Thompson v. Anchor Capital GP

Texas Business Court·Decided May 4, 2026·No. 25-BC01B-0038·Published

Opinion

FILED IN

BUSINESS COURT OF TEXAS

BEVERLY CRUMLEY, CLERK

ENTERED

5/4/2026

2026 Tex. Bus. 21

The Business Court of Texas, 1st Division

JEAN CHRISTINE THOMPSON § and THOMPSON PETROLEUM § CORPORATION, Plaintiffs § Cause No. 25-BC01B-0038 §

v. § §

ANCHOR CAPITAL GP LLC and § MICHAEL MANN, Defendants § ═══════════════════════════════════════ MEMORANDUM OPINION AND ORDER ON PLAINTIFFS’ MOTION FOR SUMMARY JUDGMENT ═══════════════════════════════════════

[¶ 1] This case is about whether defendants breached various contract duties owed to plaintiffs under a promissory note, security agreement, and employment agreement. Before the court is Plaintiffs’ Motion for Partial Summary Judgment. The court considered the parties’ submissions and oral arguments.

[¶ 2] The pivotal issues are (i) the meaning of the phrase “books and records” in the Note and Security Agreement; (ii) whether Mann’s alleged

unauthorized investments caused a remediable injury; and (iii) whether Thompson waived the Employment Agreement’s nonwaiver clause and written prior approval requirement.

[¶ 3] First, the phrase “books and records” is an undefined term. After applying the applicable law and contract construction principles to the undisputed facts, the court concludes that the phrase “books and records relating to the Collateral” broadly encompasses documents related to the Collateral’s carried interests’ values.

[¶ 4] Second, contract breach claims require some remediable injury.

After reviewing the presented evidence, the court concludes that plaintiffs failed to conclusively prove that Mann’s alleged unauthorized conduct caused a remediable injury.

[¶ 5] Third, the court concludes that Mann did not raise a genuine issue of material fact showing that Thompson waived the Employment Agreement’s nonwaiver clause. Thus, Thompson Petroleum Corporation conclusively proved that it had a for-cause basis to fire Mann.

[¶ 6] Accordingly, the court denies-in-part and grants-in-part plaintiffs’ motion.

I. BACKGROUND

A. Factual Background1 1. The Parties

[¶ 7] Jean Thompson is an owner and President of Thompson Petroleum Corporation (TPC).2

[¶ 8] TPC is a family business that manages the Thompson family’s assets and employs the J. Cleo Thompson Family Office’s personnel. 3

[¶ 9] Michael Mann is the founder and CEO of defendant Anchor Capital GP LLC, a private equity investment brokerage comprised of Anchor and various subsidiaries.4

[¶ 10] Christy 2017, LP is a holding company for the Thompson family’s investments. Christy 2017 is not a named party in this case, but it is a participant in the relevant events.

1 These facts came from evidence contained in the Appendix to Plaintiffs’ Traditional Motion for Partial Summary Judgment (Motion Appx.), which is included in the same document file as Plaintiffs’ Motion, unless otherwise stated. 2 Motion Appx. at 544.

3 Motion Appx. at 544.

4 Motion Appx. at 545.

2. Thompson and Mann form a business relationship.

[¶ 11] Thompson and Mann met in 2022, after which Mann began offering her investment advice on alternative investments. 5 Using Christy 2017, Thompson then began investing millions into Anchor-managed funds.6

[¶ 12] In September 2024, Mann asked Thompson to loan Anchor money so he could buy out one of Anchor’s partners.7 She agreed contingent upon Mann providing a personal financial statement and loan guarantee.8 Mann signed a Secured Promissory Note, Security Agreement, and Mann’s Personal Guaranty to memorialize this agreement (Loan).9

[¶ 13] The parties amended this agreement three months later after Mann requested additional funds to buy out another Anchor partner.10

[¶ 14] Based on their existing business relationship, Thompson later offered Mann employment as the Family Office’s Co-President and Chief

