Tofe v. Winchell

645 F.2d 58, 209 U.S.P.Q. (BNA) 379, 1981 CCPA LEXIS 230
CourtCourt of Customs and Patent Appeals
DecidedMarch 31, 1981
DocketAppeal No. 80-553
StatusPublished
Cited by7 cases

This text of 645 F.2d 58 (Tofe v. Winchell) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tofe v. Winchell, 645 F.2d 58, 209 U.S.P.Q. (BNA) 379, 1981 CCPA LEXIS 230 (ccpa 1981).

Opinions

NIES, Judge.

This appeal is from the decision of the Patent and Trademark Office Board of Patent Interferences (board) awarding priority of invention to Winchell1 over Tofe.2 On the ground that the matter was not one “ancillary to priority,” the board refused to consider whether the Winchell application contained a disclosure of Winchell’s best mode of practicing his invention as required by 35 U.S.C. § 112.3 We vacate the award of priority to Winchell and remand.

Background

The applications of both parties were filed on April 30, 1975 4 Tofe relied upon stipulated testimony as evidence of conception of the invention on April 23, 1975, the execution date of the application, with the filing date serving as the date of constructive reduction to practice. Winchell submitted testimony and documentary evidence from which the board found prior conception and actual reduction to practice as early as October 23,1974. This finding is not attacked by Tofe directly.

Tofe asserts it became clear upon completion of the Winchell rebuttal testimony that Winchell failed to disclose the best mode contemplated by him for carrying out his invention as required by the first paragraph of 35 U.S.C. § 112.5 Tofe contends that because of Winchell’s failure to comply with 35 U.S.C. § 112, Winchell’s application is incomplete under 35 U.S.C. § 1116 and should be denied a filing date and the status of an application, and that since 35 U.S.C. § 1357 requires “an application” which would interfere with another pending application, Winchell has no standing as an interference party. Tofe concludes, therefore, the award of priority should be in his favor.

Tofe appeals from the decision on priority and from the denial of two motions, both predicated on Winchell’s alleged failure to meet the requirements of 35 U.S.C. § 112.

In a belated motion under 37 CFR 1.231(a), invoking 37 CFR 1.258, Tofe asked the board to deny the Winchell application a filing date on the ground that to merit consideration as a bona fide application under 35 U.S.C. § 111, the specification must satisfy the statutory requirements of 35 U.S.C. § 112.

In the other motion, filed under 37 CFR 1.243, Tofe asked that:

[60]*60[T]he Board of Patent Interferences direct the attention of the Commissioner to the failure of the application of the party Winchell to satisfy the best mode requirement of 35 USC 112, paragraph one, and to recommend under 35 CFR 1.259 that the application of the party Winchell be denied its filing date for failure to comply with the statutory requirements of 35 USC 112 and 35 USC 111.

Winchell urged that the issue of no interference in fact could not be predicated on failure to disclose the best mode and that the issue of best mode was not ancillary to priority in this case. Decisions on the motions were deferred by the interference examiner for consideration at final hearing.

The Board

The board first considered the motion under 37 CFR 1.231(a) which asked the board itself to deny Winchell standing in the interference. In denying this motion, the board stated:

We know of no precedent where the Board of Interferences has denied a filing date of an application in an interference proceeding for any reason and then held that there was no interference in fact, and Tofe has offered no precedent for such action. Moreover, we agree with Winchell that 37 CFR 1.231(a)(1) precludes consideration of a motion based on the ground that there is no interference in fact unless the count differs from the corresponding claim of one of the involved applications. [Footnote omitted.] The count in this interference does not differ from the corresponding claims of the parties’ applications.
The Tofe motion also seeks a determination of whether the Winchell application involved in this interference complies with the “best mode” requirement of 35 USC 112. However, this Board views the decision in Thompson v. Dunn, 35 CCPA 957, 166 F.2d 443, 77 USPQ 49 (1948) as prevailing authority for the position that the issue of “best mode” in an application involved in an interference is not ancillary to priority, and therefore this Board is without jurisdiction to consider the issue. We recognize that the Thompson decision was based on R.S. 4888 which preceded Title 35. However, from a comparison of the two statutes, we find no reason to conclude that a different result should now follow. Tofe argues that under Weil v. Fritz, 572 F.2d 856, 196 USPQ 600 (CCPA 1978) the best mode issue is ancillary to priority, and the board has the authority to decide the best mode issue. In our view, however, the decision in Weil v. Fritz, supra, was limited to situations involving a benefit application where the issue of best mode in a benefit application may be coupled with a motion to shift the burden of proof.

Turning to the alternative motion, under 37 CFR 1.243, the board declined to make a recommendation to the Commissioner under 37 CFR 1.259 that the filing date be denied, stating:

With respect to Tofe’s alternative motion requesting that the Board of Interferences recommend to the Commissioner of Patents and Trademarks pursuant to 37 CFR 1.259 that Winchell be denied the filing date of its application for failure to comply with the best mode requirement of 35 USC 112, we note that the making of recommendations under 37 CFR 1.259 is a matter “wholly within the discretion” of the Board. Rivise and Caesar,

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Bluebook (online)
645 F.2d 58, 209 U.S.P.Q. (BNA) 379, 1981 CCPA LEXIS 230, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tofe-v-winchell-ccpa-1981.