Tice v. American Airlines, Inc.

192 F.R.D. 270, 46 Fed. R. Serv. 3d 1309, 2000 U.S. Dist. LEXIS 7647, 78 Empl. Prac. Dec. (CCH) 40,093, 82 Fair Empl. Prac. Cas. (BNA) 897, 2000 WL 461005
CourtDistrict Court, N.D. Illinois
DecidedApril 19, 2000
DocketNo. 95 C 6890
StatusPublished
Cited by11 cases

This text of 192 F.R.D. 270 (Tice v. American Airlines, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tice v. American Airlines, Inc., 192 F.R.D. 270, 46 Fed. R. Serv. 3d 1309, 2000 U.S. Dist. LEXIS 7647, 78 Empl. Prac. Dec. (CCH) 40,093, 82 Fair Empl. Prac. Cas. (BNA) 897, 2000 WL 461005 (N.D. Ill. 2000).

Opinion

MEMORANDUM OPINION AND ORDER

KEYS, United States Magistrate Judge.

This matter comes before the Court on Plaintiffs’ Motion for Order Compelling Answers to Questions Posed at Depositions.1 For the following reasons, Plaintiffs’ motion is denied.

BACKGROUND

Plaintiffs, in this age discrimination action, are all (with the exception of one who is still currently employed) former American Airlines pilots. Prior to turning sixty years old, each Plaintiff was employed as First Pilot (also referred to as Captain or Pilot in Command) on American Airlines’ commercial aircraft. Commercial aircraft cockpit crews include: a First Pilot; a Copilot (also referred to as Second in Command); and a Flight Officer (also referred to as Flight Engineer).

' The Federal Aviation Administration (“FAA”) has a rule that prevents pilots from serving as either First Pilot or Copilot after their sixtieth birthdays. 14 C.F.R. § 121.383(c). However, there is no rule preventing pilots from serving as Flight Officers after they turn sixty.

Although Plaintiffs wanted to continue working for American Airlines after their sixtieth birthdays, as Flight Officers, American Airlines refused to allow this.2 In support of its position, American Airlines cites its policies which: 1) require that all cockpit crew members (hired after 1964) must be qualified to pilot commercial aircraft under the FAA regulations; 2) prohibit any pilot, regardless of age, from downbidding into another job to evade a disqualifying event; and 3) utilize the Flight Engineer position as an [272]*272on-the-job training seat for future Copilots and First Pilots. American Airlines has also expressed safety concerns, such as the possibility that former First Pilots who move down to Flight Engineer positions would engage in back seat driving and/or would refuse to follow orders from current First Pilots.

Plaintiffs, who were forced to retire, allege that American Airlines’ policies are merely a guise for age discrimination. In the matter at bar,3 Plaintiffs seek access to private consultants’ “top to bottom” safety reports (“the Safety Reports”), which were commissioned by American Airlines. American Airlines objects to disclosure of the Safety Reports under the self-critical analysis privilege.

DISCUSSION

In general, courts agree that the scope of discovery should be broad in order to aid in the search for truth. United States v. White, 950 F.2d 426, 430 (7th Cir.1991); Allendale Mut. Ins. Co. v. Bull Data Sys. Inc., 152 F.R.D. 132, 135 (N.D.Ill.1993). Although the assertion of a privilege interferes with the full disclosure of facts during discovery, certain privileges are, nonetheless, accepted and allowed.

Here, Defendant has invoked the relatively unestablished self-critical analysis privilege to avoid disclosure of the Safety Reports. The Seventh Circuit Court of Appeals has not yet directly addressed whether a self-critical analysis privilege exists under federal common law. However, a number of federal courts have recognized that self-critical analyses are generally privileged and not subject to discovery. See, e.g., Morgan v. Union Pacific R.R. Co., 182 F.R.D. 261, 264 (N.D.Ill.1998) (Williams, J.); In re Crazy Eddie Sec. Litig., 792 F.Supp. 197, 205-06 (E.D.N.Y.1992); see also Coates v. Johnson & Johnson, 756 F.2d 524, 551 (7th Cir.1985) (recognizing “prevailing view” that self-critical portions of affirmative action plans are privileged).

Assuming that federal common law recognizes the self-critical analysis privilege, for purposes of the matter at bar, this Court must next address whether it is applicable here. The parameters of the privilege, like the existence of the privilege itself, are rather vague. The fundamental purpose of the privilege, however is to “ ‘protect from disclosure documents containing candid and potentially damaging self-criticism.’ ” Morgan, 182 F.R.D. at 264 (quoting Donald P. Vandegrift, Jr., The Privilege of Self-Critical Analysis: A Survey of the Law, 60 Alb.L.Rev. 171, 175-76 (1996)). Because the privilege “is grounded on the premise that ‘disclosure of documents reflecting candid self-examination will deter or suppress socially useful investigations and evaluations or compliance with the law,’ ” id. (quoting Sheppard v. Consolidated Edison Co., 893 F.Supp. 6, 7 (E.D.N.Y. 1995)), the Court must “balance the public interest in protecting candid corporate self-assessments against the private interest of the litigant in obtaining all relevant documents through discovery.” Morgan, 182 F.R.D. at 264.4

Two different formulations of the general balancing test have emerged. When determining whether the self-critical analysis privilege applies to reports in an employment discrimination case, the Court looks at whether the party asserting the privilege establishes that: (1) the materials were prepared for mandatory government reports; (2) the privilege is being asserted only to protect subjective, evaluative materials; (3) the privilege is not being asserted to protect objective data in the same reports; and (4) the policy favoring exclusion clearly outweighs the plaintiffs need for the information. Id. at 264-65.

However, in a tort context/personal injury case, the self-critical analysis privilege “does not require the party asserting the privilege to establish that the report was [273]*273prepared in response to a governmental mandate.” Id. at 265. Rather, in the tort context, the Court looks at whether the party asserting the privilege has established that: (1) the information sought resulted from a critical self-analysis undertaken by the party seeking protection; (2) the public has a strong interest in preserving the free flow of the type of information sought; (3) the information is of the type whose flow would be curtailed if discovery were allowed; and (4) the document was prepared with the expectation that it would be kept confidential, and has in fact been kept confidential. Morgan, 182 F.R.D. at 266 (citing Dowling v. American Hawaii Cruises, Inc., 971 F.2d 423, 426 (9th Cir.1992)).

Thus, there is a “fundamental difference between tort cases, which involve voluntary self-evaluations designed to enhance safety, and discrimination cases, which involve the fairness of disclosing documents written pursuant to a legal mandate.” Morgan, 182 F.R.D. at 266 (emphasis added).

Here, the Court is presented with a hybrid of the two scenarios. The underlying lawsuit is one of employment discrimination, and the Safety Reports were prepared pursuant to an FAA/governmental mandate. However, this does not seem to be the type of governmental mandate referred to in other employment cases, which tend to concern employment issues such as statistical analyses about employees (age, race, gender, religion), affirmative action compliance reports, and EEO related studies.

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192 F.R.D. 270, 46 Fed. R. Serv. 3d 1309, 2000 U.S. Dist. LEXIS 7647, 78 Empl. Prac. Dec. (CCH) 40,093, 82 Fair Empl. Prac. Cas. (BNA) 897, 2000 WL 461005, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tice-v-american-airlines-inc-ilnd-2000.