Thompson v. District of Columbia

428 F.3d 283, 368 U.S. App. D.C. 204, 23 I.E.R. Cas. (BNA) 1057, 2005 U.S. App. LEXIS 23333, 87 Empl. Prac. Dec. (CCH) 42,137, 2005 WL 2806359
CourtCourt of Appeals for the D.C. Circuit
DecidedOctober 28, 2005
Docket04-7106
StatusPublished
Cited by34 cases

This text of 428 F.3d 283 (Thompson v. District of Columbia) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thompson v. District of Columbia, 428 F.3d 283, 368 U.S. App. D.C. 204, 23 I.E.R. Cas. (BNA) 1057, 2005 U.S. App. LEXIS 23333, 87 Empl. Prac. Dec. (CCH) 42,137, 2005 WL 2806359 (D.C. Cir. 2005).

Opinions

Opinion for the Court filed by Circuit Judge TATEL.

Concurring opinion filed by Circuit Judge EDWARDS.

TATEL, Circuit Judge.

The District of Columbia Lottery Control Board fired appellant, a career auditor, after more than ten years of service. Troubled by the Board’s treatment of him, appellant sued, alleging (1) that the Board fired him because he engaged in First Amendment-protected activity, (2) that the Board failed to afford him a hearing as required by the Fifth Amendment’s Due Process Clause, and (3) that Board supervisors acted in a manner sufficiently outrageous to constitute intentional infliction of emotional distress. Finding that the district court improperly dismissed appellant’s First and Fifth Amendment claims on the pleadings, we reverse and remand for further proceedings on those claims. And given that appellant conceded at oral argument that the district court lacked subject matter jurisdiction to resolve his intentional infliction of emotional distress claims against the Board and the District of Columbia, we vacate the judgment on those claims and remand with instructions to dismiss for lack of jurisdiction.

I.

As we must in reviewing a judgment on the pleadings, we view the complaint’s allegations in the light most favorable to the plaintiff. Peters v. Nat’l R.R. Passenger Corp., 966 F.2d 1483, 1485 (D.C.Cir.1992).

Appellant James A. Thompson Jr. began working for the District of Columbia Lottery Control Board (“the Board”) as an auditor in 1985. Moving up through the ranks over the next few years, he became Chief of Security in 1988. In January 1994, after a series of events not at issue in [285]*285this appeal, the Board reassigned him to the Audit Division.

In the course of his work as an auditor, Thompson made several allegations of fraud and misconduct against the Board’s on-line contractor, Lottery Technology Enterprise (LTE), and LTE’s subcontractor G-TECH. His supervisors repeatedly disparaged his reports and discouraged him from continuing his investigations. Undeterred, Thompson pressed on. Of particular note for this appeal, in a February 1996 memorandum to then-Acting Executive Director Dorothy Wade, Thompson alleged that LTE and G-TECH had retained some surplus computer equipment without paying for it. Several months later, in July, Wade gave Thompson an adverse performance evaluation, which Thompson viewed as retaliation for his allegations.

Also in July, Board Director Frederick King transferred Thompson to King’s “new security program.” The very next day, King informed Thompson that a reduction in force (RIF) would eliminate Thompson’s new position effective September 28. That same day, King and the Board’s General Counsel told Thompson they were placing him on administrative leave until September 18 because, they said, he “needed time to think.”

Thompson returned to work on September 18, and on September 28, the day the RIF was scheduled to become effective, the personnel office told him to return to work as if the RIF had no effect on him. Two days later, the Board gave Thompson a temporary assignment, and he continued working until December 18, at which point he left on sick leave followed by “Use or Lose Annual Leave.” The leave period lasted through January' 7, 1997, at which point Thompson informed King that for medical reasons he could not return to work. On February 26, Thompson received a personnel action form advising him that his temporary appointment had expired on January 29.

Thus out of work, Thompson filed suit in the U.S. District Court for the District of Columbia, bringing numerous claims against the Board and his individual supervisors. Thompson later agreed to dismiss several claims in exchange for defendants’ agreement not to seek summary judgment, leaving three claims before the district court: retaliation against Thompson on the basis of protected speech, failure to provide him with due process before terminating him, and intentional infliction of emotional distress. Defendants moved for judgment on the pleadings, and the district court granted the motion on all three counts. Thompson v. District of Columbia, No. 97-1015 (D.D.C. June 23, 2004); Fed.R.Civ.P. 12(c).

Thompson now appeals. Our review is de novo. Peters, 966 F.2d at 1485.

II.

By becoming a public employee, Thompson did not relinquish his First Amendment right to “comment on matters of public interest.” Pickering v. Bd. of Educ., 391 U.S. 563, 568, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). Nor did he sacrifice his right to bring a First Amendment claim by deciding “to communicate privately with his employer rather than to spread his views before the public.” Givhan v. W. Line Consol. Sch., Dist., 439 U.S. 410, 415-16, 99 S.Ct. 693, 58 L.Ed.2d 619 (1979).

In evaluating Thompson’s First Amendment claim, we engage in a four-element inquiry. O’Donnell v. Barry, 148 F.3d 1126, 1133 (D.C.Cir.1998). We ask: (1) whether Thompson spoke on “a matter of public concern”; (2) whether the governmental interest in “promoting the efficiency of the public services it performs through its employees” outweighs Thomp[286]*286son’s “interest, as a citizen, in commenting upon matters of public concern, and the interest of potential audiences in hearing what [he] has to say”; (3) whether Thompson has demonstrated that his “speech was a substantial or motivating factor in prompting the retaliatory or punitive act”; and (4) whether the Board has demonstrated that, even without the protected speech, “it would have reached the same decision.” Id. (internal citations and quotation marks omitted). The first two inquiries are questions of law, while the last two are questions of fact usually left to the jury. Id.

The Board concedes that Thompson spoke on a matter of public concern (element one). Moreover, the Board neither disputes that Thompson’s complaint alleges sufficient facts for a jury to conclude that his “speech was a substantial or motivating factor” in adverse actions taken against him (element three) nor argues that “it would have reached the same decision” even without the protected speech (element four). Finally, the Board nowhere claims that purely job-related speech loses all First Amendment protection. See Garcetti v. Ceballos, — U.S. —, 125 S.Ct. 1895, 161 L.Ed.2d 188 (2005) (granting cert. on this question), granting cert. to 361 F.3d 1168 (9th Cir.2004). To be sure, it asserts that Thompson’s allegedly protected speech occurred during the performance of his job duties, but it does so only in the context of emphasizing the strength of the employer’s interest. Appellees’ Br. 24. This case therefore hinges on element two, requiring that we balance the government’s interests against those of Thompson and his “potential audiences.”

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428 F.3d 283, 368 U.S. App. D.C. 204, 23 I.E.R. Cas. (BNA) 1057, 2005 U.S. App. LEXIS 23333, 87 Empl. Prac. Dec. (CCH) 42,137, 2005 WL 2806359, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thompson-v-district-of-columbia-cadc-2005.