Thomas v. Four Seasons Nursing Centers, Inc.

206 F.R.D. 294, 2002 U.S. Dist. LEXIS 1932, 2002 WL 193261
CourtDistrict Court, N.D. Oklahoma
DecidedFebruary 5, 2002
DocketNo. 01-CV-685-B
StatusPublished

This text of 206 F.R.D. 294 (Thomas v. Four Seasons Nursing Centers, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Four Seasons Nursing Centers, Inc., 206 F.R.D. 294, 2002 U.S. Dist. LEXIS 1932, 2002 WL 193261 (N.D. Okla. 2002).

Opinion

ORDER

JOYNER, United States Magistrate Judge.

Now before the Court is Plaintiffs motion for protective order. [Doc. No. 9]. While styled as a motion for protective order, Plaintiffs motion is not seeking the type of order contemplated by Fed.R.Civ.P. 26(c). Rather, Defendants wish to conduct ex parte interviews of the treating physicians of Plaintiffs deceased father, and Plaintiff seeks an order, pursuant to 12 Okla. Stat. § 2503(D)(3), prohibiting-Defendants from conducting these ex parte interviews.

The Court held a hearing and heard argument from counsel on January 24, 2002. For the reasons discussed below, the Court hereby GRANTS Plaintiffs motion and finds that, pursuant to 12 Okla. Stat. § 2503(D)(3), Defendants may obtain information from the treating physicians of Plaintiffs deceased father only through “statutory discovery.”

I. DISCUSSION

Defendants are the owners and licensed operators of ManorCare Health Services-Tulsa (“ManorCare”), a long term care facility in Tulsa, Oklahoma. Plaintiffs father, Herbert Walter Kannady, was a resident of ManorCare from October 1999 to January 2001, when he died. Plaintiff alleges that prior to his death, and as a result of Defendants’ negligence, Mr. Kannady developed Stage IV pressure sores, which became infected. Plaintiffs allege that the infection from his pressure ultimately caused Mr. Kannady’s death.

The issue raised by Plaintiffs motion is the degree to which any physician-patient privilege between Mr. Kannady and his treating doctors survives in this action. Because this is a diversity case in which the negligence law of Oklahoma will provide the rule of decision, Oklahoma’s privilege law will also be applied to determine the nature and extent of any physician-patient privilege between Mr. Kannady and his treating doctors. See Fed.R.Evid. 501.

In Oklahoma, the physician-patient privilege is controlled generally by 12 Okla. Stat. § 2503. Section 2503(C) makes it clear that the physician-patient privilege survives the patient’s death and may be claimed by his “personal representative.” There are no allegations in the Complaint, and no evidence presented with Plaintiffs motion, which establish that Plaintiff is in fact Mr. Kannady’s “personal representative” as that term of art is defined in the Oklahoma Probate Code at 58 Okla. Stat. § 11. Defendants have not, however, objected on the ground that Plaintiff is not the proper holder of Mr. Kannady’s physician-patient privilege. The Court will, therefore, assume that Plaintiff is the proper holder of the privilege under § 2503(C).

The parties agree that by placing Mr. Kannady’s physical condition at issue, Plaintiff has to some extent waived any physician-patient privilege which Mr. Kannady may have held. The parties differ, however, as to the scope of said waiver. The parties’ disagreement is caused by the fact that Oklahoma has two different statutes dealing with waiver of the physician-patient privilege. See 12 Okla. Stat. § 2503(D)(3) and 76 Okla. Stat. § 19(B)(1).

Section 2503(D)(3) is located in the Oklahoma Evidence Code, and applies to all “civil proceedings, conducted by or under the supervision of a court, in which evidence is produced.” 12 Okla. Stat. § 2103(A). Specifically, § 2503 provides as follows:

The privilege under this Code as to a communication relevant to the physical, mental or emotional condition of the patient in any proceeding in which the patient relies upon that condition as an element of his claim or defense or, after the patient’s death, in any proceeding in which any party relies upon the condition as an element of his claim or defense, is quali[296]*296fied to the extent that an adverse party in said proceeding may obtain relevant information regarding said condition by statutory discovery.

12 Okla. Stat. § 2503(D)(3) (emphasis added).

Section 19(B)(1) is located in Title 76 of the Oklahoma Statutes which collects various statutory provisions dealing with “torts.” Section 19(B)(1) applies to “cases involving a claim for personal injury or death against any practitioner of the healing arts or a licensed hospital, arising out of patient care ----” Specifically, § 19(B)(1) provides as follows:

In cases involving a claim for personal injury or death against any practitioner of the healing arts or a licensed hospital, arising out of patient care, where any person has placed the physical or mental condition of that person in issue by the commencement of any action, proceeding, or suit for damages, or where any person has placed in issue the physical or mental condition of any other person or deceased person by or through whom the person rightfully claims, that person shall be deemed to waive any privilege granted by law concerning any communication made to a physician or health care provider with reference to any physical or mental condition or any knowledge obtained by the physician or health care provider by personal examination of the patient ....

76 Okla. Stat. § 19(B)(1) (emphasis added).

The Oklahoma Supreme Court has held that § 19(B)(1) “applies only to medical malpractice plaintiffs.” Higginbotham v. Jackson, 869 P.2d 319 (Okla.1994). The Oklahoma Supreme Court has also held that § 19(B)(1) effects a “complete waiver” of the physician-patient privilege when it applies. See Johnson v. District Court of Oklahoma, 738 P.2d 151, 153 (Okla.1987). In other words, the statute extends the scope of privilege-free discovery to “any material relevant to any issue in the malpractice action.” Id.

In the absence of any physician-patient privilege, a party may conduct ex parte interviews with any doctor just as one could do with any other fact witness. Seaberg v. Lockard, 800 P.2d 230, 231 (Okla.1990). A court may not, however, exercise its judicial authority to “facilitate or impede such informal communications.” Id. In other words, in the absence of any physician-patient privilege a doctor may of his own volition choose to speak to an attorney. A court cannot, however, compel a doctor to speak ex parte with an attorney. This is because ex parte interviews are not one of information gathering arrows which the legislature, Oklahoma or federal, has placed in the court’s discovery quiver. Higginbotham, 869 P.2d at 319; Johnson, 738 P.2d at 153.

The parties also generally agree that § 2503(D)(3) provides only a “qualification” of the physician-patient privilege and does not effect a “complete waiver” as does § 19(B)(1). Johnson, 738 P.2d at 153. The scope of privilege-free discovery under § 2503(D)(3) is limited “to the issue of the condition raised as an element of the claim or defense.” Id. Furthermore, when § 2503(D)(3) applies, the party seeking information about the physical, mental or emotional condition of a patient may do so only through statutory discovery. As discussed above, the Oklahoma Supreme Court has made it clear that the Oklahoma Discovery Code does not specify ex parte

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Related

Johnson v. District Court of Oklahoma County
1987 OK 47 (Supreme Court of Oklahoma, 1987)
Higginbotham v. Jackson
869 P.2d 319 (Supreme Court of Oklahoma, 1994)
Seaberg v. Lockard
800 P.2d 230 (Supreme Court of Oklahoma, 1990)
GTE Directories Service, Corp. v. Pacific Bell Directory
135 F.R.D. 187 (N.D. California, 1991)

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Bluebook (online)
206 F.R.D. 294, 2002 U.S. Dist. LEXIS 1932, 2002 WL 193261, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-four-seasons-nursing-centers-inc-oknd-2002.