense counsel objected to the prosecution’s peremptory challenge of a juror under People v. Wheeler, 22 Cal.3d 258, 148 Cal.Rptr. 890, 583 P.2d 748 (1978), the California equivalent of Batson. The state trial court judge denied the defense motion, finding that Tolbert had failed to make a prima facie showing of discrimination. Tolbert’s conviction was affirmed in the state appellate court and his petition for review was denied by the state supreme court.

Tolbert then filed a petition for writ of habeas corpus in federal district court, alleging a violation of his constitutional rights under Batson.3 The district court dismissed his petition and Tolbert timely appealed.

A three-judge panel of this court, to which the appeal was assigned, discovered an irreconcilable conflict in this circuit’s case law regarding the standard of review for rulings on the prosecution’s use of peremptory challenges. We took this case en banc to resolve the conflict.

II

In Swain v. Alabama, 380 U.S. 202, 203-04, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965), the United States Supreme Court held that the purposeful exclusion of blacks from jury service violates the Equal Protection Clause. The Court sought to accommodate both the prosecutor’s privilege of peremptorily challenging jurors and the newly promulgated constitutional prohibition against exclusion of jurors because of race. See id. at 219-24, 85 S.Ct. 824. Swain required the defendant to present a prima facie case that the peremptory challenge system was being used for a discriminatory purpose. See id. at 224, 85 S.Ct. 824. This requirement was a high hurdle for the defense, because the defendant had to show that the prosecutors had a practice of discriminatory use of peremptory challenges in “case after case.” Id. at 223, 85 S.Ct. 824. In Swain, for [680] example, even though the prosecutor struck six black jurors, the Court held that the evidence failed to show a prima facie case of discrimination. See id. at 224, 85 S.Ct. 824. The Court reasoned that “[t]he record is absolutely silent as to those instances in which the prosecution participated in striking Negroes, except for the indication that the prosecutor struck the Negroes in this case.... There is no evidence, however, of what the prosecution did or did not do on its own account in any cases other than the one at bar.” Id. at 224-25, 85 S.Ct. 824. Thus, absent proof beyond the facts of a defendant’s own case that the prosecutor was responsible for striking black jurors on account of race, a defendant could not maintain a Swain challenge.

In Batson, the Supreme Court sought to alleviate the defendant’s “crippling burden of proof’ under Swain, because the burden had rendered “prosecutors’ peremptory challenges ... largely immune from constitutional scrutiny.” Batson, 476 U.S. at 92-93, 106 S.Ct. 1712. Batson dramatically liberalized Swain’s requirement that a defendant show that the prosecution pursued a practice of discriminatory use of peremptory challenges by reference to other cases. Under Bat-son, “a defendant may establish a prima facie case of purposeful discrimination in selection of the petit jury solely on evidence concerning the prosecutor’s exercise of peremptory challenges at the defendant’s trial.” Id. at 96, 106 S.Ct. 1712.

Batson promulgated a three-step test for evaluating the propriety of a peremptory challenge. First, the movant must make a prima facie showing that the prosecution has engaged in the discriminatory use of a peremptory challenge by demonstrating that the circumstances raise “an inference that the prosecutor used [the challenge] to exclude veniremen from the petit jury on account of their race.”4 Id. Second, if the trial court determines a prima facie case has been established, the burden shifts to the prosecution to articulate a race-neutral explanation for challenging the juror in question. See id. at 97, 106 S.Ct. 1712. Third, if the prosecution provides such an explanation, the trial court must then rule whether the movant has carried his or her burden of proving the existence of purposeful discrimination. See id. at 98, 106 S.Ct. 1712.5

[681] How we should review a trial court’s decision that an inference of discrimination has or has not been raised at the prima facie step is unsettled. Indeed, we have directly conflicting precedents within our circuit. In United States v. Vasquez-Lopez, 22 F.3d 900, 901 (9th Cir.1994), and Johnson v. Campbell, 92 F.3d 951, 953 (9th Cir.1996), we held that we review for clear error, while in Turner v. Marshall, 63 F.3d 807, 814 n. 4 (9th Cir.1995), we reviewed the trial judge’s prima facie case determination de novo.6

Ill

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