Ætna Life Insurance v. Board of Com'rs

117 F. 82, 54 C.C.A. 468, 1902 U.S. App. LEXIS 4408
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 4, 1902
DocketNo. 1,654
StatusPublished
Cited by14 cases

This text of 117 F. 82 (Ætna Life Insurance v. Board of Com'rs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ætna Life Insurance v. Board of Com'rs, 117 F. 82, 54 C.C.A. 468, 1902 U.S. App. LEXIS 4408 (8th Cir. 1902).

Opinion

SANBORN, Circuit Judge,

after stating the case as above, delivered the opinion of the court.

The defenses interposed and the issues raised in this case are identical with those presented in the former action, in which judgment was rendered for the defendant upon coupons cut from the same bonds as were those in this suit. The only new allegation in this action is that the plaintiff was induced to buy the bonds and coupons by the certificate of the county clerk that the indebtedness of the county, including that evidenced by the bonds in question, did not exceed $8o,ooo; and this averment is immaterial, because the county clerk had no statutory or other authority to make such a certificate for the county. City of Huron v. Second Ward Sav. Bank, 86 Fed. 272, 282, 30 C. C. A. 38, 48, 49 L. R. A. 534. The fact that the issues of demand and refusal of payment in the two actions differ because they must have been made at different times, since the coupons in this action were not due until after the former action was commenced, is [84]*84of no consequence, because a demand and refusal were not essential to the maintenance of either action, and the legal presumption is that the former judgment was based on a sufficient defense, and not upon an immaterial issue. Speer v. Board, 88 Fed. 749, 753, 754, 32 C. C. A. 101, 105; Hughes Co. v. Livingston, 43 C. C. A. 541, 556, 104 Fed. 306, 321. The only real question in the case, therefore, is this: Is a former judgment upon a general finding in favor of the defendant which does not disclose which one of several defenses was sustained, an estoppel of the plaintiff therein from maintaining a second action upon different causes of action against the same defendant in which the same defenses are interposed and the same issues are presented that were made in the earlier action? Counsel for the plaintiff argue with great force and persuasiveness that this question must be answered in the' negative. They plant themselves upon the declaration of the supreme court in Russell v. Place, 94 U. S. 606, 608, 24 L. Ed. 214, that “it is undoubtedly settled law that a judgment of a court of competent jurisdiction upon a question directly involved in one suit is conclusive as to that question in another suit between the same parties. But to this operation of the judgment it must appear, either upon the face of the record or be shown by extrinsic evidence, that the precise question was raised and determined in the former suit. If there be any uncertainty on this head in the record,—as, for example, if it appear that several distinct matters may have been litigated, upon one or more of which the judgment may have passed, without indicating which of them was thus litigated, and upon which the judgment was rendered,—the whole subject-matter of the action will be at large, and open to a new contention, unless this uncertainty be removed by extrinsic evidence showing the precise point involved and determined. To apply the judgment, and give effect to the adjudication actually made, when the record leaves the matter in doubt, such evidence is admissible.” They cite in support of their contention Cromwell v. Sac. Co., 94 U. S. 351, 24 L. Ed. 195; Board v. Sutliff, 38 C. C. A. 167, 97 Fed. 270; Packet Co. v. Sickles, 5 Wall. 580, 18 L. Ed. 350; Nesbit v. Independent Dist., 144 U. S. 610, 12 Sup. Ct. 746, 36 L. Ed. 562; Railway Co. v. Leathe, 84 Fed. 103, 28 C. C. A. 279; and Bank v. Williams (Wash.) 63 Pac. 511,—and they insist that, because the general finding and judgment in the first action do not indicate which one of th¿ several defenses pleaded in both actions was litigated, nor upon which one the judgment was based, that judgment cannot constitute an estoppel upon any one of these defenses or issues, and that every defense there presented may be again litigated in this action,- unless the defendant proves by extrinsic evidence which one or more of them were actually litigated and determined in the former suit. The propositions that there is nothing in the record in the former action nor in the pleadings in this action that discloses which one of the several defenses interposed in both actions- was sustained in the earlier one, and that, if it is essential to the estoppel in this case to determine this fact, this judgment cannot stand, must be conceded. But how is the determination of the question whether one or another of these defenses was sustained in the earlier action essential to the establishment of the estoppel? The pleadings upon which this judg[85]*85ment stands show that the same issues are made and that the same defenses are interposed here that were made and interposed in the former action. The judgment in the earlier action is conclusive evidence that at least one of these defenses was- sustained, and that at least one of these issues was determined in favor of the defendant. By that judgment the plaintiff is estopped from again litigating that defense or that issue, and an estoppel from litigating one of many defenses or issues that are equally fatal to his case would seem to be as conclusive and as fatal as an estoppel from litigating them all. The quotation from Russell v. Place, and the general declarations of the courts in the other cases cited, must be read in the light of the facts then under consideration by those courts. In that class of cases in which the second action presents a material issue or matter which may not have been raised, litigated, and decided in the former action it is undoubtedly essential to the estoppel to show what issue was litigated and decided and what question was determined in the earlier case, in order to determine whether or not the issue there determined embraced the matter in litigation in the second action. But where, as in the case at bar, the pleadings conclusively show that all the defenses made and all the issues joined are identical in the two actions, it is difficult to perceive how it can make any difference to which one of the defenses or issues the estoppel applies, because the mere fact that it does apply to one defense and to one issue is as fatal to the maintenance of the second action as it would be if it applied to all. When the opinions which have been cited by counsel for the plaintiff are carefully read, analyzed, and considered, they will not be found to be inconsistent with this distinction. The decisions which they cite all fall within the first class of cases to which we have adverted and fail to rule the question which is presented in the case in hand.