5 Motion Appx. at 545.

6 Motion Appx. at 545.

7 Motion Appx. at 67.

8 Motion Appx. at 546.

9 Motion Appx. at 69–89.

10 Motion Appx. at 547.

Investment Officer.11 Through these roles, Mann was to lead the Family Office’s alternative investments sector, report solely to Thompson, and join the “dual authority” group.12 As part of the “dual authority” group, Mann could initiate and approve wire transfers with another group member’s approval.13 Mann accepted the employment offer and the parties executed the Employment Agreement, effective January 1, 2025.14

[¶ 15] Under the Employment Agreement, Mann’s primary duties were to recruit and build an “alternative investments” team, develop investing strategy, and originate, close on, and responsibly oversee the company’s alternative investments. 15 He was also to (i) regularly communicate with Thompson and Michael Lin (the Family Office’s Chief Legal Officer) and (ii) ensure Thompson vetted Mann’s investment decisions. 16 Mann was not

11 See Motion Appx. at 109.

12 Motion Appx. at 549–50.

13 Motion Appx. at 549–50.

14 Motion Appx. at 109, 22.

15 Motion Appx. at 123–24.

16 Motion Appx. at 123–24.

allowed to commit any Thompson entity to any new alternative investment without getting Thompson’s written pre-approval.17

[¶ 16] Mann began work on January 1, 2025. Within a few weeks, he allegedly committed Christy 2017 to five separate investments. It is undisputed that Thompson did not give prior written approval for any of these investments (the Subject Investments).18

[¶ 17] In early February 2025, weeks after Mann signed the first subscription agreement, Thompson was told about Mann’s investments.19 In response, she called for weekly in-person meetings between Mann and the Family Office’s management so the group could track Mann’s activities and investigate his past actions.20 Mann responded by expressing extreme frustration and, according to Lin, said he was resigning. 21

17 Motion Appx. at 123.

18 Motion Appx. at 550–52. During oral arguments, defendants asserted that they believed these investments also received written pre-approval from Ms. Thompson, however, they did not request a continuance on this motion nor were they able to point to any evidence suggesting the investments received written pre-approval. 19 Motion Appx. at 552.

20 Motion Appx. at 552–53.

21 See Motion Appx. 369–70, 72, 76.

[¶ 18] On February 28, 2025, Lin and Ted Spence (the Family Office’s Chief Operating Officer) told Mann that the Family Office was accepting his resignation offer.22 After Mann denied having offered to resign, Lin responded by stating Mann was then being terminated for cause due to his Subject Investments commitments.23 Lin reported Mann’s alleged firing the next day.24

[¶ 19] On May 5, 2025, Thompson exercised her rights to inspect the Collateral and verify that her Loan to Anchor was adequately protected.25 To adequately inspect the Collateral, Thompson asked Anchor to provide access to its “books and records.”26

[¶ 20] Throughout that month, the parties frequently communicated about the books and records request.27 But by early June, Thompson claimed that Anchor failed to produce the requested information. 28 So, on June 16th

22 Motion Appx. at 61–62.

23 Motion Appx. at 61–62.

24 See Motion Appx. 532.

25 Motion Appx. at 378–79.

26 Motion Appx. at 79.

27 See Motion Appx. at 381–86.

28 Motion Appx. at 62–63.

her outside counsel sent a letter requesting additional documents and answers to specific questions. 29

[¶ 21] Mann sent multiple replies but refused to provide an audited personal financial statement that Thompson requested.30 So, on June 26th Thompson’s counsel sent another letter regarding these issues.31 When Mann did not respond to the June 26 letter, Thompson’s counsel sent a further letter on July 2nd detailing the precise list of necessary, outstanding documents requested, which was later updated with two more letters. 32

[¶ 22] Thompson claims that, to date, Anchor has not cured any outstanding deficiencies highlighted in her last July letter, which she says are an Event of Default under both the Note and Security Agreement.33 So, on July 22, 2025, Thompson served Anchor with a default notice and accelerated the Loan. 34

29 Motion Appx. at 395.

30 See Motion Appx. at 398, 400–01.

31 Motion Appx. at 404–05.

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