Thompson, Mark E. v. IL Dept Prof'l Regul

CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 7, 2002
Docket01-4074
StatusPublished

This text of Thompson, Mark E. v. IL Dept Prof'l Regul (Thompson, Mark E. v. IL Dept Prof'l Regul) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thompson, Mark E. v. IL Dept Prof'l Regul, (7th Cir. 2002).

Opinion

In the United States Court of Appeals For the Seventh Circuit ____________

No. 01-4074 MARK E. THOMPSON, Plaintiff-Appellant, v.

ILLINOIS DEPARTMENT OF PROFESSIONAL REGULATION, LEONARD A. SHERMAN, individually and as Director of the Illinois Department of Professional Regulation, BOB DUDYCZ, WALTER DUDYCZ, and WILLIAM DARR, Defendants-Appellees. ____________ Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 01 C 6057—Suzanne B. Conlon, Judge. ____________ ARGUED MAY 23, 2002—DECIDED AUGUST 7, 2002 ____________

Before FLAUM, Chief Judge, BAUER and ROVNER, Circuit Judges. BAUER, Circuit Judge. This case deals with the long- running saga of political patronage hiring and firing in Illinois. See Elrod v. Burns, 427 U.S. 347 (1976) (plural- ity opinion); Rutan v. Republican Party of Ill., 497 U.S. 62 (1990); O’Hare Truck Service, Inc. v. City of Northlake, 518 U.S. 712 (1996); see also Shakman v. Democratic Org. of Cook County, 569 F.Supp. 177 (N.D. Ill. 1983). The plaintiff, Mark E. Thompson, an elected Maine Township Supervisor, sued the Illinois Department of 2 No. 01-4074

Professional Regulation (IDPR) and others, claiming he was demoted and transferred from his position as Chief Administrative Law Judge (Chief ALJ) for exercising his First Amendment rights of political belief and association. The district court dismissed the suit, finding the posi- tion was a policymaking one based on the document de- scribing the position attached to Thompson’s complaint. Thompson appeals, arguing the position is not a policy- making one, and that the district court misused and misconstrued the attached document. Finding that Thomp- son pled himself out of court, we affirm.

BACKGROUND Mark E. Thompson was an elected Maine Township Supervisor from 1993 to 2001. In 1999 he was appointed, on a probationary basis, Deputy Chief Counsel for the IDPR.1 Thompson later accepted a voluntary transfer to the position of Chief ALJ of the IDPR in April 2000.2 In October 2000, Thompson fired a Maine Township Code Enforcement Officer, citing the employee for failing to come to work and spending most of his time at home (a.k.a. ghost pay rolling). According to Thompson, the fired employee was a friend of defendants Bob Dudycz and

1 The record does not reflect how Thompson obtained this posi- tion, but the defendants claim the original position was Rutan exempt—something Thompson does not comment upon—and infer that he was appointed based on his political affiliation. At the time of the original appointment Thompson was a Republican and the Governor of Illinois was also a Republican. 2 While Thompson has argued he was entitled to the position of Chief ALJ—despite the fact he was initially appointed to another position—he acknowledges that his transfer to the position of Chief ALJ “for the duration of his appointment” was based only on a “[mutual understanding]”. No. 01-4074 3

William Darr. Bob Dudycz challenged Thompson for the position of Maine Township Supervisor in 2001,3 William Darr was the Maine Township Republican Committee- man,4 and Walter Dudycz was an elected State Senator. (Bob Dudycz and Walter Dudycz are brothers). Tensions began to mount between Thompson and Dudycz and Darr. As a result, Thompson was not “slated” as a candidate for Maine Township Supervisor on the Repub- lican ticket. Then, in January 2001, Thompson, a Repub- lican, began openly supporting several Democratic can- didates for Maine Township offices. Thompson alleges that thereafter Bob Dudycz, Walter Dudycz, and William Darr conspired with other Illinois State elected officials, including the Governor, to demote and transfer him in retaliation for his actions as Township Supervisor and his political associations. Thompson, a resident of Des Plaines, was later tempo- rarily transferred to Springfield to occupy the position of IDPR’s Chief of Enforcement Administration. Finally, Thompson was transferred back to his original position as IDPR’s Deputy Chief Counsel, assigned to work in Chi- cago. Thompson filed a two count complaint in district court on August 7, 2001. He amended the complaint, adding an additional count, on September 20, 2001. Count I of the amended complaint alleged that Thompson was trans-

3 Bob Dudycz, an elected Maine Township Supervisor, also holds an unelected position in state government in the Illinois Depart- ment of Central Management Services. 4 William Darr, a Maine Township Republican Committeeman, also holds an unelected position as Commissioner of the Illinois Office of Banks and Real Estate. The position appears to have some political antecedents as Darr was appointed by the Gover- nor. 4 No. 01-4074

ferred and later removed from his position as Chief ALJ in retaliation for exercising his First Amendment free speech rights in violation of 42 U.S.C. § 1983. The employ- ment actions were purported to be politically motivated. Count II was a state law breach of contract claim. Count III was a claim for denial of due process and equal pro- tection for the transfer and removal. Thompson at- tached the official job description of the Chief ALJ to the amended complaint. The defendants moved to dismiss the complaint under Fed. R. Civ. P. 12(b)(6), and the district court granted the motion, finding, as a matter of law, that the ALJ position occupied by the plaintiff was a policymaking posi- tion, hence he could be removed for political reasons. In reaching that conclusion, the district court relied wholly upon the job description of the Chief ALJ provided by Thompson. The court also found Director Sherman was entitled to qualified immunity. Thompson appeals the dismissal of Counts I and III, and the denial of his motion for leave to file a third amended complaint.

ANALYSIS A. Standard of Review We review the district court’s grant of a motion to dis- miss de novo, looking only at the pleadings, taking all the facts pled as true and construing all inferences in favor of the plaintiff. Beam v. IPCO Corp., 838 F.2d 242, 244 (7th Cir. 1988); Pleva v. Norquist, 195 F.3d 905, 991 (7th Cir. 1999). The consideration of a 12(b)(6) motion is re- stricted solely to the pleadings, which consist generally of the complaint, any exhibits attached thereto, and sup- porting briefs. See Beam, 838 F.2d at 244; FED. R. CIV. P. 10(c) (“A copy of any written instrument which is an ex- hibit to a pleading is a part thereof for all purposes.”). Any further pleadings would turn the motion into a 12(c) No. 01-4074 5

motion for judgment on the pleadings, or if additional evidence was relied upon or introduced, the motion would be converted into a 56(c) motion for summary judgment. See Beam, 838 F.2d at 244; Dempsey v. Atchison, Topeka and Santa Fe Ry. Co., 16 F.3d 832, 835-36 (7th Cir. 1994).

B. Pleading Requirements All that Federal Rule of Civil Procedure 8 requires is a short and plain statement showing the plaintiff is entitled to relief, the purpose of which is to give the defendant notice of the claims and the grounds they rest upon. See Leatherman v.

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