In Russell v. Place, 94 U. S. 606, 609, 24 L. Ed. 214, the question was whether a judgment at law against a defendant for damages for the infringement of a patent which contained two claims estopped the defendant in a subsequent suit against it for an injunction against the infringement from litigating the issues of the novelty, the prior public use, and the infringement of the invention, which had been pleaded in the action at law. The court answered this question in the negative, because there were two claims to the patent, one of which might be valid and the other void, and the judgment at law did not disclose whether it rested on a finding that both or only'one of the claims was infringed, and, if but one, it did not show which one.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Miller v. Cohen
209 N.E.2d 481 (Ohio Court of Appeals, 1965)
United States v. Outagamie County
143 F. Supp. 932 (E.D. Wisconsin, 1956)
Williams v. Daisey
180 A. 908 (Superior Court of Delaware, 1935)
Hottelet Co. v. Garden City Milling Co.
285 F. 693 (Eighth Circuit, 1922)
Pierce v. National Bank of Commerce
268 F. 487 (Eighth Circuit, 1920)
Macedo v. Macedo
22 Haw. 429 (Hawaii Supreme Court, 1915)
Union Cent. Life Ins. v. Drake
214 F. 536 (Eighth Circuit, 1914)
Wilcox v. United States
161 F. 109 (Eighth Circuit, 1908)
In re Letson
157 F. 78 (Eighth Circuit, 1907)
Harrison v. Remington Paper Co.
140 F. 385 (Eighth Circuit, 1905)
Australian Knitting Co. v. Gormly
138 F. 92 (U.S. Circuit Court for the District of Northern New York, 1905)
United States Min. Co. v. Dawson
134 F. 769 (Eighth Circuit, 1904)
Rew v. Independent School District
98 N.W. 802 (Supreme Court of Iowa, 1904)

Cite This Page — Counsel Stack

Bluebook (online)
117 F. 82, 54 C.C.A. 468, 1902 U.S. App. LEXIS 4408, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tna-life-insurance-v-board-of-comrs-ca8-1902.