Thomas v. Koe

924 N.E.2d 1093, 395 Ill. App. 3d 570
CourtAppellate Court of Illinois
DecidedSeptember 21, 2009
Docket4—08—0705, 4—08—0884 cons.
StatusPublished
Cited by41 cases

This text of 924 N.E.2d 1093 (Thomas v. Koe) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Koe, 924 N.E.2d 1093, 395 Ill. App. 3d 570 (Ill. Ct. App. 2009).

Opinions

JUSTICE STEIGMANN

delivered the opinion of the court:

In October 2005, plaintiff, Leon Thomas, sued defendant, Frank Koe, Jr., a dentist, for malpractice, seeking damages for injuries Thomas claimed he sustained as a result of dental work that Koe performed. In August 2008, the trial court granted Koe’s motion in limine, barring Thomas from referring to an Illinois Department of Financial and Professional Regulation (IDFPR) investigation of Koe that arose out of complaints concerning Koe’s treatment of Thomas. During the September 2008 malpractice jury trial, Thomas’ counsel, James P Ginzkey, violated the trial court’s order in limine, leading to the court’s entering an order of direct criminal contempt against Ginzkey. He appeals that order (this court’s case No. 4 — 08—0705).

That same day, the jury returned a verdict in Koe’s favor. Thomas appeals (this court’s case No. 4 — 08—0884). In December 2008, this court granted Thomas’ motion to consolidate both appeals.

On appeal, Thomas argues that the trial court erred by (1) granting Koe’s motion in limine on the ground that the IDFPR’s investigation was privileged and (2) denying Thomas’ motion in limine, in which he sought to bar Koe from introducing evidence of Thomas’ preexisting injuries and conditions.

In Ginzkey’s appeal, he argues that the trial court erred by finding him in direct criminal contempt.

Koe has not filed an appellee brief in either appeal.

Because Thomas’ brief demonstrates prima facie reversible error, we reverse the judgment in Thomas’ appeal and remand for further proceedings. However, because we disagree that the trial court erred by finding Ginzkey in direct criminal contempt, we affirm that judgment.

I. BACKGROUND

A. The Lawsuit and the Investigation of Koe

In October 2005, Thomas sued Koe, seeking damages for injuries Thomas claimed he had sustained as a result of a tooth-extraction procedure that Koe performed on him. The information the IDFPR compiled contained, in pertinent part, the following facts.

In April 2005, the IDFPR received a complaint from Thomas’ brother in which he alleged that Koe had extracted Thomas’ tooth but failed to (1) prescribe antibiotics before or after the extraction and (2) respond to emergency calls Thomas’ brother made to Koe when Thomas realized he was becoming very ill. Because of this lack of attention, Thomas resolved to seek treatment from another dentist, who immediately had Thomas admitted to a hospital. Thomas’ new doctors then diagnosed him with an infection that had become so severe he was unable to swallow and was having trouble breathing.

The IDFPR interviewed Thomas the same month it received the complaint from his brother. During this interview, Thomas explained that Koe had extracted his tooth and placed the extraction instruments into a container under his office sink, which Thomas described as dirty. In response, an IDFPR investigator went to Koe’s office. After asking Koe several questions, the investigator requested to see his sterilization equipment. Koe refused and ordered the investigator to leave his office.

B. The Motions in Limine

In March 2007, Thomas filed a motion in limine, seeking, in pertinent part, to bar Koe from presenting evidence of Thomas’ preexisting injuries or conditions. The trial court did not rule on this motion, reserving judgment until trial. (The court later overruled Thomas’ objection to Koe’s experts’ testimony regarding how Thomas’ diabetes, tonsillitis, and use of alcohol could have caused Thomas’ infection.)

In July 2008, Koe filed a motion in limine, seeking to bar Thomas from “presenting any reference to the [IDFPR] investigation” outlined above. Following a hearing on the matter, the trial court granted Koe’s motion.

C. The Circumstances That Led to the Trial Court’s Direct-Criminal-Contempt Finding

During the September 2008 malpractice trial, the trial court found Ginzkey in direct criminal contempt. In the court’s written order explaining that finding, which the court filed two days later, the court referred to the following exchange that took place at the parties’ September 2008 trial:

“[GINZKEY:] Now [Koe], you’re licensed in the State of Illinois?
[KOE:] I am.
[GINZKEY:] And that license is issued by the [IDFPR]?
[KOE:] I believe so, yes, sir.
[GINZKEY:] And that organization has the ability to inspect your office, correct?
[KOE:] They do now, but not in [20]05. * * *
[GINZKEY:] Let me rephrase it like this. Does the [IDFPR] make spot checks on dental offices?
[KOE’S COUNSEL:] Court please, I’m not sure where this is going but I don’t think it’s relevant to the case. So I would object. We’ve talked about issues of this—
THE COURT: [The court is] not sure where it’s going either and *** perhaps to ferret it out we ought and should go ahead and address it outside the presence of the jury to make sure that we are not going down a road that we need not. So although [the court] realize[s] it’s an inconvenience to the jurors *** accompany the bailiffs for a few minutes [un]til[ ] we explore this particular aspect.
(THE FOLLOWING PROCEEDINGS WERE OUT OF THE PRESENCE OF THE JURY.)
THE COURT: Let the record reflect that at this time the jury is outside of the courtroom. [Koe] is still on the witness stand and we wish to explore *** the line of inquiry that was commenced by Mr. Ginzkey as it would relate to the [IDFPR].
Can you respond first, Mr. Ginzkey, to the concern that *** the court has as to this line of inquiry.
GINZKEY: Yes, we can confine the line of inquiry to the fact that there was an inspector that showed up at [Koe’s] office unannounced, specifically asked to inspect his sterilization process after this *** Thomas incident and in 2005. And that [Koe] would not let the inspector make the inspection.
THE COURT: [Koe’s counsel]?
[KOE’S COUNSEL]: That has zero probative value. I have been pretty cool about this[.] *** I haven’t said anything about it but I’ve had my fill of it because it’s a clear breach of this court’s orders time and again.
THE COURT: Any response ***?
GINZKEY: It’s obviously probative. This is a raging infection that my client says may have started with reference to unsterile equipment. [Koe] has testified on direct at length about how careful he is. Yet on a spot inspection the month following this incident he refuses to let a [S]tate employee inspect *** his sterilization process. It’s obvious why he didn’t want that to happen.

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Cite This Page — Counsel Stack

Bluebook (online)
924 N.E.2d 1093, 395 Ill. App. 3d 570, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-koe-illappct-2009.