Thurmond v. Compaq Computer Corp.

198 F.R.D. 475, 2000 WL 33125126
CourtDistrict Court, E.D. Texas
DecidedOctober 18, 2000
DocketNo. 1:99CV711
StatusPublished
Cited by9 cases

This text of 198 F.R.D. 475 (Thurmond v. Compaq Computer Corp.) is published on Counsel Stack Legal Research, covering District Court, E.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thurmond v. Compaq Computer Corp., 198 F.R.D. 475, 2000 WL 33125126 (E.D. Tex. 2000).

Opinion

MEMORANDUM OPINION AND ORDER ADOPTING THE REPORT AND RECOMMENDATIONS OF THE SPECIAL MASTER

RADFORD, United States Magistrate Judge.

Representative Plaintiffs filed a class action suit against the Defendant, Compaq Computer Corporation in October, 1999. Thus, began a hard-fought paper war that has subsided for the most part. This opinion addresses one of the more distasteful incidents arising during that conflict.

Long ago, Plaintiffs attempted to notice the deposition of Compaq employees, including Lewis Newcomb, the manager of an engineering group in the Houston office. Since the Defendant had filed a motion to quash certain 30(b)(6) depositions, Plaintiff issued a subpoena for Mr. Newcomb’s deposition, and engaged a process server.

In an affidavit attached to a Motion for Sanctions,1 the process server detailed how, over a period of ten days, he attempted to deliver the subpoena at the home of the deponent and the offices of the Defendant, and, despite telephonic agreement with the deponent to collect the subpoena by meeting the server at a security checkpoint, service failed.2

The Court held a hearing on June 26, 2000 on the Motion for Sanctions (and many, many others,) and ordered the deposition of Mr. Newcomb be taken no later that July 11, 2000.3 Following the deposition, Plaintiff supplemented the Motion for Sanctions claiming that the deponent had invoked privilege on matters that were not privileged, and had failed to answer many questions in a truthful, straightforward, and meaningful way.4

[478]*478On review of the deposition and the submissions of the parties, the Court agreed that Mr. Newcomb was evasive in the extreme, and was of the opinion that he might have earned a holiday in the custody of the federal correctional facility in Jefferson County. To assist the Court in making such a determination, Associate Dean Steven J. Goode of the University of Texas School of Law5 was appointed a special master, and instructed to oversee a second deposition of Mr. Newcomb with an eye towards identifying whether the privileges asserted by the deponent6 were justified, or merely designed to frustrate the Plaintiff and the Court in resolving this suit.7

Following the second deposition, the special master submitted his report and recommendation. There having been no objections filed, and the Court having reviewed the findings and conclusions of the special master, now ADOPTS the report of the special master and his recommendations, including his findings of facts and conclusions of law.

Therefore, the Court AFFIRMS-IN-PART and OVERRULES-IN-PART those privileges asserted by the deponent, consistent with the extent of the asserted privileges as determined by the special master in his recommendations. Thus, Mr. Newcomb is ORDERED to answer questions for which privilege has been overruled if a third deposition is requested by the Plaintiffs.

It is further ORDERED that the parties, at their option and cost, may retain the services of the special master during the term of a third deposition, whether in person or via telephonic means, for the purpose of ruling on and resolving any disputed claim of privilege that might be asserted at that deposition.

Any rulings made by the special master at such a deposition shall be immediately binding on the parties and the deponent as if made by the undersigned.

REPORT AND RECOMMENDATIONS OF SPECIAL MASTER

GOODE, Special Master.

Pursuant to this Court’s order of August 29, 2000, I submit this Report and Recommendations.

I. Introduction

Plaintiffs took the second deposition of Lewis Newcomb on September 12, 2000. Following the deposition, plaintiffs narrowed the issues upon which they seek rulings from this Court to the items enumerated in their letter of September 19, 2000. All concern defendant’s assertions of privilege in Mr. Newcomb’s first and second depositions. There exists a substantial overlap in the areas covered in these two depositions and in the questions that provoked privilege assertions. But plaintiffs did not explore in the second deposition every area that was the subject of a privilege claim in the first deposition. Defendant contends that plaintiffs thereby waived their right to seek rulings as to those areas left unexplored at the second deposition. It argues that plaintiffs are entitled to seek rulings only with respect to privilege assertions made in the second deposition.

No such limitation appears in the order appointing the special master, and I recommend that this Court find that plaintiffs are entitled to seek a ruling on defendant’s privilege assertions in the first deposition even with respect to those areas that plaintiffs chose not to revisit the issue in the second deposition. Defendant contends that no plausible reason existed to redepose Mr. [479]*479Newcomb on September 12th if plaintiffs could later raise issues from the first deposition and force yet another deposition. This argument, however, proves too much. Defendant’s privilege assertions at the second deposition were not resolved at that deposition. Thus, the prospect that a third deposition may be required exists independent of the plaintiffs’ decision to forego revisiting certain lines of inquiry in the second deposition. This is particularly true in light of three factors: time pressures that surrounded the taking of the second deposition (partially because the court reporter arrived more than an hour late); the number of privilege objections made in the first deposition; and Mr. Newcomb’s lack of responsiveness in the first deposition, which severely hampered the efforts of plaintiffs’ counsel to cover a reasonable amount of material in the first deposition.

With one exception, the defendant’s privilege claims in the first deposition were grounded on the attorney-client privilege and work product; in the second deposition, defendant relied solely on the attorney-client privilege. Plaintiffs claim that defendant failed to timely assert work product during the first deposition. I recommend, however, that this Court find that defendant timely asserted work-product protection. Defendant clearly articulated that it was relying on both work product and the attorney-client privilege, even if Mr. Newcomb employed a layperson’s shorthand in referring to privilege. See Newcomb Dep. 1-57-58; 112-113.

II. The Attorney-Client Privilege

The attorney-client privilege is designed “to encourage clients to make full disclosure to their attorneys.” Fisher v. United States, 425 U.S. 391, 403, 96 S.Ct. 1569, 1576, 48 L.Ed.2d 39 (1976). But since “the privilege stands in derogation of the public’s ‘right to every man’s evidence,’ 8 Wigmore (McNaughton rev. ed.1961) § 2192 at 70, and as ‘an obstacle to the investigation of the truth,’ id., § 2291 at 554; * * * as Wigmore has said, ‘It ought to be strictly confined within the narrowest possible limits consistent with the logic of its principle.’” United States v. Pipkins, 528 F.2d 559, 562-63 (5th Cir.1976), cert. denied, 426 U.S. 952, 96 S.Ct. 3177, 49 L.Ed.2d 1191 (1976), quoting In re Horowitz,

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198 F.R.D. 475, 2000 WL 33125126, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thurmond-v-compaq-computer-corp-txed-2000.